Sanctions & Trade Controls Associate — Regulatory & Diligence
BCG Attorney Search
BCG Attorney Search in New York, NY seeks a Sanctions and Trade Controls Associate with 2 to 5 years of experience to join their team, preferably in New York City. You will support transactional matters and regulatory compliance work, with opportunities to advise on export controls and sanctions programs. The ideal candidate is licensed in good standing in their state and possesses strong writing and analytical abilities with excellent communication skills, ready to navigate evolving regulatory #J-18808-Ljbffr BCG Attorney Search
- Job Overview A law firm seeks a Sanctions and Trade Controls Associate with 2 to 5 years of experience to join... ...support transactional matters and regulatory compliance work. Responsibilities Support... ...detailed regulatory analysis and diligence. Manage and coordinate documents...Regulatory
$120k - $130k
...Job Title: Operations Trading Controls Associate Corporate Title : Associate Department: Operations Location: New York, NY... ...Client Services, Collateral Management, Shared Services, Regulatory Reporting and Wealth Management, delivering comprehensive...RegulatoryFull timeWork at officeWorldwideRelocation package$310k
...Description International Trade Associate Attorney Location:... ...government and regulatory practice in New York.... ...including trade-related due diligence in cross-border M&A... ...Provide guidance on sanctions compliance, including... ...Advise on export controls, technology transfer...RegulatoryRemote work2 days per week- ...International Trade Senior Associate Attorney or CounselDirect Counsel is seeking an International... ...customs, trade compliance, export controls, sanctions, and national security matters.Key... ...international trade compliance strategies and regulatory risk management.Collaborate with...RegulatoryWork at office
- Associate/VP, Quality Control, Investment Banking(China Securities NewCo) Job Req... ...serves as an intermediary in trading for clients. The overall... ...process, including leading due diligence and drafting sessions and... ...requirements and self-regulatory body rules Monitor and assess...RegulatoryFull time
- ...management with you.The RoleFarther is seeking a Senior Trading Associate to support and scale the firm's trading operations... ...settlement — while maintaining strict adherence to regulatory, custodial, and operational controls. You'll partner closely with financial advisors,...Regulatory
$100k - $130k
...Corporation NY, the AML/KYC Associate provides oversight of... ...all BSA/AML and OFAC Sanctions Regulations. Other... ...advice and guidance to the trading desks and Operations... ...annual Compliance and Controls reporting to Head... ...conduct enhanced due diligence, Customer Diligence and...Work at office- ...role within the Global Markets Risk and Controls - Regulatory Risk and Surveillance team, helping... ...Office stakeholders by responding to trading desk inquiries, investigating regulatory... ...Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...RegulatoryFull timeWork at officeLocal areaRemote work
$100k - $130k
...Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team. Preferred 3-5... ...policies, procedures and applicable regulatory guidelines. Keep abreast of... ...culture of risk management and control, supported by effective processes...RegulatoryWork experience placementWork at officeLocal areaFlexible hours$100k - $135k
...Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years... .../procedures and applicable regulatory guidelines • Keep abreast of emerging... ...a culture of risk management and control, supported by effective processes...RegulatoryTemporary workWork experience placementWork at office- Nomura Holdings, Inc. in New York, NY seeks an Operations Trading Controls Associate to lead US regulatory controls and booking structure frameworks. The role partners with Global Trading Controls to ensure compliance with evolving regulations and robust control design...Regulatory
$90k - $125k
...details for this role. Job Description Associate, Market Risk Control - US Prime Services TD Description... ...management, risk committees, and regulatory discussions. Analyze portfolio exposures... ...of all key market risks in all trading portfolios in TDS through the identification...RegulatoryLocal area- ...Operations Analyst for Options Clearing to ensure daily trade break reconciliation, allocation, and timely... ..., Trading and Technology to maintain strong control infrastructure. The candidate will review records for regulatory compliance, monitor controls, and participate...RegulatoryNight shift
- In-House/International Trade/Philadelphia Suburbs:... ...International trade and sanctions lawyer with 10+ years... ..., including export controls (ITAR and EAR), import... ...compliance, and related regulatory risks. Responsibilities... ...compliance due diligence. The position also partners...Regulatory
- ...team, covering Fixed Income and Buy-side Trading Solutions. This role is located in New... ...Provide guidance on and remain up to date on regulatory developments and industry best practices... ...relationships with Business COO, and Controls to foster business change aligned with...RegulatoryWorldwideFlexible hours
- ...-depth understanding of Interest Rate trading and balance sheet strategies and risk... ...North America. As an External Reporting Controller - Associate in the Commercial & Investment Bank,... ...ensuring compliance with corporate and regulatory requirements. Monitor the Global...RegulatoryVisa sponsorship
- ...strengthen and expand its U.S. sanctions compliance framework.... ...alerts, and support regulatory examinations and... ...responsibility for identifying control gaps, driving process... ...and enhanced due diligence across transactions, onboarding, and trade activity. Investigate potential...RegulatoryFull time
- ...Partnership is seeking a Portfolio Oversight Analyst within Trade Operations in New York. The analyst will help code... ...investment guidelines into the OMS, assist with regulatory reporting, proxy voting, and due diligence, and support on-call coverage for global trading...Regulatory
$110k - $130k
...engineers and designers. About the job The Associate supports the Portfolio Monitoring &... ...to-day post-closing monitoring and control of BBVA's Structured Trade & Commodity Finance portfolio. The... ...agreements, internal policies and regulatory requirements. Although major credit...RegulatoryFor contractorsBank staffWork at officeLocal area$110k - $130k
The Associate supports the Portfolio Monitoring & Solutions function by performing... ...to-day post-closing monitoring and control of BBVA's Structured Trade & Commodity Finance portfolio. The... ...agreements, internal policies and regulatory requirements. Although major credit...RegulatoryBank staffWork at office$150k - $280k
...Personal Banking or our Trade Services,... ...establish a comprehensive Sanctions Program based upon... ...compliance, regulatory, and reputational risks associated with violations of... ...investigations and/or due diligence reviews where Sanctions... ...& OFAC internal control technology capacity...RegulatoryWork experience placement$180k - $215k
...Trade Compliance Officer Location New York... .... The global Sanctions and Trade Compliance... ...work to address regulatory issues, ensure compliance... ...core export control and import... ...controls, customer diligence, software access... ...centralized tracker of associated control...RegulatoryTemporary workFor contractorsWork experience placementWork at officeLocal area$77k - $202k
...SummaryThe OpportunityAs an Internal Audit - Business Process Controls/SOX- Senior Associate, you will play a pivotal role in delivering end-to-end... ...to clients across various industries. Within our Risk & Regulatory practice, you will leverage your skills to evaluate...RegulatoryFull timeH1b$77k - $202k
...Industry/Sector Not Applicable Specialism Business Controls Management Level Senior Associate Job Description & Summary The Opportunity As... ...clients across various industries. Within our Risk & Regulatory practice, you will leverage your skills to evaluate...RegulatoryFull timeH1b$96k - $120k
...details.We are seeking a highly motivated Associate to join the Global Corporate & Investment Banking (GCIB) Business Unit Risk & Control team. This role is a critical component... ...controlled in alignment with regulatory expectations and organizational risk appetite...RegulatoryFull timeWork at officeLocal areaRemote work$77k - $202k
...Description & SummaryThe OpportunityAs a SAP Business Process & IT Controls Sr Associate, you will engage with clients to optimize operational... ...strategic objectives while maintaining compliance with regulatory standards.Responsibilities- Analyzing client requirements to...RegulatoryFull timeH1b$99.4k - $142k
...fair, and secure. As a publicly traded company, Gemini is poised to... ...: Finance The Role: Senior Associate, Trading Operations (Broker Dealer... ...procedures and risk controls are followed and properly documented... ...Engineering teams to support regulatory reporting, trade surveillance...RegulatoryWork at officeRemote workFlexible hours$116k - $137k
...responsible for daily processing, compliance controls, and regulatory engagement across the end-to-end... ...will guide deal execution from due diligence through pricing, allocation, and... ...closely with Compliance, Finance, and Trading Operations to support successful execution...RegulatoryWork at officeFlexible hoursShift work$130k - $152.5k
About Charles River Associates Charles River Associates is a leading... ...to litigation and regulatory proceedings, and guides corporations... ...Consultant (Assessments / Due Diligence / Advisory) to support... ...stakeholder interviews, and control evaluation. The role may also...RegulatoryWork at officeWork from home3 days per week$135k
...facilities to support trading products business and... ...As a Corporate Banking Associate, your key roles and responsibilities... ..., client industry and regulatory agencies for potential... ....Completes due diligence and credit analysis on... ...risk, internal controls and compliance as part...RegulatoryFull timeContract workPart timeLocal area
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