Senior Regulatory Compliance Analyst — Hybrid in Philadelphia
Nasdaq
Nasdaq seeks a Senior Regulatory Compliance Analyst to monitor real-time trading activity, ensure regulatory compliance, and maintain fair and orderly markets for investors, participants, and listed companies. You’ll thrive if you are detail-oriented, analytical, and passionate about financial regulation in a fast-paced environment. This role is located in Philadelphia with a hybrid work environment at least 3 days in-office weekly, offering collaboration with internal stakeholders and market #J-18808-Ljbffr Nasdaq
- ...York City Department of Small Business Services (SBS) is seeking a Senior Compliance Advisor to lead NYC BEST, supervise Compliance Advisors, and coordinate with city agencies on zoning and regulatory policies. The role emphasizes engagement, enforcement support, and program...SeniorRemote job
- ...engineers to test their theories. The role requires a degree in a technical or quantitative discipline and skills in programming languages such as C, C++, Java, or Python. Employees enjoy comprehensive benefits plus a hybrid work policy. #J-18808-Ljbffr Quant Blueprint LLCSenior
$109.9k - $125.4k
...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals... ...Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable...SeniorFull timePart timeLocal area3 days per week$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs...SeniorFull timeWork experience placementWork at office2 days per week- ...assurance services. Our team is seeking a Contract Compliance Senior Consultant with experience performing royalty... ...East Brunswick, NJ; Red Bank, NJ; Princeton, NJ; or Philadelphia, PA office. This position is a hybrid role (3 days in the office).Withum’s brand is a reflection...SeniorFull timeContract workWork at officeLocal area
$150k - $200k
...will support the firm's compliance program across... ...adherence to applicable regulatory requirements and internal... ...position will work a hybrid schedule in one of our... ...week.Boston, New York, Philadelphia, Baltimore, St. PetersburgFranklin... ...bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SeniorFull timeLocal area3 days per week$88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance BizTek People is seeking... ...Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite / 3 days... ...Research, Information Barrier governance, regulatory compliance, and Control Room activities...SeniorContract workImmediate startRemote work$125k - $222.5k
...Job Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice President Location... ...current and proposed industry and regulatory developments. The role will also involve... ...change, innovation, and collaboration A hybrid working model, allowing for in-office /...SeniorWork at officeWork from home$160k - $175k
...US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes... ...related to the job posting, if necessary. Our hybrid work model benefit applies to certain positions and...SeniorFull timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours$160k - $175k
Popular is seeking a Senior Compliance Officer II in New York City. This role involves supporting the consumer regulatory compliance functions for Popular Bank, ensuring that all activities... ...0 and a comprehensive benefits package in a hybrid work model. #J-18808-Ljbffr PopularSenior- ...professional to join our General Counsel team in New York. This hybrid role requires in-office presence at least three days per... ...with outside counsel and support a broad range of legal, regulatory, and compliance initiatives affecting the LCPA organization. The role emphasizes...SeniorWork at office3 days per week
- ...Development Corporation is seeking a Senior Counsel to manage various legal tasks, including litigation and corporate compliance. In this hybrid role based in Brooklyn, NY, the individual... ...estate agreements, contracts, and regulatory compliance. Ideal candidates should...Senior
$124.4k - $129.5k
...City is seeking a Financial Crimes Risk & Compliance Senior Consultant. The role requires solid experience in financial crimes and regulatory compliance, focusing on enhancing... ...00 - $129,500, this position promotes a hybrid workplace model with various benefits including...Senior$160k - $175k
A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes... ...between $160,000 and $175,000, a flexible health plan, and a hybrid work model. #J-18808-Ljbffr PopularSeniorFlexible hours- ...firm in New York is looking for a Financial Regulatory Reporting Associate. The role involves preparing regulatory reports in compliance with US GAAP and requires strong financial... ...in Big 4 firms. This position offers a hybrid working schedule with a mix of office and...Work at officeRemote work
- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting... ...strong analytical and communication skills. This hybrid position offers competitive compensation. #J-18808-Ljbffr...
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...capabilities, advancing key compliance programs, enhancing regulatory responsiveness, and facilitating compliance assessment and remediation...SeniorFull timeWork experience placementWork at office$140k
You are here: Home / Accounting / Senior Associate - Business Valuation (Bucks County, PA - Hybrid) Senior Associate - Business Valuation (Bucks County, PA... ...analyze financial and economic data for tax and regulatory compliance Review and analyze U.S. Generally Accepted...Senior$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary... ...What will I be doing?Provide day-to-day regulatory and policy advice to business lines, including... ...activities.Act as a trusted advisor to senior stakeholders, delivering timely,...SeniorFull timeWork at officeRemote work$163k - $204k
...through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with... ...Inc.SummaryLocation: NJ-Parsippany; GA-Atlanta; MA-Boston; NY-New York; PA-Philadelphia; IL-ChicagoType: Full timeSeniorFull timeWork at office$130k - $160k
...diverse culture! We offer a flexible hybrid office/remote work environment, and this... ....Equitable is looking for a Portfolio Compliance Analyst to join our team. The Equitable... ...compliance with investment guidelines and regulatory requirements on behalf of EIM’s registered...Full timeTemporary workWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week- ...AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment. Collaborate with senior leadership on strategic initiatives and... ...legal and compliance operations, ensuring regulatory adherence and supporting firm growth...SeniorContract work
- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role... ...compliance, and strong analytical skills. The position offers a hybrid work model, competitive compensation, and extensive benefits....SeniorWork at office
$120k - $151k
...leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S.... ..., and developing effective training programs. We offer a hybrid work schedule, and the typical salary range for this position is...Senior$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy... ...and remediation of all internal and regulatory examinations and reviews, including... ...EEO guidelines.We are operating on a Hybrid schedule.NO AGENCIES PLEASE.IDB BANK...SeniorLocal area- Northrop Grumman is seeking a Senior Principal Supply Chain Business Operations/Compliance Specialist for a 100% remote position within the continental United States. The role focuses on regulatory compliance across global supply chains and Commercial Determinations. The...SeniorRemote job
$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research... ...Research and Investment Banking teams on regulatory compliance, manage wall crossings,... ...Safe Harbors, and the Global Research Analyst Settlement. Excellent analytical, communication...Senior- ...Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New... ...advisory feedback, explain the regulatory basis for suggested changes to... ...experienced global team will accelerate the Analyst’s learning and growth by providing...SeniorWork at officeImmediate startShift work
- ...NYC in New York, NY seeks an IT Risk & Compliance Analyst to safeguard its technology environment by managing cybersecurity risk, regulatory compliance and business continuity programs... ...scans and threat monitoring. Hybrid work model offered. #J-18808-Ljbffr Trinity...
$110k - $150k
...A major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the... ...position is $110K - $150K, offering opportunities to engage in compliance and regulatory activities while supporting various departments...Senior
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