VP, Compliance Strategy for RIAs & Broker-Dealers
Kroll
Kroll, a global leader in risk and financial advisory, seeks a collaborative compliance professional in the United States to advise a diverse portfolio of RIAs, broker-dealers, and registered investment companies. You will lead engagements, translate complex requirements into practical solutions, and grow client relationships. With at least five years of compliance experience and deep Advisers Act and FINRA knowledge, you will design programs, supervise regulatory filings, and mentor junior #J-18808-Ljbffr Kroll
Vacancy posted 1 day ago
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