Tech Audit Director, Non-Financial Risk & BSA/AML
Morgan-Stanley
Morgan-Stanley seeks a skilled Director for its Non-Financial Risk Technology Audit team in Town of Islip, NY. The role involves assessing audit coverage for critical applications and systems. Responsibilities include leading assurance activities, managing risk conversations, and mentoring team members. Candidates should have at least 4 years of experience in technology audit, an understanding of regulatory requirements, and relevant certifications. The position offers a competitive salary package, emphasizing diversity, inclusiveness, and professional growth. #J-18808-Ljbffr Morgan-Stanley
$108k - $154.5k
We are seeking a skilled and experienced Director to provide audit coverage for application and system infrastructure supporting the Non-Financial Risk (Legal and Compliance) Technology Audit team.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities...RiskTemporary workWork at office$70k - $80k
...Senior Bank Secrecy Act (BSA) Analyst Dime... ...administration of the Bank's BSA/AML/OFAC program.... ...performing analysis of complex financial transactions and providing... ...analyzing alerts for high-risk customers, including,... ...Investments (e.g., hedge funds), non-U.S./Internationally...RiskCurrently hiringWork at office- Morgan-Stanley is seeking a Director to support the Institutional Securities Group Technology Audit team in New York. This role involves identifying risks, leading audits, and engaging with stakeholders to manage risks effectively. Candidates should have at least 4 years...Risk
$36.05 - $43.22 per hour
...members toward building a strong financial foundation today for a better... ...status. Summary The Senior BSA Analyst is responsible for ensuring... ..., and Anti-Money Laundering (AML) regulations, and other... ...industry best practices, emerging risks, and changes to applicable BSA...RiskFull timePart timeWork at officeWork visa$120k - $173k
...responsible for managing program status, risks, budgets, and resources across multiple workstreams... ...units across the Firm to support financial transactions, devise and implement... ...and expose ambiguous, complex issues or non-standard issues, identify risks, root causes...RiskTemporary work$85k - $100k
...internal controls documentation, risk assessment, testing and random... ...for internal and external audit engagements. Perform substantive... ..., and best practices. Prepare financial statements and other financial... ...accounting, preferably with non-profit, school, and/or employee...RiskPermanent employment- ...roadmap in close alignment with enterprise financial and operational objectives. A... ...(CISO), ensuring that security strategy, risk management, and compliance programs are fully... ...communicate complex technology concepts to non-technical audiences including Boards, and...RiskFor contractorsWork at office
$100k - $140k
...will reside within FRM's Electronic Trading Risk team in NY. The role will cover... ...have the ability and desire to learn about financial markets, have strong common sense, and be... ...electronic trading coverage to Morgan Stanley's non-ISG businesses (US Banks, WM, IM)>...RiskTemporary work$100k - $140k
...Stanley is seeking a Scrum Master in New York to lead technology initiatives in the Credit Risk Management department. The ideal candidate will have 3-5 years of experience in Financial Services, strong communication skills, and a background in Agile methodologies. This...Risk- ...of statuses of programs to firmwide stakeholders. Provide transparency to business and technology leadership on project status and risks. Ensure key risk controls and monitoring are accounted for in a solution. Ensure user acceptance testing by product and support...Risk
- Role Summary: The Director of Finance with the support of the controller role is responsible for overseeing the day-to-day financial operations of the organization, ensuring accuracy, timeliness... ...materials Identify operational risks and implement corrective actions Establish...Risk
$130k - $185k
...based on data. 7. Excellent communication and interpersonal skills, with the ability to effectively communicate complex tax concepts to non-tax professionals. Interested in hearing more? Easy Apply now by clicking the "Quick Apply" button. Jobot is an Equal Opportunity...Permanent employmentLocal area- ...guiding members toward building a strong financial foundation today for a better tomorrow. Named... ...within a financial crime function in BSA or Fraud within a banking or credit union... ...Documents findings, partners with Enterprise Risk Management (‘ERM’) Team for exceptions...RiskFull timePart timeImmediate start
$225k - $300k
...provide institutions with almost every kind of financial product and service across the world's... ...the Division assess and actively manages risk, trade securities, and structure as well... ...group (“FSL”) is seeking an Executive Director to be part of its Corporate Credit Financing...RiskTemporary work$75k - $95k
...communication to maintain the accuracy of financial data, along with overseeing the timely... ...timely invoicing. Identify and escalates to Director any write‑offs for resolution including... ...collections policies align with company risk tolerance and revenue goals. Monitor aging...RiskFull timeWork at office- ...Description Job Description We are looking for an experienced Chief Financial Officer (CFO) to oversee all of iRocket’s financial management,... ...Drive the company's financial planning Perform risk management by analyzing the organization’s liabilities and investments...RiskTemporary work
- ...seeking a Nonprofit CFO (Chief Financial Officer) to manage the... ...Executive Officer) and the Board of Directors to develop and implement... ...requirements, including tax filings, audits, and other reporting... ...performance, forecasts, and financial risks and opportunities...RiskMonday to Friday
- ...Compliance Manager. • Daily reviews of transaction monitoring for BSA SAR reporting obligations. • Conducting independent... ...staying within our regulatory compliance obligations. • Assist with AML Risk Assessments. • Aggregation of the daily cash in and out transactions...RiskShift workWeekend workAfternoon shift
$80k - $100k
...a whole person-supporting your health, financial well-being, and work-life balance. Here... ...prepare reports. • Mitigate financial risk and ensure fiscal compliance with agency... ...to develop budgets with the PHLI program directors. • Analyze monthly financial statements...RiskFull time$110k - $140k
Morgan-Stanley is seeking a Director in the Recovery and Resolution Planning team to support the development and implementation of financial models. This role requires 4-7 years of experience... ...involves collaboration across teams, risk identification, and presenting to...Risk$100k - $140k
Firm Risk ManagementFirm Risk Management (FRM) supports Morgan Stanley in achieving its business objectives by partnering with business... ...curiosity and self‑motivation to develop deep expertise in financial products, interest rate markets, and risk management practicesAn...RiskTemporary workWork at office$120k - $160k
The Risk Officer is responsible for a wide variety of supervisory... ...matters. The Risk Officer role is a non-revenue sharing position that... ...for and response to audits, and ensures that any audit findings... ...to interact with Financial Advisors and clientsExcellent...RiskTemporary workLocal area$150k
...Specialism Industry Tax Practice Management Level Director Job Description & Summary A career in our Financial Services Tax practice, within Corporate Tax... ...requirements, management of operational tax risks, and tax implications of investing in different jurisdictions...RiskH1bLocal areaOverseas$110.83k - $138.54k
...The role requires a minimum of 5 years of combined experience in program management and a technical field. Strong communication and risk management skills are essential. The position offers a full-time schedule with a competitive salary range of $110,832 to $138,540 annually...RiskFull time$80k - $100k
...The role is key to delivering financial operations, billing, and eInvoicing... ...planning, prioritization, and risk management across complex... ...governance requirements. Conduct audits and detailed reviews of... ...looking for dynamic, creative, and tech savvy individuals to join our...RiskFull timeCasual workWork at officeWorldwideMonday to FridayNight shiftAfternoon shift$85k - $140k
Morgan Stanley (“MS”) is a global financial services firm that conducts its business through... ...SummaryThe PBG is building its first-line credit risk team to enhance credit risk oversight and... ...entities, businesses, financial and non-financial risk organizations, etc. to...RiskTemporary workWork at office$135k - $202.5k
...supporting Institutional Securities Technology Audit.The Internal Audit Division (IAD) drives... ...messages about the most important risks facing our Firm. This is accomplished by... ...Morgan Stanley is known as a global leader in financial services, always evolving and innovating...RiskTemporary workWork at office$120k - $205k
...firm, segment and legal entities financial statements. The group owns the... ..., and controls of Credit Risk Standardized RWA and Supplementary... ...and methodologies to support audits and regulatory reviews under... ...complex regulatory concepts to non-experts and senior stakeholders...RiskTemporary work- ...principal advisor on all matters-technical and non-technical-related to the security of... ...applicable security policies, including the Risk Management Framework (RMF) and Joint SAP... ...support facility security functions (e.g., audits, inspections) for classified systems to ensure...Risk
- ...Description The Compliance Risk Analyst is responsible for the compliance of BSA, Anti-Money Laundering (AML), US Patriot Act, OFAC, and... ...# Assist with compliance audits and regulatory examinations... ...# Understand credit union financial rules and regulations, including...Risk
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