Director, Financial Markets Risk & Regulatory Controls
$309k - $340kDormont Manufacturing Co
Deutsche Bank Securities, Inc. is seeking a Director in New York, NY to manage the regional book of work for the Bank’s Navigator platform. The role involves coordinating with senior leadership and ensuring compliance with financial regulations. Applicants must have a Bachelor’s degree in a relevant field and five years of experience in risk management and operational controls. The salary range for this position is $309,000.00 – $340,000.00 per year. #J-18808-Ljbffr Dormont Manufacturing Co
$138.1k - $276.2k
...Director of Financial Controls & Governance Marsh is seeking a Director of Financial Controls & Governance... ...with corporate objectives and regulatory requirements, including SOX compliance... ...including Internal Audit, IT Compliance, and Risk Management, to foster a culture of...RiskRegulatoryMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$182k - $254k
...unlock the next era of financial, creative, and... ...Controllership The Role: Controller Gemini is looking to hire... ...planning, and critical risks. ● Translate financial... ...accordance with the respective regulatory requirements and... ...scope, and current market data. At Gemini, we strive...RiskRegulatoryWork experience placementWork at officeRemote workFlexible hours$149.03k - $260.29k
...for internal use): 13 Director, Global Financial Crimes Compliance Advisory and Export Control Responsibilities and... ...second line of defense regulatory advice and execution... ..., and reputational risks. You will ensure that... ...trust is upheld in every market and business activity...RiskRegulatoryFull timeSecond jobLive inWork at officeWorldwideFlexible hours- ...Control Manager Vice President Join the Treasury... ...liquidity, and capital risks, and Funds Transfer Pricing... ...equity in the capital markets. As a Control... ...+years of experience in financial services industry with... ...related financial and regulatory reporting Knowledge...RiskRegulatoryWork at officeVisa sponsorship
$150k
...CFO Business Partnering & Controls VP To provide financial expertise and support to specific business units... ..., and evaluate financial risks for business units, and to analyse the... ...integrity of financial information and regulatory reporting. You will deliver actionable...RiskRegulatoryHourly payTemporary work$200k - $300k
...Manhattan GC is Looking to Hire a CFO/Controller! This Jobot Job is hosted by:... ...: month/quarter/year close, financial statements (internal and external), regulatory reporting, and accounting... ...cycle in partnership with the Risk Director The outside accounting bench: audit...RiskRegulatoryFor contractorsLocal area$165k - $275k
...Summary Serve as senior Finance Risk lead for all internal audit‑... .... The Finance‑Wide Audit and Control Oversight lead serves as a... ...to effective risk management, regulatory compliance, and continuous improvement... ...in conjunction with the Non‑Financial Risk and Control Assessment...RiskRegulatoryTemporary work$100k - $154.1k
...Business (LOB) by producing financial reporting, disclosures,... ...maintain, and enhance Value at Risk Back‑Testing (VBT) data... ...affect multiple product control businesses. Analyze regulatory matters such as Comprehensive... ..., P&L substantiation to market events, significant transaction...RiskRegulatoryShift workDay shift$163.6k - $245.4k
This role is part of the Markets Data Risk team within Markets COO, focusing... ...of Markets data controls. The role covers a range of... ...understanding of data analytics, financial products, operational intricacies... ...Understanding of Basel regulatory requirements such as the...RiskRegulatoryFull time- ...identifying and managing areas of risk Maintaining... ...stakeholders including regulators, market vendors and internal divisions... ...impact on relevant processes and controls What we will offer you:... ...escalate any operational, regulatory and other risks to line manager...RiskRegulatoryWork experience placementRemote workFlexible hours
- ...GFX Sr. Business Financial Control Product Associate (CFO) New York, New... ...s), processes, and inherent risks of a product, business or function... ...accounting, financial and regulatory reporting, balance sheet... ...and tax Global Banking and Markets Financestrives to be a...RiskRegulatoryWork at officeLocal areaShift workDay shift
$124.5k - $260k
...spanning accounting and risk, technology-enabled... ...to the preparation of financial statements and the development of internal controls and policies Help prepare... ...reports for management or regulatory bodies Guide the... ...emerging growth middle market organizations and/or PE...RiskRegulatoryWork at officeLocal areaFlexible hours$149.3k
...Name Senior Manager, Capital Markets Transformation Posting... ...United States Job Category Risk Advisory Advertised... ...operations Client onboarding Regulatory operations Assess... ...identify process weaknesses, control gaps, and opportunities for redesign...RiskRegulatoryFull timeLocal areaFlexible hours$140k - $170k
...CFTC/NFA Reporting & Internal Controls Fanatics Betting and... ...team to support our regulated financial market operations. Reporting to the Director, Controls and Regulatory Reporting, this individual will... ...expectations, financial reporting risk, and control design. Strong...RiskRegulatoryFull time- ...Banking, Finance, and Financial Services. Through our... ...a fast-paced capital markets environment. The role... ...back trading systems, regulatory initiatives, and technology... ...dependencies, risks, and key deliverables... ...management and scope control throughout the project...RiskRegulatory
- ...Project Manager – Capital Markets (Post-Trade) Location... ...actions, and regulatory reporting platforms. The... ...methodologies .Track project risks, dependencies, issues,... ...and operational controls .Technical Leadershi... ....Monitor project financials and resource utilization...RiskRegulatoryFull timeWork at office3 days per week
$200k - $230k
...Framework Ventures is seeking a Head of Controls - Insurance Platforms to establish a control environment for operational... ...have at least 15 years of experience in enterprise risk and regulatory compliance within financial services. This leadership role includes overseeing...RiskRegulatory$114k - $143k
...analytics capabilities Manage program risks, issues, and dependencies, ensuring... ...large-scale programs within financial services or consulting environments... ...distributed delivery Familiarity with regulatory, audit, and risk-controlled environments Experience...RiskRegulatoryPermanent employment$180k - $220k
...seeking an experienced Product Controller with 5–8 years of experience... ...balance sheet integrity, and financial controls across both TradFi... ...analysis Assist with audits, regulatory reporting, and internal controls... ...accounting, custody, and risk controls Required Qualifications...RiskRegulatoryFull timeWork at officeWorldwide$85k - $145k
...performing continuous risk monitoring activities... ...the effectiveness of controls and compliance with governmental... ...S., including Capital Markets, Wealth Management,... ..., Compliance and Financial Crimes Compliance.... ...reporting. Knowledge of US regulatory standards, auditing...RiskRegulatoryFull timeFlexible hours$170k - $220k
...regulated organizations seeking a Director of Financial Risk & Governance to lead and... ...exposure, and supporting regulatory and audit-driven programs... ...frameworks, policies, and control structures • Partner with... ...depending on experience and market Equal Opportunity Employer...RiskRegulatoryLocal area- ...candidate with capital markets experience who has led complex data or regulatory programs and is comfortable... ...Manager role within financial services ~ Strong... ...lineage, stewardship, and controls ~ Experience working... ...supporting regulatory or risk-driven data initiatives...RiskRegulatory
- ...delays, driving swift resolution. Risk, Compliance, and Governance... ...: Support the Head of Global Markets in maintaining a close... ...adhere to internal policies, regulatory requirements, and jurisdictional... ...implementing the monitoring systems and controls required to maintain a strong...RiskRegulatoryShift work
$165k - $275k
Morgan Stanley is seeking a Senior Finance Risk lead in New York to oversee all internal audit-related interactions across Finance.... ...leadership for audit preparedness and providing insights into global regulatory plans. Candidates should possess strong audit knowledge,...RiskRegulatory- ...Senior Manager / Director - Operational Risk & Controls (Insurance) We are partnering with a rapidly growing specialty insurance organization... ...underwriting, claims, ceded reinsurance, actuarial, finance, regulatory reporting, and supporting technology functions....RiskRegulatoryH1b
$129.84k - $194.76k
...development team within the Markets Financing desk. This... ...trading, market risk processing, and reporting... ..., and strict regulatory compliance from a business... ...managing and reporting control issues with transparency... ...a Business Analyst in Financial Markets ~ Strong experience...RiskRegulatoryFull time$250k - $420k
...suite of banking, capital markets and advisory solutions... ...our clients' overall financial needs, with... ...is seeking a Managing Director, Real Estate Capital Markets... ...and comply with ongoing regulatory obligations, which include... ...with a strong risk mitigating and compliance...RiskRegulatoryWork experience placementWork at office- Overview The controller will be responsible for consolidations and month-end closing... ...with extensive experience in financial consolidations, regulatory reporting, and ensuring compliance and... ...discrepancies, variances, and potential risks. Develop and maintain effective internal...RiskRegulatory
- Audit Manager, Capital Markets - Structured Finance... ...of internal controls, risk management, and governance... ...Managers and/or the Director, U.S. Capital Markets... ...processes, relevant regulatory requirements, and associated... ...your unique family, financial, physical, mental,...RiskRegulatoryLocal areaFlexible hours
- ...Group Risk Specialist The Group Risk Specialist provides a... ...also contribute to end-to-end controls testing and validationfrom planning... ..., including support for regulatory and internal risk reporting.... ...of the world's leading global financial institutions and is the fifth...RiskRegulatory
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