Advertising Regulation Principal Analyst
Financial Industry Regulatory Authority , Inc.
FINRA is seeking a Principal Analyst for Advertising Regulation in a hybrid role based in Rockville, MD, with responsibilities spanning complex analyses of member communications, joint regulatory evaluations, and contribution to policy and training. The position requires strong independent work, analytical rigor, and deep knowledge of FINRA/SEC rules governing advertising. The role involves collaboration across FINRA teams, on-site examinations as needed, and occasional travel. #J-18808-Ljbffr Financial Industry Regulatory Authority , Inc.
- FINRA in Rockville, MD seeks an experienced analyst to independently analyze FINRA firms’... ...training. The role focuses on reviewing advertising under FINRA Rule 2210 and coordinating evaluations with other departments and regulators. The ideal candidate will have strong...Principal
$94.5k - $141.7k
...with, other FINRA departments and other regulators. Provides assistance and support to... ...and supervision. Experience reviewing advertising and marketing material using FINRA Rule... ...of at least 1 year as an Associate Principal Analyst. Demonstrated ability to work independently...PrincipalFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start$112.3k - $202.5k
The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination... ...or a related field. Knowledge of, and experience with, the regulation and operation of U.S. broker-dealers, as well as familiarity...PrincipalFor contractorsFor subcontractorLocal area$114.2k - $207.2k
The Senior Principal Analyst of CAT Business Operations leads strategic initiatives and project delivery for the Consolidated Audit Trail... ...complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position....PrincipalFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start- Financial Industry Regulatory Authority, Inc. seeks an Associate Principal Analyst to identify regulatory risks, craft strategies, and lead teams toward strategic goals. The role involves guiding complex applications, mentoring staff, and presenting at internal trainings...Principal
$131.3k - $149.8k
Principal Data Analyst At Capital One, data is at the center of everything we do. When we launched as a startup we disrupted the credit card... ...; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have...PrincipalFull timePart timeWork at officeLocal area$131.3k - $149.8k
Principal Data Analyst - Analytics & Transformation At Capital One, data is at the center of everything we do. When we launched as a startup... ...; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have...PrincipalFull timePart timeWork at officeLocal area$110k - $120k
...Senior Sales Operations Analyst North Bethesda, MD Xometry powers the industries of today and tomorrow by connecting the people... ...grow their businesses through high-impact digital advertising, SEO, and content marketing services. This role is critical to...Shift work$161.2k - $312.6k
...Regulatory Operations and enterprise environments. The senior principal strategic research analyst is responsible for participating and/or the leadership... ...with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the...PrincipalFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$120.8k - $137.9k
Principal Risk Specialist, Compliance Governance Analyst The Compliance Governance, Oversight and Validation (CGOV) team within Compliance & Ethics is seeking... ...applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have...PrincipalFull timePart timeLocal areaImmediate start$137k - $248.7k
...The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible for the planning and execution of analytics projects... ...complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the...PrincipalFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start- ...We're Hiring: Principal Business Analyst – Oracle EBS (Finance) We're looking for an experienced Principal Business Analyst with strong Oracle E-Business Suite (EBS) functional expertise to partner with Finance and IT teams, optimize financial processes, and drive system...PrincipalFull timeImmediate start2 days per week
- GEICO is seeking a Senior Principal Data Analyst to design, implement, and optimize data models, dashboards, and analytical solutions across Insurance, Underwriting, Claims, Marketing, and Product Management. You will partner with data engineers, governance teams, and...PrincipalRemote job
- ...manufacturers grow their businesses through high-impact digital advertising, SEO, and content marketing services. This role is critical to... ...engines running at scale. We're looking for a data-driven analyst to serve as a strategic partner to Sales leadership, turning complex...Shift work
- Capital One seeks a Principal Data Analyst to innovate and maintain data solutions across BI, data management, and governance. You will translate business needs into analytics, dashboards, and scalable data tools, working with AWS and data warehouses to deliver insights...Principal
- ...Job Description Job Description Senior FOIA Analyst Employment Type: Full Time, Mid-Level Department: Information Technology... ...initiate negotiations with requesters, FOIA staff, sponsors (or regulated industry representatives), and contractors pertaining to...Full timeFor contractorsWork at officeFlexible hours
- ...a senior creative leader to move beyond execution and counsel clients and internal teams on creative strategy and enablement. The Principal Multimedia Designer will shape standards, support sales conversations, and mentor the design team, ensuring high-quality work across...PrincipalRemote job
- ...Description Job Description Description: This is the analytical center of the contract and the hardest billet to fill. The Principal CPI Analyst IV owns the Enterprise CSM Metrics Scorecard — building it, validating it, and briefing it monthly to the Marine Corps...PrincipalContract work
$120.8k - $137.9k
...Overview Principal Analyst, Payment Operations (Hybrid) Capital One Travel is seeking a Principal Analyst to join our Finance Operations... ...; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have...PrincipalFull timePart timeLocal area3 days per week$83.3k - $148.6k
Job Summary The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’... ...well as the Securities Exchange Act of 1934 and the rules and regulations thereunder. Ability to identify potential securities rule violations...Full timeTemporary workLocal areaImmediate start$112.3k - $202.5k
The Senior Analyst, HR Technology serves as a subject matter expert for the organization’s Human Resource Information Systems, with... ...FINRA complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position. In...Full timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start$131.3k - $149.8k
...Overview Principal Analyst, Capital Markets & Risks Capital One’s Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management... ...financial reporting environment to meet industry, auditor, and regulator expectations. A successful candidate for this role will...PrincipalFull timePart timeLocal area$109.9k - $125.4k
...Principal Risk Specialist CRA Strategy & Program Management Within Capital One Global Enterprise Affairs (GEA) is an organization... ...Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries. If you have...PrincipalFull timePart timeLocal area- designIQ, a Gannett Co. unit, seeks a Principal Multimedia Designer to elevate creative work, mentor teams, and drive training across print, digital, video, branding, and campaigns. You will shape standards, support new business and client conversations, and guide design...PrincipalRemote job
$131.3k - $149.8k
...Principal Analyst Capital Markets & Risk- ALCO Strategy (Hybrid) As a Principle Associate on the ALCO Strategy team you will act as the... ...Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries. If you have visited...PrincipalFull timePart timeH1bWork at officeLocal area$143.19k - $203.84k
Job Description - Principal, Parkland Middle School (26006KF) Job Description Principal, Parkland Middle School Job Specific Information... ...to Action Plan, the Program of Studies, and state and federal regulations and laws. Thorough knowledge of curriculum, instruction,...PrincipalInternshipWeekend workAfternoon shift- FINRA is seeking a Senior Analyst in the Advertising Regulation Department to review highly complex public communications for compliance with FINRA, SEC, MSRB and SIPC rules. You will respond to inquiries, mentor staff, and ensure timely, high-quality output while staying...
- ...Quality Analyst At Real we're always looking for new and ambitious people to help deliver exceptional service levels, change the... ...Maintain accurate and updated lab records. Follow all safety regulations as indicated in the MedImmune Policies and Procedures and...Local area
- ...Job Description Job Title: Sr. Workday HRIS Analyst \n Location: Rockville, MD (3 days onsite per week) \n \n Job Description : \n The Sr. Workday HRIS Analyst will join the People Solutions HR Technology team and will have responsibility for Workday operational...Work experience placement3 days per week
- ...The Sr. Workday HRIS Analyst will join the People Solutions HR Technology team and will have responsibility for Workday operational and functional support and enhancement implementation. This role will partner with HR COEs, Product, and IT engineering, supporting production...Full timeWork experience placement
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