Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Broker Dealer Accounting

TALENT SHIFT

Overview We are seeking a Staff Accountant with 1–4 years of experience to support monthly close, reconciliations, and audit activities within a regulated financial services environment on a contract basis. This is a 5 day onsite role in the Financial District in NYC and will have a duration of 3 months. Responsibilities Assist with monthly and quarterly close activities, including preparing journal entries and account reconciliations Support investigation and resolution of reconciliation discrepancies between sub-ledgers and the general ledger Help ensure accurate and timely financial reporting across entities Assist in preparing documentation and responding to audit requests (PBC support) Qualifications Bachelor’s degree or higher in accounting, finance, or other related fields preferred Proficiency in Excel and experience with ERP systems (e.g., NetSuite, Oracle, SAP, or similar) Familiarity with regulatory reporting concepts (e.g., FOCUS, net capital, reserve calculations) a plus Qualified applicants must reside in the continental U.S. Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position. Equal Opportunity and Benefits Forvis Mazars, LLP is an equal opportunity/affirmative action employer in accordance with applicable law. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications. Equal Opportunity Employer Veterans/Disability. Talent Shift reserves the right to make changes to the salary range based on business needs. Benefits: salary, group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. #J-18808-Ljbffr TALENT SHIFT

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Broker Dealer Accounting in New York, NY vacancy
  •  ...Job Description Job Description Our client is looking for an accounting consultant with extensive broker dealer experience to help with an end-to-end reconciliation. This role is ideal for a hands-on, detail-oriented accounting specialist with deep broker-dealer knowledge... 
    Suggested

    Robert Half

    New York, NY
    8 days ago
  •  ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Accounting Specialist. This coveted position has room for significant growth... 
    Suggested
    Permanent employment
    Temporary work

    ACG Consulting Group LLC

    New York, NY
    3 days ago
  •  ...Job Description Job Description New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial...  ...regulations, including FINRA and SEC requirements. Accounting and Reporting: Manage financial reporting, accounting, and audit... 
    Suggested

    ACG Consulting Group LLC

    New York, NY
    3 days ago
  • $110k - $165k

     ...to providing a seamless, top-tier trading experience. About The Role & Team We're looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play a key role in audit readiness and execution. This role requires... 
    Suggested
    Temporary work
    Work at office
    Worldwide
    Monday to Friday

    WEBULL

    New York, NY
    2 days ago
  • Webull Financial is seeking a Senior Accountant with broker-dealer experience to manage the monthly close and support audit processes. You will collaborate across teams to ensure financial reporting accuracy in a regulatory environment. Ideal candidates have 3-7+ years... 
    Suggested

    Webull Financial

    New York, NY
    4 days ago
  •  ...A specialized broker-dealer is seeking a talented professional to lead end-to-end brokerage operations, reporting directly to the CEO....  ...ideal candidate should possess at least a bachelor's degree in accounting or finance, have a FINRA Series 27 license, and bring a minimum... 

    Selby Jennings

    New York, NY
    3 days ago
  • $70.6k - $139.8k

     ...re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate, you will...  ...Qualifications: ~2+ years of recent and relevant public accounting external audit experience. ~ A background with experience in... 
    Local area
    Worldwide
    Home office

    Crowe

    New York, NY
    2 days ago
  • $135k - $160k

     ...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one...  ...reviews What we’re looking for Bachelor’s or Master’s Degree in Accounting CPA License Series 27 or ability to rapidly obtain Minimum of... 
    Temporary work
    Work at office
    Local area
    Monday to Thursday
    Flexible hours

    GoTo Meeting

    New York, NY
    2 days ago
  • $70.6k - $139.8k

     ...leading client engagements, supervising staff, and maintaining client relationships in the Broker Dealer industry. Candidates should have over 2 years of experience in public accounting and a Bachelor's degree meeting CPA certification requirements. Benefits include a... 
    Work at office

    Crowe

    New York, NY
    3 days ago
  • $85k - $110k

    A midtown NYC broker-dealer is seeking an Accountant for an Associate level position reporting to the CFO. The role includes monthly closings, reconciliations, and preparing financial statements. Candidates must hold a Bachelor’s degree in accounting or finance and have... 

    Dawn Taylor Associates, Inc.

    New York, NY
    2 days ago
  •  ...an Associate/Senior Associate in Finance to enhance in-house accounting and reporting capabilities. The ideal candidate should be an...  ...designation and have 3-5 years of experience in the banking or broker-dealer sector. Responsibilities include day-to-day accounting,... 

    Framework Ventures

    New York, NY
    2 days ago
  • $114.73k - $155.22k

    The Broker Dealer and Investment Advisor (also referred to as Thrivent Investment Management, Inc.) Lending Manager is a senior-level role...  ..., documentation, and controls Partner with Finance on accounting, accruals, reserves, and write-offs Drive operational efficiency... 
    Hourly pay
    Full time
    Local area
    Flexible hours

    Thrivent

    New York, NY
    2 days ago
  •  ...practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is...  ...across the nation.**Required Qualifications:*** BS/BA Degree in Accounting or equivalent degree* CPA or CA Certification* 5+ years of current... 

    Rsm Us Llp.

    New York, NY
    3 days ago
  •  ...seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background in public accounting with at least 5... 

    Rsm Us Llp.

    New York, NY
    1 day ago
  •  ...being part of the executive team. The ideal candidate should have a Bachelor's in accounting or finance, 10+ years of experience in Operations/Finance as a FINOP at a self-clearing broker-dealer, and strong analytical skills. Key responsibilities include managing financial... 

    Hold Brothers

    New York, NY
    3 days ago
  •  ...experienced Financial Controller. The ideal candidate will be a CPA with at least 6 years of progressive accounting experience, particularly within the Broker-Dealer sector. Key responsibilities include overseeing financial reporting, regulatory compliance, and internal... 

    Liberty Personnel Services, Inc.

    New York, NY
    2 days ago
  • TALENT SHIFT is seeking a Staff Accountant in New York City to support month-end close, reconciliations, and audits. The role requires 1-4 years of experience and proficiency in Excel alongside ERP systems like NetSuite or SAP. This is a full-time position for three months... 
    Full time
    Contract work
    Flexible hours
    Shift work

    TALENT SHIFT

    New York, NY
    3 days ago
  • $110k - $165k

    Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include...  ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA... 
    Work at office

    Webull Financial

    New York, NY
    2 days ago
  • $200k - $235k

     ...global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial...  ...the company's broker dealers. You will report into the Chief Accounting Officer and work closely with Controllers, Legal, Compliance,... 
    Full time
    Work at office
    Worldwide

    DriveWealth

    New York, NY
    4 days ago
  • $150k - $180k

     ...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the...  ...3-3. Manage the timely funding of the Special Reserve Bank Account and ensure all deposits/withdrawals are executed in accordance... 
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  • Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer reserve... 

    Taurus Search

    New York, NY
    2 days ago
  •  ...Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer in the role of Chief Compliance Officer who has worked at a Self-Clearing Broker... 

    ACG Consulting Group LLC

    New York, NY
    3 days ago
  • $143k - $180k

     ...four days per week and work remotely one day. A member of our recruitment team will provide more details. The US and Canada broker dealer Treasury team is part of Global Markets Division Americas. Reporting directly to the US and Canada broker dealer and US HoldCo Treasurer... 
    Work at office
    Local area
    Remote work

    MUFG Bank, Ltd.

    New York, NY
    4 days ago
  •  ...ensuring regulatory compliance, and supervising finance departments’ work. The ideal candidate has proven experience as a CFO in a broker-dealer environment and a strong understanding of relevant regulations including FINRA and SEC. Key responsibilities include developing... 

    ACG Texas

    New York, NY
    3 days ago
  •  ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be...  ...partnering with technology to manage priorities and resources • Accountable for product strategy, roadmaps, and delivery to drive execution... 
    Work at office
    Local area
    Remote work

    Broadridge Financial Solutions , Inc.

    New York, NY
    21 hours ago
  • $200k - $225k

     ...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability...  ...way to solve complex problems in real-time and stay truly accountable to the products we ship. When you're here, you're working directly... 
    Full time
    Work at office
    Worldwide

    DriveWealth

    New York, NY
    3 days ago
  •  ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements... 
    Permanent employment

    TheStaffed

    New York, NY
    21 hours ago
  • $200k - $225k

    Tensec is seeking a proactive Treasury Specialist in New York, NY to join its dynamic financial environment. The role demands over 5 years of experience in Treasury or Liquidity Risk, and includes developing scalable liquidity models, tracking capital requirements, and ...

    Tensec

    New York, NY
    21 hours ago
  • $143k - $180k

    MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of Treasury experience, thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects to... 

    MUFG Bank, Ltd

    New York, NY
    21 hours ago
  •  ...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry...  ...financial services Knowledge of financial institutions Knowledge of accounting and ability to financial statements analysis Strong... 

    JPMorgan Chase & Co.

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Broker Dealer Accounting. Be the first to apply!