Regulatory Operations Compliance Associate
$52k - $78kSwiss Re
About the Role
As a Compliance Associate on the Regulatory Operations team, you will play a vital role in supporting Swiss Re's North America product offerings and policy issuance. From the development and preparation of product filings through to implementation, you will be at the heart of ensuring regulatory compliance across multiple product lines. This is a role where no two days are the same — and where your contributions genuinely matter.
Key Responsibilities
- Support filing processes for rates, rules, and forms, assisting Regulatory Operations teammates throughout the full product filing life cycle
- Independently review and analyze bureau circulars (e.g., ISO, AAIS) to assess product and filing impact, communicate changes, and assist in completing required filing processes
- Manage referrals received via the forms analyst mailbox across all product lines, including formatting specifications and determination of appropriate filing action
- Maintain accuracy and integrity of Swiss Re's internal tracking system to ensure current, regulatory-compliant product filing information is always up to date
- Own and actively manage projects , taking initiative and participating in cross-functional projects as assigned
- Collaborate with internal stakeholders across Products, Underwriting, Legal, and other functional areas to ensure alignment and timely execution
- Provide competitor product and filing intelligence to business units upon request, supporting informed decision-making
About the Team
You'll be joining the Regulatory Operations Product Services team — a collaborative, skilled, and supportive group that provides regulatory compliance support to multiple Corporate Solutions businesses across the globe. Our team brings together a diverse set of expertise and works hand-in-hand with departments across the organization to meet state regulatory requirements and implement product and regulatory changes effectively.
What makes us unique? No two days are alike. We thrive in an ever-changing product and regulatory landscape, and we embrace that complexity as an opportunity to grow. We're a team that looks out for one another — we collaborate, train, and mentor new colleagues, and we're always pursuing ways to improve how we work. If you're looking for a team culture built on trust, curiosity, and continuous learning, you've found it.
About You
You are a self-starter with sharp critical thinking skills and a natural ability to anticipate challenges before they arise. You bring a proactive mindset, rolling up your sleeves and diving in with minimal supervision. Equally comfortable working independently or collaboratively in a global matrix environment, you communicate with confidence and clarity across all levels — from internal stakeholders to state regulatory authorities. You are organized, deadline-driven, and skilled at juggling multiple priorities without missing a beat.
We are looking for candidates who meet these requirements:
- 2–5 years of experience in insurance rate and form filing, policy issuance system implementation, or other insurance regulatory-related work
- Advanced proficiency in Microsoft Word , including creation and formatting of tables and application of document styles to support regulatory filings and correspondence
- Advanced proficiency in Microsoft Excel , including creation of formulas and use of data formatting tools (e.g., filters, conditional formatting) for tracking and reporting purposes
- Proficiency with regulatory filing platforms including SERFF, iFile, NILS, and ISOnet, as well as Microsoft Office applications (Word, Excel, PowerPoint, Outlook, and SharePoint)
- Knowledge and understanding of Insurance Company operations and the broader regulatory environment, including familiarity with Bureau Circulars (e.g., ISO, AAIS)
These are additional nice to haves:
- Experience with SharePoint , including document libraries, version control, and collaboration features in support of operational or regulatory documentation
- College degree or equivalent professional work experience in a related field
- Strong negotiation and problem-solving skills , with the ability to artfully propose responses to regulatory objections and insurance department inquiries
- Excellent written and oral communication skills , with the ability to convey complex regulatory information clearly and concisely
- Demonstrated ability to manage multiple projects and deadlines simultaneously with a high degree of accuracy and attention to detail
- Comfort and experience working in a global matrix organization , interacting effectively with stakeholders at all levels
The position location is flexible to our Kansas City, MO or Windsor, CT offices. Our company uses a hybrid work model requiring at least three days in the office each week, with the option to work onsite full-time if preferred. This position is not eligible for full-time telework, relocation assistance or visa sponsorship.
The estimated base salary range for this position is $52,000 to $78,000. The specific salary offered for this, or any given role, will take into account a number of factors including but not limited to job location, scope of role, qualifications, complexity/specialization/scarcity of talent, experience, education, and employer budget. At Swiss Re, we take a "total compensation approach" when making compensation decisions. This means that we consider all components of compensation in their totality (such as base pay, short-and long-term incentives, and benefits offered), in setting individual compensation.
- ...Gopuff is looking for Operations Associates (OAs) to join the operations team. Directly reporting to a Site Leader, OAs play an essential... ...overall facility -Manage waste and spoilage through strict compliance with FIFO practice -Contact customer for substituted or out...SuggestedPermanent employmentFull timeTemporary workFlexible hoursShift workNight shiftDay shiftAfternoon shift
- Gopuff is looking for Flexer Operations Associates (aka “Flexers”) to join the operations team. Directly reporting to a Site Leader, Flexers... ...organize warehouse Manage waste and spoilage through strict compliance with FIFO practice Contact customer for substituted or...Suggested16 hoursFull timeTemporary workShift work
$110k - $225k
...Bridgewater Bridgewater Associates is a premier asset management... ..., ego, or self-interest. Operating this way is hard—it's only possible... ...else. About the Legal & Regulatory Group: The Legal &... ...employment and commercial law and compliance. The team works closely with...SuggestedFull timeContract workWork at office- ...disciplines.What does the team work on?Platform Operations is a department focused on VOD and Live... ...is the role?The Systems Operations Associate facilitates the delivery of scalable... ...of truthSupport data governance and compliance requirements, including SOX and audit readiness...SuggestedWork at officeLocal areaRemote workMonday to ThursdayFlexible hours
- ...Fleet Compliance Associate The Fleet Compliance Associate provides administrative support for NEFCO's driver compliance and onboarding... ...driver hiring, Driver Qualification File (DQF) management, regulatory recordkeeping, and compliance documentation. The Associate...SuggestedWork at office
- This is Hybrid role (4 days in office /1 day remote)We are seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the accuracy, completeness, and timeliness of all regulatory reporting obligations...Work at officeRemote work
$18.5 - $22.58 per hour
...Pay Range: $18.50 - $22.58 NBT Operations Associates are an integral part of providing excellent customer service. This role is responsible... ...Maintain proficient knowledge of, and demonstrate ongoing compliance with all laws and regulations applicable to this position....Full timeTemporary workPart timeWork visaFlexible hours- ...Job Description Job Description TITLE: Drug Safety Operations Associate LOCATION: Stamford, CT DURATION: 12 months Job... ...Assess, process, and data enter all AE case types to meet compliance requirements Perform triage on all case types to determine...
$52k - $78k
...Senior Underwriting Operations Associate- International Property Locations: Windsor, CT, US |Alpharetta, GA, US |Kansas City, MO, US Are you... ...and on time, ensuring high standards of quality and compliance at every step Coordinate closely with underwriting teams, on...Full timeTemporary workWork at officeLocal areaRemote workWorldwideVisa sponsorshipRelocation packageFlexible hours$75k - $85k
...Description Job Description Port Operations & Receiving Specialist... ...traceability, tracking compliance milestones, and managing timely... ...records. This role ensures regulatory compliance, accurate recordkeeping... .../Requirements: ~ Associate’s or Bachelor’s degree in Supply...Full timeWork at office$25 per hour
...Now Hiring: Airport Operations Specialist Location: Tweed-New Haven Airport (HVN) | New Haven, CT Schedule: Full-Time | Includes... ...functions. This essential role contributes directly to regulatory compliance, emergency response, and the safety and efficiency of...Hourly payFull timeImmediate startFlexible hoursShift workNight shift$17.4 - $28 per hour
...Business Operations Associate As a Business Operations Associate, you will be the backbone of our store operations, ensuring smooth and accurate... ...Ability to read, interpret, and record data accurately for compliance and reporting. Strong organizational and multitasking...Hourly payPart timeWork at officeNight shift- OverviewLeads end-to-end regulatory filing strategy and execution for property and specialty... ...competitor filing analysis and assess compliance feasibility.· Monitor legislative and regulatory... ...part of who we are as a company, how we operate and how we see our future.Job...Full timeFlexible hours
- A Career with Point72's Regulatory Reporting TeamThe Regulatory Reporting... ...Commission (CFTC), National Futures Association (NFA), Monetary Authority of... ...standardsCollaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements,...Work at office
$130k - $150k
...help you reach your potential, but also to contribute to our clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the various teams who market Franklin Templeton’s products and...Full timeWork at officeLocal area$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading... ...coordination with legal, risk, operations, finance, technology, and third-party vendors... ...compliance solutionsAssist with regulatory readiness efforts and contribute to responses...Work experience placement$82k - $131.5k
...Yale!OverviewReporting to the Regulatory Affairs Manager, the Senior... ..., maintenance, and ongoing compliance with independence and sound... ...improve regulatory processes and operational efficiency in support of... ...RequirementsCertain positions have associated health requirements based on...Interim roleWork at officeLocal area$20.19 per hour
...Field Operations Associate Aerotek is an operating company within Allegis Group, a global leader in talent solutions. We are a privately... ...documents regarding onboarding are kept current and validated with Compliance departments. Manage client requirements for the...Hourly payFor contractorsWork at office- Allstar Services is expanding its residential roofing operations in the Northeast and is seeking a Roofing Project Coordinator to... ...materials, and client communications while ensuring accuracy and regulatory compliance. The role emphasizes organization, responsiveness, and a...
- Ulta Beauty in Manchester, CT is seeking a Task Associate to help deliver operational excellence. You’ll keep fixtures stocked, maintain store cleanliness... ...Manager and Operations Manager to meet performance and compliance goals. You’ll work a flexible schedule including...Flexible hoursDay shiftAfternoon shift
- ...Assistant Property Manager to support the Property Manager in operating the mixed finance portfolio. The role is full-time, 35... ...may occur as needed to ensure smooth property operations and regulatory compliance. You will prepare leases, run reports, handle resident records...Full timeWeekend workAfternoon shiftWeekday work
- ...at Position Summary The Senior Deposit Operations Analyst is an expert individual... ...reconciliations, supporting legal and compliance documentation, handling customer research... ...Bankwell’s core banking system, and ensures regulatory compliance. Success requires strong organizational...Full time
- ...Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior... ...WMA funds and separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide compliance initiatives...Full time
$62.2k - $91.9k
...Join to apply for the Compliance Coordinator role at Yale University... ...the day-to-day activities associated with reviewing financial interests... ...with compliance and/or regulatory activities; ability to understand... ...Associate, Humanitarian Operations Connecticut, United States $...Full timeWork at office- ...R10094604 Regulatory Specialist (Open) Location: Fairfield, NJ (Seppic) - Sales - North... ...acts as a crucial link between scientific compliance and global market access, safeguarding... ...growing Cosmetics and Nutrition divisions. Operating at the intersection of regulatory...
- ...Regulatory and Compliance Specialist We are searching for an experienced Regulatory and Compliance Specialist at our Connecticut office.... ...part of a team. Knowledge of life insurance products and operations preferred. Required Education / Certifications:...Hourly payFull timeWork at office
$100k - $130k
...Principal Regulatory Affairs Specialist Trumbull, Connecticut, United States $ 100,000.00 - 130,000.00 (US Dollar) What you'll... ...categories in the US. This includes labeling, product development compliance, package development, SDS and ingredients statement generation...Permanent employmentWork at officeWork visa- ...Senior Deposit Operations Analyst Bankwell is a commercial bank with more than $3 billion... ...reconciliations, supporting legal and compliance documentation, handling customer... ...Bankwell's core banking system, and ensures regulatory compliance. Success requires strong organizational...Full time
$90k - $130k
...About Bridgewater Bridgewater Associates is a premier asset management firm, focused on delivering unique insight and partnership... ...for the best answers over hierarchy, ego, or self-interest. Operating this way is hard - it's only possible because we build meaning...Full timeContract work$16.5 - $18.5 per hour
...studio-to-street: taking the consciousness from practice on the mat and putting it into practice in life. OVERVIEW The Operations Associate is critical in the store team and is responsible for driving profitability and efficiency. The Operations Associate will...Full timePart timeWork experience placementLocal areaShift workWeekend work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Operations Compliance Associate. Be the first to apply!
- regulatory contract Connecticut
- regulatory Connecticut
- regulatory law Connecticut
- regulatory engineer Connecticut
- business operations Connecticut
- data center operations technician Connecticut
- distributed mission operations Connecticut
- creative operations Connecticut
- revenue operations Connecticut
- operations advisor Connecticut



