Client Services Associate

Client Services Associate

Regional bank in Miami is seeking a licensed CSA for their newly revamped brokerage business. Must have Series 7 additional licenses are a plus.

The role focuses on delivering excellent client service by handling administrative tasks, account management, trade execution, documentation, and communication. The CSA works closely with Financial Advisors to ensure a seamless client experience within the wealth management framework.

Key Responsibilities:

• Account Management: Opening accounts, transferring assets, managing documentation, and maintaining client records.
• Trade Execution: Processing stock, bond, and option trades with accuracy.
• Client Communication: Handling inquiries, addressing concerns, and providing updates.
• Client Reporting: Preparing account statements and performance reports. Compliance Support: Ensuring adherence to regulations and internal policies. Meeting Preparation: Assisting Advisors with data gathering and presentations. Relationship Building: Providing proactive, personalized service.

Skills & Qualifications: Strong customer service and relationship-building skills Knowledge of financial markets and investment products Proficiency in financial software and CRM systems Excellent communication and attention to detail Ability to work accurately under pressure