Remote Investment Compliance Specialist Marketing Materials
ACA Group
- Remote job
ACA Group is seeking a compliance professional in Colorado to ensure regulatory compliance for complex client materials. This position involves working with multiple departments and clients, reviewing investment materials, and ensuring adherence to SEC and FINRA regulations. Applicants should have a Bachelor’s degree in finance, plus at least 3 years of related compliance experience. The role offers remote flexibility and an attractive benefits package including a competitive compensation structure. #J-18808-Ljbffr ACA Group
- FINRA Marketing Compliance Specialist job at Yrefy LLC. Phoenix, AZ. Position Title... ...Full-Time,In-Office, Non-Remote Supports the Investor Relations... ...marketing projects, materials, and its compliance for all... ...family offices, or alternative investment platforms. Extensive...Remote workMaterialsHourly payFull timeTemporary workWork at officeImmediate startFlexible hours
$80k - $105k
...Marketing & Food Labeling Compliance Specialist Job Description Marketing and Food Labeling Compliance Specialist Athletic... ..., advertising and related materials across domestic and international... ...from time to time is required, or remote if located outside of the brewery...Remote workMaterialsFixed term contractWork at officeLocal areaImmediate start$90k
...ACA Group is seeking a Compliance Consultant in Portland, Maine. This role involves ensuring the regulatory compliance of fund and advisory clients' marketing materials for ACA's complex clients. The ideal candidate should have a Bachelor's degree in finance and a minimum...Remote workMaterialsFlexible hours$65k - $100k
...Compliance & Legal Analyst Affiniti is building the financial operating... ..., transaction monitoring, marketing reviews, regulatory filings,... ...we look for: LOCATION NYC or remote in Tri-State Area EXPERIENCE... ...requirements Review marketing materials against UDAAP, network rules,...Remote workMaterialsContract work- ...Great American is looking for a Legal Specialist, Marketing Compliance to join its Property & Casualty... ...assist with the review of marketing materials, the handling of trademark matters,... ...with the flexibility to work one day remotely. Core in‑office days are Tuesday–Thursday...Remote workMaterialsFull timePart timeSeasonal workWork at office
- ...Yoh, A Day is seeking a Marketing Regulatory Review Analyst for a 6+ month contract... ...role. This position is 100% remote and requires experienced professionals in financial services compliance review. You'll evaluate marketing materials to ensure they adhere to regulations...Remote workMaterialsContract work
$57.5k - $86.3k
...DESCRIPTION This role can work remote anywhere in the United States. Job Summary The Compliance Analyst reports to the Senior... ...Analyst assists with business unit marketing activities, as well as new... ...review of consumer marketing materials and communications for products...Remote workMaterials$90k - $130k
...Municipal and Taxable Fixed Income investment teams through strategy... ...custom client requests, marketing material production, and RFP/DDQ responses... ...investment, marketing, compliance, and client service teams.... ...in-office, 1 day per week remote. The actual base salary...Remote workMaterialsWork at officeLocal area1 day per week$325k - $375k
New York Capital Markets & Corporate Compliance Associate Location: New York City, NY (up to 40% remote) Experience: 3+ Years PQE | Capital Markets & Corporate Compliance Focus... ...) Prepare and review proxy statements and materials for shareholder meetings Advise clients on...Remote workMaterialsWork at officeFlexible hours$176.4k - $228.25k
...in global Phase 1-3 clinical trials and marketing applications. Influence the regulatory strategy... ...’s brochure, and other clinical trial materials; GMP inspections as needed. Assess and... ...is ideal; however, we will consider remote work for this position. We ask that remote...Remote workMaterialsLocal areaWork from homeWorldwide$115k - $140k
AlphaCore Wealth Advisory is looking for a Marketing Compliance Associate in Washington, D.C. This role involves reviewing marketing materials for compliance, conducting compliance... ...000 - $140,000 per year with occasional remote work options. #J-18808-Ljbffr AlphaCore...Remote workMaterialsCasual work- ...longstanding, leading market positions in many of the... ...Global Legal, Compliance, Regulatory and Government... ...ensure that promotional materials meet regulatory requirements... ...and/or registered investment adviser) Ability to... ...both in an office and remotely. Estimated Travel Minimal...Remote workMaterialsWork experience placementWork at officeLocal areaImmediate startRelocation3 days per week
$90k - $180k
Marketing Compliance Senior Analyst Location: 280 Congress Responsibilities Review marketing materials for funds to ensure compliance with regulatory guidelines including the Investment Company Act, SEC Marketing Rule, Rule... ...office with one day remote. Equal Opportunity...Remote workMaterialsWork at officeFlexible hours- ...Bears IT Solutions is seeking a Grant Compliance Specialist, which you will be responsible for... .... Work Location & Travel Hybrid/remote work environment with periodic travel... ...deliverables, financial records, and supporting materials. Reporting & Submission Management...Remote workMaterialsPermanent employmentContract workWork from homeFlexible hours
- ...OF A CREDENTIALING & ADMINISTRATIVE SUPPORT SPECIALIST You will assist the company and our providers both remotely and face-to-face throughout the entire Credentialing... ...to providing administrative support for marketing materials and distribution, then shift focus to assist...Remote workMaterialsMonday to FridayShift work
- Ondo Finance is seeking an Investment Operations Onboarding Specialist to manage the onboarding process for vendors... ...in investment operations or compliance. The position emphasizes strong organizational... ..., and the opportunity to work remotely with a diverse team of talented...Remote jobFlexible hours
- ...and crypto end to end, with compliance, identity checks, fraud prevention... ...for a Regulatory Compliance Specialist to join our growing... ...working schedule: Work fully remotely or your nearest Moonbase, the... ...verification signals in application materials based on available...Remote workMaterialsWorldwideHome office
- ...our youth. About the Role As a Compliance Specialist, you help protect and strengthen... ...improvement plans. Review communications and materials for compliance alignment. Respond... ...young adults across our programs. Remote work opportunities (with approval from...Remote workMaterials
- JPMorgan Chase & Co. is seeking an Investment Specialist (Derivatives) in New York. You will engage with portfolio managers and clients, creating compelling marketing materials while fostering exceptional client experiences. Key responsibilities include leading client meetings...Materials
- ...Job ID: 65881 Position: Communications Compliance Specialist Client: In DOH Location: 2 N. Meridian... ...0 PM (Hybrid 3 days in office, 2 days remote) Interview Process: Initial interview... ...Affairs to make IDOH’s public‑facing materials usable and accessible. Key Responsibilities...Remote workMaterialsWork at officeShift work
- ...are seeking a senior‑level Regulatory Compliance Specialist with advanced technical expertise and... ...days a week with occasional travel to remote field locations or well sites as needed... ...while developing comprehensive training materials for field employees. Incident...Remote workMaterialsFor contractorsWork at officeLocal area3 days per week
- BJC Medical Group is hiring a Senior Compliance Coordinator in St. Louis, MO. This remote position involves reviewing specialty provider documentation for billing accuracy and developing educational materials. The ideal candidate will have 5-10 years of experience, a high...Remote jobMaterials
- ...partner is looking for a Senior Benefits & Compliance Specialist based in United States. This role... ...employer support. Flexible and remote-first work environment. Paid time off... ...verification signals in application materials based on available information. These...Remote jobMaterialsFull timeFlexible hours
$30 - $34 per hour
...Regulatory Compliance Specialist Location: Fort Worth, TX 76177 (Hybrid) Pay Rate: $30-$34/hour Schedule... ...Hybrid Setup (3 days onsite / 2 days remote) Type: 6-Month Temp Assignment with... ..., process improvements, training materials, and other projects that promote operational...Remote workMaterialsTemporary work- ...general securities Supervising Principal for Navy Federal Investment Services (NFIS) registered sales personnel and NFIS online... ...including related communications, reports, presentations, and compliance materials. Supervise compliance-related activities of NFIS registered...MaterialsMonday to Friday
- Job summary As an Investment Specialist (Derivatives) within the Asset Management Derivatives team... ...matters, including, but not limited to marketing investment strategies, servicing... ...and maintaining compelling marketing materials, product development and sales/retention...MaterialsWork experience placement
- ...internal job mobility. SEI is seeking an Investment Marketing Specialist to join the Asset Management... ...web content, emails, and educational materials Assist in translating complex investment... ...accuracy and alignment with compliance requirements Support the execution of...MaterialsFlexible hours
$100k - $120k
...in days) to receive an alert: Trade Compliance Specialist - Tucson, AZ Apply now... ...compliance reviews of Tucson DC inbound materials and outbound finished products to and... ...Belden also offers hybrid and remote work practices where feasible and provides...Remote workMaterialsTemporary work$64k - $75k
...Overview Purpose: The CID Compliance Specialist will assist with the management... ...(AHP) and Community Investment Homeownership and Voluntary... ...develop and present program materials used in presentations for workshops... ...days a week and two days remote. We also offer remote flex...Remote workMaterialsFull timeSummer workBank staffWork at officeFlexible hours3 days per week$135 - $150 per hour
..., depending on experience Location: Remote (United States) Duration: 3-Month Contract... ...on ITAR, EAR, and OFAC sanctions compliance . This contractor will provide specialized... ...and testing programs ~ Training materials ~ Remediation roadmaps ~ Support trade...Remote workMaterialsHourly payContract workFor contractors
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