Compliance Associate
iCapital Network
iCapital Network, Inc. is seeking a Compliance professional to review investor and client AML/KYC documentation, monitor ongoing activity, and provide cross-functional guidance on new initiatives. The role emphasizes strong regulatory knowledge and collaboration across business lines. The ideal candidate has 1-4 years of alternatives experience, familiarity with key acts, and experience with AML screening tools. A proactive, communicative, and process‑oriented mindset is essential. #J-18808-Ljbffr
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Suggested
- ...The Goldman Sachs Group, Inc. is seeking a Compliance Associate in Salt Lake City, UT. This role is crucial for reviewing electronic and voice communications to ensure regulatory compliance and mitigate risk for the firm. Candidates with 2-5 years of experience in financial...Suggested
- ...Assist in administering the firm's compliance program in accordance with SEC, FINRA, and applicable state regulations. Monitor regulatory developments and assess their impact on firm policies and procedures. Conduct compliance reviews and surveillance activities Support...SuggestedWork at office
- Job Duties: Associate, Product Management with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Work with project sponsors and key stakeholders... ...and road map in line with overall product vision and broader Compliance Engineering objectives. Conduct user research, including...Suggested
- ...a more sustainable future, we're powering it. Apply now and energize your career with a true leader in global energy. Job Title: Compliance Specialist - NERC CIP AES is seeking a NERC CIP Compliance Specialist responsible for executing defined compliance activities and...SuggestedFull timeFor contractorsWork at officeWorldwide
$69.7k - $94.3k
Compliance Analyst I, II or IIIHybrid role (3 days/week in office) at our Portland, Medford, Fargo, Burlington, Vancouver, Renton, Boise, Lewiston or Salt Lake City offices. Candidates must reside within commutable distance of that location.Build a career with purpose....Full timeWork at officeImmediate startWork from homeFlexible hours3 days per week- Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately...Work experience placement
- ...and Microsoft. Protecting Lucid and our users is core to our business. We’re looking for a highly analytical and cross-functional compliance professional to join our close-knit legal team working alongside our Director of Legal, Compliance and Litigation. The ideal...Immediate startRemote work
- Integrated Resources, Inc., is led by a seasoned team with combined decades in the industry. We deliver strategic workforce solutions that help you manage your talent and business more efficiently and effectively. Since launching in 1996, IRI has attracted, assembled and...
$85k - $110k
...Regulatory and Compliance, Private Funds Marketing - Associate Salt Lake City, Utah, United States About the Role iCapital is looking for a Compliance Assistant Vice President to join its Regulatory and Compliance team to lead the review and approval process for marketing...Full time- ...Goldman Sachs is looking for a professional who can ensure compliance with financial controls and reporting obligations. The role involves calculating and analyzing regulatory capital and leveraging, while also enhancing workflows to meet evolving regulatory requirements...
$70k - $95k
...iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically...Full time- Regulatory Affairs Specialist Integrated Resources, Inc., is led by a seasoned team with combined decades in the industry. We deliver strategic workforce solutions that help you manage your talent and business more efficiently and effectively. Since launching in 199...
$100k - $120k
...lead programs that have real impact on water resources, we want to hear from you. About the Role The Department of Regulatory & Compliance is hiring a Regulatory Permitting Specialist to own the state and local regulatory pathway for Rainmaker's domestic cloud seeding...Interim roleSeasonal workLocal areaWorldwide- ...legal field without a juris doctorate A minimum of two years of experience in Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) compliance, law enforcement, and/or the credit card industry A bachelor’s degree, master's; or juris doctorate degree in one of the following...Permanent employment
- ...Job Duties Vice President, Business Unit Compliance with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Lead regional execution team... ...to develop and/or enhance system controls, surveillances and associated procedures and training to assess the firm's compliance, regulatory...
$42.24 per hour
...Payrate : $42.24 - $42.24/hr. Summary As an Investigator I within FIU - Compliance as a Service (CaaS) team, you will support the detection, analysis, and reporting of potential financial crimes across new business models and entities supported by payments processing....Hourly payFull timeWork experience placementLocal areaFlexible hours- ...AES Clean Energy, a leading independent power producer, seeks a NERC Operations Senior Analyst to support the compliance program and monitor day‑to‑day NERC reliability standards adherence. The role collaborates with Operations, Engineering, Regulatory Affairs, and IT...
- ...Team, Your ImpactThis position will be responsible for Quality Compliance Oversight, Quality Council Management Review, Site Compliance... ...they relate to the production of pharmaceutical products and associated quality systems.Working knowledge of FDA, EMA, DEA, EPA and other...Temporary workWorldwideFlexible hours
$85k - $110k
...About the Role iCapital is seeking an Assistant Vice President to join the Regulatory and Compliance team. This role will assist with a variety of international offerings activities, both at the firm level and for investment vehicles as well as conduct compliance marketing...Full timeWork at officeRemote work- ...Athletics Compliance Officer The University of Utah, a member of the Big12 Conference, is seeking applications for a Director of Athletics... ...of roster declarations. Assist the Executive Senior Associate Athletics Director for Governance and Brand Strategy with monitoring...Work at office
$92k - $130k
...manufacturing documentation to ensure regulatory requirements compliance, consistency, and accuracyProvide guidance on regulatory... ...criteriaCoursework, seminars, and/or other formal government and/or trade association trainingExperience in preparing domestic & international...Full timeWork experience placement$70k - $85k
Overview The Regulatory Affairs (RA) Analyst is responsible for ensuring compliance of raw material documentation, finished product documentation, and finished product packaging with internal specifications and external regulatory requirements. The RA Analyst will work...- Are you a credentialed life insurance producer who feels constrained by corporate caps, captive carrier limitations, or opaque lead structures? We are expanding our network of established financial protection specialists. This 1099 entrepreneurial partnership is tailored...Contract workWork at officeImmediate startRemote work
- ...organized and collaborative Regulatory Affairs Generalist / Senior Associate to support a strategic pharmaceutical partnership and its... ..., documentation management, submission execution, and ongoing compliance with global regulatory requirements. The ideal candidate thrives...Local areaRemote work
$25k
...preparing, submitting, and tracking regulatory documents to ensure compliance with institutional, federal, and sponsor requirements. The... ...This position is patient-sensitive and must fulfill all associated vaccination requirements, or be approved for an exemption, prior...Full timeTemporary workPart timeWork experience placementRemote workMonday to Friday$80.9k - $127.05k
...activities. The role leads regulatory efforts for new product development, manufacturing and product changes, regulatory submissions, compliance initiatives, and commercial support. This position works closely with cross-functional teams to ensure products meet U.S., EU,...Full timeTemporary workWork experience placementLocal areaImmediate startRemote workFlexible hours$25k
...preparing, submitting, and tracking regulatory documents to ensure compliance with institutional, federal, and sponsor requirements. The... ...and responsibilities. Final placement, including the associated pay rate, will be determined based on business needs and budget...Temporary workWork experience placement$25k
...preparing, submitting, and tracking regulatory documents to ensure compliance with institutional, federal, and sponsor requirements. The... ...during the selection process. Final placement, including the associated pay rate, will be determined based on business needs and budget...Full timeTemporary workPart timeWork experience placementWork at officeRemote workMonday to FridayShift work- ...Product Compliance AnalystFully Remote • Red Cat Corporate - Salt Lake City, UT 84115Position SummaryThe Product Compliance Analyst supports certification, approvals, regulatory and market research and intelligence, and administration of compliance documentation for unmanned...Remote work
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