Email Surveillance Principal, Broker-Dealer
StoneX Group
StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory team. The position requires 2+ years in broker-dealer supervision, appropriate licenses (Series 7, 24, 63), and strong communication skills. #J-18808-Ljbffr StoneX Group
Vacancy posted 1 day ago
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