Senior Associate, Internal Auditor

Title Senior Associate, Internal Auditor Business Unit Internal Audit Location Charlotte, NC About Barings At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. Job Summary As a member of the Barings Internal Audit team, you will be exposed to various business areas and will have high visibility and access to senior leaders throughout the organization. This is an excellent opportunity to influence and impact change. This position supports audits across a range of complexity and is expected to work autonomously with guidance and review from an Audit leader. Key Activities Participating in audit planning and scoping activities together with audit leaders and team members. Preparing detailed audit programs to evaluate the effectiveness of operational processes and controls. Reviewing and evaluating internal controls and related processes and procedures to assess efficiency and effectiveness. Preparing and communicating accurate, timely reports on audit findings. Providing input and consultation to other auditors regarding the review of business area controls. Recommending opportunities to enhance operational efficiency and strengthen controls. Assisting with periodic risk assessments and identification if emerging risks. Participating in various department initiatives and projects. Primary Responsibilities Work closely with Audit leadership and other team members to develop the scope and approach for assigned audits, focused on the right risks in line with the strategies of the business. Conduct audits and project reviews in accordance with professional standards and department methodology in order to test the effectiveness of key controls. Use data analytics and approved artificial intelligence tools and techniques to support audit activities. Distill business topics and communicate issues, insights, and recommendations clearly to peers and management. Work in partnership with audit management, business partners, and second line risk functions to assess whether processes, business activities, and internal controls are effective in managing operational, financial, regulatory, and business risks. Recommend appropriate business solutions to manage identified risks. Prepare reports and analyses that clearly communicate audit results and relevant business risks and impacts. Contribute ideas that strengthen internal audit practices and other risk/control efforts. Participate in Internal Audit department-wide initiatives and activities. Qualifications Bachelor’s degree in accounting, finance, or a related business field preferred. 2+ years of internal audit, external audit, or equivalent financial services experience. Experience within financial services, asset management, banking, insurance, or regulated environments preferred. Excellent communication skills, both verbal and written. CPA, CFA, MBA, CIA, or other relevant investment certifications preferred. Understanding of audit, internal control, risk and governance principles. Strong analytic and problem‑solving skills. Understanding of workflows and business processes. Ability to identify solutions that effectively address business and control needs. Motivated self‑starter with a strong aptitude for learning and a demonstrated track record of strong performance. Demonstrates integrity, professional skepticism, a proactive work style, and sound business judgment. Commitment to excellence and continual improvement. Builds credibility and effective working relationships with team members and business colleagues. Identifies emerging risks, opportunities, and future considerations. Handles ambiguity with sound judgment and a collaborative approach. Ability to multi‑task effectively in a fast‑paced environment. High responsiveness and flexibility to changing business priorities and tight deadlines. Ability to work effectively within and across teams. Requisite Skills Additional Skills above the fundamental job responsibilities and qualifications support knowledgeable, competency‑based collaborators in this role. Equal Employment Opportunity Barings is an Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Benefits CORE BENEFITS & WELLNESS: Medical (including Virtual Care), Prescription, Dental, and Vision Coverage Fitness Center Reimbursement Program (Including Online Memberships) Employee Assistance Program (EAP) Fertility Benefits Highly competitive 401(k) Plan with Company Match Health Savings Account (HSA) with Company Contributions Flexible Spending Accounts (FSA) – Health Care & Dependent Care Retirement Health Reimbursement Account Life Insurance – Basic and Supplemental Life Insurance Spouse and Child Life Insurance Time Off, Disability and Leave of Absence Paid Vacation, Sick Days, and Annual Holidays Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time) Short and Long Term Disability Plans Paid Volunteer Time Education Assistance Program Charitable Matching Gifts Program Commuter Reimbursement Program Adoption and Surrogacy Reimbursement Program Other benefits include comprehensive health savings, flexible spending accounts and additional health plan coverage. Additional Information Barings is a leading global asset management firm dedicated to meeting the evolving investment and capital needs of our clients. We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative, institutional‑quality solutions and service. Our team‑driven culture is based on transparency, responsibility and putting our clients’ interests first. We listen to our clients to understand their needs, so that we can be a strategic advisor and long‑term partner in meeting their unique investment goals. Risk management and protecting our investors’ capital over the long term is an essential component of our lasting partnerships. Barings is also committed to building long‑term relationships with our associates and providing opportunities and support to help them succeed. With our expanding business and global footprint, Barings offers a wealth of opportunities for associates who share our culture, values and commitment to excellence in client service. As an organization, we believe that a diversity of perspectives and strengths is essential to meeting the evolving needs of our clients, and we are committed to attracting and retaining a talented workforce as diverse as the clients and communities that contribute to our success. #J-18808-Ljbffr Barings LLC