Compliance Officer
$130k - $180kRapidtrade
Legal & Compliance New York, NY Full-time $130,000 - $180,000 About the Role We're looking for a Compliance Officer to help ensure Rapidtrade meets all regulatory requirements. You'll work with leadership and external counsel to build and maintain our compliance program as we scale. What You'll Do Develop and implement compliance policies and procedures Monitor regulatory developments and assess their impact Conduct compliance training for employees Manage relationships with regulators and external auditors Perform compliance risk assessments and audits Review new products and features for regulatory compliance What We're Looking For 5+ years of compliance experience in financial services Deep knowledge of SEC, FINRA, and state regulations Experience with MSB licensing and AML/KYC requirements Strong analytical and problem-solving skills Nice to Have Experience with cryptocurrency regulations Background in broker-dealer or RIA compliance Experience building compliance programs from scratch Knowledge of international regulatory frameworks Don't see a perfect fit? We're always looking for talented people. #J-18808-Ljbffr
Vacancy posted 7 hours ago
Similar jobs that could be interesting for youBased on the Compliance Officer in New York, NY vacancy
- ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...Suggested
Haitong International Securities Group
New York, NY4 days ago $90 - $150 per hour
...our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks Commitment: 15–30+ hours/week Role...SuggestedContract workSummer workImmediate startRemote workMercor Inc
New York, NY1 day ago- ...Chief Compliance Officer Bryn Mawr Medical Specialists Association July 10, 2026 Bryn Mawr, Pennsylvania ---About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...SuggestedFull timeMonday to Friday
Lehighbar
New York, NY7 hours ago $175k - $225k
...Chief Compliance Officer Bryn Mawr Medical Specialists Association – July 10, 2026 – Bryn Mawr, Pennsylvania About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...SuggestedFull timeMonday to FridayStryker
New York, NY8 hours ago- ...like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you. Role Compliance Officer Employment Type Permanent Role Summary As a Compliance Officer at Apex Group, this role acts as a key contributor to both day...SuggestedPermanent employmentWork experience placementLocal area
Dormont Manufacturing Company
New York, NY1 day ago $140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...TEEMA Solutions Group
New York, NY3 days ago$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to the Mortgage and Home Equity Origination lines of business...Work at officeFlexible hoursDormont Manufacturing Company
New York, NY2 days ago$130k - $150k
...London, we manage $228.7 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...As at 31 March 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the direction...Local areaFlexible hoursLGBT Great
New York, NY3 days ago- ...Position Title BSA Compliance Officer Position Summary The BSA Compliance Officer is a leadership role with direct reports, reporting to the Vice President of Fraud Operations and BSA. This position is responsible for developing, implementing, testing, and administering...Work at office
Dormont Manufacturing Company
New York, NY1 day ago $160k - $212k
...solutions that help businesses achieve their ambitions faster. FEC Counsel Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in Financial Economic Crime (FEC) matters. The FEC Governance Team is...Full timeRelocationAdyen
New York, NY2 days ago- ...Our client, a global investment platform , is seeking a senior compliance professional to support a growing private credit strategy . This is a high-impact, front-facing role working directly with investment professionals in a fast-paced, transaction-oriented environment...
Taylor Root
New York, NY3 days ago $88 per hour
...10118 Language Skills English Location New York City, NY City New York State/Province New York 10020 Job Description Senior Compliance Officer | Equity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution...Contract workImmediate startRemote workAPA International
New York, NY1 day ago- ...wellbeing benefits Parental Leave benefits Employee stock purchase plan Job Description About the Department: The Office of the CCO is an Advisory Compliance function that supports the Americas region with compliance strategic initiatives, sub-advised client oversight,...Full timePart timeWork at officeFlexible hours
Dormont Manufacturing Company
New York, NY3 days ago - ...Compliance Officer – Multi‑Strategy Investment Manager | New York Bring genuine commodities specialism to a growing, well‑resourced compliance function A well‑established multi‑strategy investment manager is hiring a Compliance Officer to add real subject‑matter depth...
JCW Group
New York, NY2 days ago $160k - $175k
...Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...Full timeTemporary workPart timeSeasonal workWork at officeFlexible hoursPopular
New York, NY3 days ago- .... The role will report directly into the CCO and cover Central Compliance function for the firm including Marketing and Advertising Compliance... ...preferred. BA Required JD/MBA a plus but not required. This is an in-office role based in Midtown Manhattan. #J-18808-Ljbffr...Work at office
TBG | The Bachrach Group
New York, NY2 days ago - ...Senior Compliance Officer – Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple business lines, with a primary focus on a registered broker‑dealer. You will be a key member of a compliance team, reporting to the...Work at office
INVESTEC SERVICES INC
New York, NY3 days ago - ...We are seeking an experienced Senior Compliance Officer to support the firm's Equity Research business and serve as a trusted advisor to business leaders, Legal, and Compliance partners. This individual will play a critical role in overseeing the firm's Control Room and...
Phyton Talent Advisors
New York, NY3 days ago $80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...Russell Tobin
New York, NY3 days ago- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the...Work at officeWork from home
Landing Point
New York, NY3 days ago - ...trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...equities trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite in...
Larson Maddox
New York, NY5 days ago $180k - $215k
...Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer – Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and Risk Bloomberg’s Legal & Compliance...Temporary workFor contractorsWork experience placementWork at officeLocal areaBloomberg
New York, NY5 days ago$145k - $160k
...presentations, develop sophisticated regulatory expertise across banking compliance domains, and build executive communication skills that... ...who matter most: Department Heads, the Chief Compliance Officer, and the Executive Committee. Your insights shape strategy, influence...$90k - $135k
...Title: AML Compliance Officer Employee Status: Regular Full Time Work From Home Option: Hybrid - 2 Days/Week (40% Remote) FLSA Status: Exempt Job Overview Seasoned individual contributor, who works independently with minimal supervision. Supports the implementation and...Full timeRemote workWork from home2 days per weekThe New York Racing Association
New York, NY2 days ago- ...ubiquitous beacon of truth in global media and we need your help adding fuel to the fire. About The Role Polymarket is hiring an AML Compliance Officer to oversee and implement our Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance program. This role...Contract work
Polymarket
New York, NY4 days ago $75k - $85k
...Oppenheimer & Co Inc is seeking a KYC Officer for their Compliance Team in New York. The role involves reviewing KYC submissions, managing client information, and ensuring regulatory compliance. The ideal candidate will possess a Bachelor's Degree, experience with KYC...Oppenheimer & Co.
New York, NY1 day ago$90k - $100k
...find out more visit us at Hybrid work arrangement: 3 days in the office each week is the expectation. Responsibilities Our team is a growing Fixed Income, Currencies, and Commodities (“FICC”) Compliance group in New York, with this role focused on Swap Dealer and...Work at officeLocal area$141k - $247k
...Itlearn360 is seeking an Officer for BSA/AML Compliance based in New York, NY. The ideal candidate will serve as a subject matter expert and manage BSA/AML compliance programs aligned with the company's risk profile. This full-time role offers a salary range of $141,0...Full timeItlearn360
New York, NY2 days ago$71k - $125k
Dormont Manufacturing Co is seeking a Compliance Officer to join its Consumer Lending Servicing Compliance team. The successful candidate will be responsible for ensuring compliance with laws and regulations, providing consultative advice, and mitigating risks. Candidates...- ...skills, experience, and relevant education or training. Summary Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment organization. Responsible for...Full timeContract workFor contractorsWork at officeRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
Related searches
- regulatory reporting analyst New York, NY
- legal compliance analyst New York, NY
- senior compliance analyst New York, NY
- regulatory compliance specialist New York, NY
- trade compliance specialist New York, NY
- regulatory affairs consultant New York, NY
- regulatory affairs specialist New York, NY
- compliance coordinator New York, NY
- regulatory operations specialist New York, NY
- cybersecurity policy and compliance analyst New York, NY