Compliance & Licensing Specialist, Financial Services
Winged Keel Group
Winged Keel Group is seeking an Associate, Compliance and Licensing to support broker-dealer and insurance operations. The role focuses on registrations, licenses, appointments, and regulatory compliance across the firm’s operations. The successful candidate will coordinate state licenses, FINRA registrations, and E&O insurance coverage, while maintaining accurate records and assisting with annual reviews and reporting requirements. #J-18808-Ljbffr Winged Keel Group
Vacancy posted 4 days ago
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