Broker Dealer Accounting
TALENT SHIFT
Overview We are seeking a Staff Accountant with 1–4 years of experience to support monthly close, reconciliations, and audit activities within a regulated financial services environment on a contract basis. This is a 5 day onsite role in the Financial District in NYC and will have a duration of 3 months. Responsibilities Assist with monthly and quarterly close activities, including preparing journal entries and account reconciliations Support investigation and resolution of reconciliation discrepancies between sub-ledgers and the general ledger Help ensure accurate and timely financial reporting across entities Assist in preparing documentation and responding to audit requests (PBC support) Qualifications Bachelor’s degree or higher in accounting, finance, or other related fields preferred Proficiency in Excel and experience with ERP systems (e.g., NetSuite, Oracle, SAP, or similar) Familiarity with regulatory reporting concepts (e.g., FOCUS, net capital, reserve calculations) a plus Qualified applicants must reside in the continental U.S. Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position. Equal Opportunity and Benefits Forvis Mazars, LLP is an equal opportunity/affirmative action employer in accordance with applicable law. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications. Equal Opportunity Employer Veterans/Disability. Talent Shift reserves the right to make changes to the salary range based on business needs. Benefits: salary, group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. #J-18808-Ljbffr TALENT SHIFT
- ...Job Description Job Description Our client is looking for an accounting consultant with extensive broker dealer experience to help with an end-to-end reconciliation. This role is ideal for a hands-on, detail-oriented accounting specialist with deep broker-dealer knowledge...Suggested
- ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Accounting Specialist. This coveted position has room for significant growth...SuggestedPermanent employmentTemporary work
- ...Job Description Job Description New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial... ...regulations, including FINRA and SEC requirements. Accounting and Reporting: Manage financial reporting, accounting, and audit...Suggested
$110k - $165k
...to providing a seamless, top-tier trading experience. About The Role & Team We're looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play a key role in audit readiness and execution. This role requires...SuggestedTemporary workWork at officeWorldwideMonday to Friday- Webull Financial is seeking a Senior Accountant with broker-dealer experience to manage the monthly close and support audit processes. You will collaborate across teams to ensure financial reporting accuracy in a regulatory environment. Ideal candidates have 3-7+ years...Suggested
- ...A specialized broker-dealer is seeking a talented professional to lead end-to-end brokerage operations, reporting directly to the CEO.... ...ideal candidate should possess at least a bachelor's degree in accounting or finance, have a FINRA Series 27 license, and bring a minimum...
$70.6k - $139.8k
...re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate, you will... ...Qualifications: ~2+ years of recent and relevant public accounting external audit experience. ~ A background with experience in...Local areaWorldwideHome office$135k - $160k
...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one... ...reviews What we’re looking for Bachelor’s or Master’s Degree in Accounting CPA License Series 27 or ability to rapidly obtain Minimum of...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours$70.6k - $139.8k
...leading client engagements, supervising staff, and maintaining client relationships in the Broker Dealer industry. Candidates should have over 2 years of experience in public accounting and a Bachelor's degree meeting CPA certification requirements. Benefits include a...Work at office$85k - $110k
A midtown NYC broker-dealer is seeking an Accountant for an Associate level position reporting to the CFO. The role includes monthly closings, reconciliations, and preparing financial statements. Candidates must hold a Bachelor’s degree in accounting or finance and have...- ...an Associate/Senior Associate in Finance to enhance in-house accounting and reporting capabilities. The ideal candidate should be an... ...designation and have 3-5 years of experience in the banking or broker-dealer sector. Responsibilities include day-to-day accounting,...
$114.73k - $155.22k
The Broker Dealer and Investment Advisor (also referred to as Thrivent Investment Management, Inc.) Lending Manager is a senior-level role... ..., documentation, and controls Partner with Finance on accounting, accruals, reserves, and write-offs Drive operational efficiency...Hourly payFull timeLocal areaFlexible hours- ...practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is... ...across the nation.**Required Qualifications:*** BS/BA Degree in Accounting or equivalent degree* CPA or CA Certification* 5+ years of current...
- ...seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background in public accounting with at least 5...
- ...being part of the executive team. The ideal candidate should have a Bachelor's in accounting or finance, 10+ years of experience in Operations/Finance as a FINOP at a self-clearing broker-dealer, and strong analytical skills. Key responsibilities include managing financial...
- ...experienced Financial Controller. The ideal candidate will be a CPA with at least 6 years of progressive accounting experience, particularly within the Broker-Dealer sector. Key responsibilities include overseeing financial reporting, regulatory compliance, and internal...
- TALENT SHIFT is seeking a Staff Accountant in New York City to support month-end close, reconciliations, and audits. The role requires 1-4 years of experience and proficiency in Excel alongside ERP systems like NetSuite or SAP. This is a full-time position for three months...Full timeContract workFlexible hoursShift work
$110k - $165k
Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include... ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA...Work at office$200k - $235k
...global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial... ...the company's broker dealers. You will report into the Chief Accounting Officer and work closely with Controllers, Legal, Compliance,...Full timeWork at officeWorldwide$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the... ...3-3. Manage the timely funding of the Special Reserve Bank Account and ensure all deposits/withdrawals are executed in accordance...Work at officeLocal areaWork from homeFlexible hours- Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer reserve...
- ...Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer in the role of Chief Compliance Officer who has worked at a Self-Clearing Broker...
$143k - $180k
...four days per week and work remotely one day. A member of our recruitment team will provide more details. The US and Canada broker dealer Treasury team is part of Global Markets Division Americas. Reporting directly to the US and Canada broker dealer and US HoldCo Treasurer...Work at officeLocal areaRemote work- ...ensuring regulatory compliance, and supervising finance departments’ work. The ideal candidate has proven experience as a CFO in a broker-dealer environment and a strong understanding of relevant regulations including FINRA and SEC. Key responsibilities include developing...
- ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be... ...partnering with technology to manage priorities and resources • Accountable for product strategy, roadmaps, and delivery to drive execution...Work at officeLocal areaRemote work
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability... ...way to solve complex problems in real-time and stay truly accountable to the products we ship. When you're here, you're working directly...Full timeWork at officeWorldwide- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements...Permanent employment
$200k - $225k
Tensec is seeking a proactive Treasury Specialist in New York, NY to join its dynamic financial environment. The role demands over 5 years of experience in Treasury or Liquidity Risk, and includes developing scalable liquidity models, tracking capital requirements, and ...$143k - $180k
MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of Treasury experience, thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects to...- ...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry... ...financial services Knowledge of financial institutions Knowledge of accounting and ability to financial statements analysis Strong...
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