Vice President, Enforcement Senior Advisor & Operations
Confidential
Vice President, Enforcement Senior Advisor & Operations
About the Company
Astute legal firm
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
1936
Employees
1001-5000
Categories
- Finance
- Investment Banking
- Financial Services
- Non Profit
About the Role
The Company is seeking a VP, Enforcement Senior Advisor and Operations to join their team. The successful candidate will serve as a strategic partner and thought leader, providing expert advice on a wide range of operational, policy, and regulatory matters. This role involves leading teams that support the core operations of the enforcement division, driving innovation, and ensuring operational effectiveness. The VP will also be responsible for operational leadership and oversight, including the central intake group, forensic investigation and litigation support unit, and paralegal function. Applicants must have a Bachelor's degree, with an advanced degree strongly preferred, and a minimum of 12 years' experience in financial services regulation, enforcement, compliance, or related roles. The role requires a deep knowledge of the U.S. broker-dealer industry and a proven track record of managing complex, multi-disciplinary teams. The VP will be expected to operate with significant autonomy, make independent decisions, and establish decision frameworks for the EVP's involvement. Strong collaboration, leadership, and communication skills are essential, as is the ability to operate with discretion and professionalism in handling sensitive and confidential matters. The position also involves serving as a liaison across the organization and with external stakeholders, including government entities.
Hiring Manager Title
EVP of Enforcement
Travel Percent
Less than 10%
Functions
- Operations
- Legal
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Vice President, Enforcement Senior Advisor & Operations in Chicago, IL vacancy
$245k - $331k
Reporting to the EVP of Enforcement, serves as a trusted... ...direction and operational excellence. Provides... ...operations, enabling the senior management team to effectively... ...as a trusted advisor on matters of significance... ...from their Executive Vice President—by the date they...OperationsSeniorFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$200k - $250k
Senior Vice President, Midwest Advisor Consultant page is loaded## Senior Vice President, Midwest Advisor Consultantlocations: Chicagotime type: Full... ...questions* Works effectively across marketing, product, and operations to align sales efforts with broader business goals*...OperationsSeniorTemporary work$250k - $300k
...a seasoned and strategically minded **Senior Vice President, Global Controller** to lead and oversee all aspects of our accounting operations across multiple locations. This senior... ...management response protocols* Establish and enforce the control environment across shared...OperationsSeniorWork at officeLocal area$170k - $200k
...enrichment of ideas and perspectives at AHEAD. Senior Technical Consultant Aspiring to lead... ..., VRFs, and policy‑based routing to enforce least‑privilege east‑west and north‑... ...knowledge transfer sessions and train client operations teams on day‑2 firewall management, ISE...OperationsSeniorWork at officeRemote work$175k - $210k
...a bold, modern, and highly strategic Senior Vice President of Human Resources to lead and evolve... ...should be energized by change, comfortable operating at both strategic and tactical levels,... ...and culture You will act as a trusted advisor to leadership and bring new and...OperationsSeniorTemporary workApprenticeshipWork at officeLocal areaImmediate start3 days per weekEverspring
Chicago, IL23 hours ago$164.6k - $288k
## Vice President, Investor RelationsApplylocations: Chicago, ILtime type... ...that has been in continuous operation since 1889.Northern Trust is... ...of contact for financial advisors and high net worth clients,... ...efforts.Working closely with senior team members, the role is focused...OperationsFlexible hoursNorthern Trust
Chicago, IL1 day ago$120k - $215k
...related technical accounting research. Prepare accounting memoranda and policies. Determine appropriate journal entries and other operational accounting matters. Prepare financial statements, footnotes, and disclosures. Research SEC filing requirements, and prepare...OperationsSeniorLocal areaFlexible hours$200k - $250k
...experience, building a modern digital platform, and establishing the operating model required to support growth across Fortune 1000 employers.... ...to support this new solution As required, partner with senior leaders to execute on the organizational design P&L Define product...OperationsSeniorWork at officeRemote work- ...Gallagher will make reasonable accommodations to known physical or mental limitations of an otherwise qualified person with a disability, unless the accommodation would impose an undue hardship on the operation of our business. #J-18808-Ljbffr Arthur J. Gallagher & Co. (AJG)OperationsSeniorLive outWork at officeLocal areaFlexible hoursNight shift
- ...effectively in their Chicago office. The position requires over 5 years of experience in risk assessment or commercial insurance operations. Applicants should demonstrate excellent interpersonal and communication skills, be able to work in a fast-paced environment, and...OperationsSeniorWork at office
- ...Manager, Programmatic to lead strategic planning and execution of programmatic campaigns. This role involves balancing strategy and operations while ensuring innovative, data-driven campaigns aligned with client goals. The ideal candidate will have a strong background in...OperationsSenior
- ...Strong networking skills in the VC ecosystem and proven experience in financial analytics are essential. The ideal candidate will foster a collaborative culture, drive modernization in team processes, and ensure compliance with internal operations. #J-18808-Ljbffr VC StackOperationsSenior
$110k - $120k
The LaSalle Network is seeking a Fund Finance Senior Associate to support its growing North American finance team in Chicago. This role... ...analytical and finance skills and offers exposure to fund operations and strategic finance initiatives. Candidates should have a Bachelor...OperationsSenior- PwC South Africa is seeking a Senior Associate in Chicago to join our Financial Operations practice. This role involves optimizing finance functions for our clients and providing insight and challenge to improve operational efficiency. Applicants should have substantial...OperationsSenior
- A leading financial institution is seeking a Senior Analyst in Investor Services to ensure accuracy and timeliness in hedge fund operations. The role involves reviewing financial deliverables and managing AML compliance. Successful candidates will have strong organizational...OperationsSeniorWork experience placement
$125k - $150k
...North America’s largest privately held developer, owner, and operator of power infrastructure. With 25 years of trusted execution,... ...be before or after the 3-day posting window. Job Description Senior Advisor, Property Tax As Senior Advisor, Property Tax, you will work...OperationsSeniorWork at officeLocal areaVisa sponsorship$100k - $130k
...trading platforms. The position offers a competitive salary range of $100,000 - $130,000 per year, engaging in day-to-day trading operations and collaborating with investment and operations teams to enhance services and solutions. #J-18808-Ljbffr Tidal Financial GroupOperationsSenior- Heitman, a global real estate investment management firm, is seeking a Senior Associate for their Financial Operations & Analysis team in Chicago. This role involves financial data analysis, working closely with internal groups and service providers. The ideal candidate...OperationsSeniorWork at officeRemote work
$120k
...The Senior Wealth Advisor SAFE Act is a strategic professional who stays abreast of developments within own field and contributes to directional... .... Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which...OperationsSeniorFull timeCitigroup Inc
Chicago, IL1 day ago- ...Financial Advisor Position At Gallagher Benefit Services, you're a trusted partner to organizations navigating some of their most... ...multitude of areas of the wealth management space including sales, operations, compliance, and marketing, so you can fully grasp the...OperationsSeniorLive outWork at officeLocal areaFlexible hours
Arthur J. Gallagher & Co.
Chicago, IL2 days ago $110k - $160k
...protection. Job Description The Fraud Risk Management Senior Manager role leads the Fraud Risk and Return Management (FRRM)... ...and analytics capabilities. This role provides strategic and operational leadership across a broad fraud risk landscape, serving as the...OperationsSeniorContract workWork at officeWork from homeWork visaAllstate Insurance Company
Chicago, IL3 days ago$127.6k - $191.4k
InforCapital, partnership in Chicago is looking for a Project Manager for People Operations Intake & Portfolio. The role involves owning the intake process, managing requests through Jira, and developing an AI agent to streamline workflow. Required qualifications include...OperationsSeniorFull timeContract work- A global finance consulting firm in Chicago seeks a Senior Associate for its Financial Operations team. This role involves analyzing reinsurance contracts, mentoring, and maintaining client relationships. Candidates should have at least a Bachelor's degree and 4 years of...OperationsSenior
$80k
Hightower, a financial services firm in Chicago, is seeking a Senior Billing Analyst to manage advisory fee billing. The role involves... ...in a similar role, and strong analytical skills in billing operations. The position offers extensive benefits including flexible PTO...OperationsSeniorFlexible hours- ...needs into scalable analytics products that drive client value, operational efficiency, and business growth. Key Responsibilities... ...product strategy, roadmap progress, and business outcomes to senior leadership and influence decision-making through data-driven insights...OperationsSeniorFull timeWork experience placementWorldwideFlexible hours
$170k - $200k
...enrichment of ideas and perspectives at AHEAD. AHEAD is seeking a Senior Network Technical Consultant with a specialization in Software‑... ...Ensure knowledge transfer to relevant client teams for smooth operation of deployed solutions Obtain and maintain certifications with...OperationsSeniorWork at office$115k - $180k
## Vice President (or Assistant Vice President), Investor CommunicationsApplylocations: Chicago... ...as the liaison between clients and senior management. The department is also responsible... ...financial services experience with operations exposure preferred* Knowledge of...OperationsWork at office- Overview My client, a boutique private‑equity firm, is looking for a Senior Fund Finance Associate to join their expanding team. The role... ...recommendations Analyze audited financial statements and operational processes Prepare research reports, Investment Committee memos...OperationsSenior
$112k - $210k
KeyBank is seeking a Senior Manager in Compliance Risk Management responsible for leading a team to evaluate compliance with laws and regulations. This role requires a strong understanding of operational controls and the ability to manage testing and monitoring across...OperationsSeniorFlexible hours$155k - $222k
AON PLC is seeking a Manager of Funds Treasury and Accounting in Chicago, Illinois. This critical role involves leading treasury operations and fund accounting while ensuring accuracy, compliance, and efficiency in financial operations. The ideal candidate will have a...OperationsSenior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President, Enforcement Senior Advisor & Operations. Be the first to apply!
Related searches
- vp biotech Chicago, IL
- vp creative services Chicago, IL
- assistant vice president sales Chicago, IL
- vice president creative services Chicago, IL
- vice president hotel operations Chicago, IL
- vice president manufacturing operations Chicago, IL
- vice president business development Chicago, IL
- senior vice president of operations Chicago, IL
- senior vice president human resources Chicago, IL
- vp cloud Chicago, IL