SEC Audit Manager - Regulator

SEC Audit Manager / Regulator Overview Overseeing the audits of public companies and SEC-registered brokers and dealers to protect investors and further the public interest by preparing informative, accurate, and independent audit reports. Job Description As an SEC Audit Manager / Regulator, you will have the opportunity to utilize your auditing skills and experience in a rigorous inspection program of registered public accounting firms, including: Inspecting portions of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards related to audits, report issuance, and issuer matters; Assessing firms' quality control structures and their impact on audit quality; Meeting and interviewing firm personnel to understand quality control and audit approaches, and to identify deficiencies; Gathering and organizing information to support inspection findings; Researching and consulting on technical issues; Communicating findings through meetings and comment forms; Preparing comment forms and assisting in drafting inspection reports. As an Inspections Specialist, you will also: Enhance your technical skills through inspection activities and collaboration with inspection teams; Participate in projects to improve the Inspection program's effectiveness; Contribute to the development and facilitation of training courses; Participate in the firms' recruiting process. Qualifications Current CPA (Certified Public Accountant) license required; Six to fifteen years of progressive experience at the Senior Manager or Manager level in auditing U.S.-traded companies; Bachelor's degree in Accounting; MBA or Master’s degree is a plus; Strong knowledge of PCAOB standards, GAAP, and/or IFRS; Excellent written and oral communication skills; Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability as we pursue our mission and vision. Equal Employment Opportunity We provide equal opportunities and a harassment-free environment. Qualified applicants with criminal histories will be considered in accordance with applicable laws. Login to save this search and get notified of similar positions. Related Jobs: Senior Fund Accountant - Associate, New York, NY Fund Accountant - Fund Administration Associate, New York, NY Senior Tax Manager - Tax Director, Remote OK, New York, NY #J-18808-Ljbffr Regal Executive Search