Sanctions & Trade Controls Associate — Regulatory & Diligence
BCG Attorney Search
BCG Attorney Search in New York, NY seeks a Sanctions and Trade Controls Associate with 2 to 5 years of experience to join their team, preferably in New York City. You will support transactional matters and regulatory compliance work, with opportunities to advise on export controls and sanctions programs. The ideal candidate is licensed in good standing in their state and possesses strong writing and analytical abilities with excellent communication skills, ready to navigate evolving regulatory #J-18808-Ljbffr BCG Attorney Search
- Job Overview A law firm seeks a Sanctions and Trade Controls Associate with 2 to 5 years of experience to join... ...support transactional matters and regulatory compliance work. Responsibilities Support... ...detailed regulatory analysis and diligence. Manage and coordinate documents...Regulatory
- ...seeks an International Trade Group Associate for its New York, NY... ...advising clients on regulatory aspects of investments and trade due diligence, with a focus on cross... ...tariffs. Advise on sanctions risks related to business... ...advising on export control and technology...RegulatoryContract workWork at officeRemote work2 days per week
$310k
...Description International Trade Associate Attorney Location:... ...government and regulatory practice in New York.... ...including trade-related due diligence in cross-border M&A... ...Provide guidance on sanctions compliance, including... ...Advise on export controls, technology transfer...RegulatoryRemote work2 days per week- ...is recognized for its strong regulatory and compliance focus,... ...analytically driven KYC Quality Control Analyst to join our Compliance... ...supported by the underlying due diligence findings and align with the... ...Red Flag Review Re‑examine sanctions, PEP, and adverse media...Regulatory
$100k - $130k
...Corporation NY, the AML/KYC Associate provides oversight of... ...all BSA/AML and OFAC Sanctions Regulations. Other... ...advice and guidance to the trading desks and Operations... ...annual Compliance and Controls reporting to Head... ...conduct enhanced due diligence, Customer Diligence and...SuggestedWork at office- ...Join JPMorgan's Business Control Management team, where you will... ...Business Control Management Associate, you'll be a trusted control advisor to our Front Office Trading and Banking teams, where you’... ...are established to mitigate regulatory and operational risk, while adhering...RegulatoryWork at office
$100k - $130k
...Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team. Preferred 3-5... ...policies/procedures and applicable regulatory guidelines Keep abreast of... ...culture of risk management and control, supported by effective processes...RegulatoryTemporary workWork experience placementWork at officeLocal area$100k - $135k
...Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years... .../procedures and applicable regulatory guidelines • Keep abreast of emerging... ...a culture of risk management and control, supported by effective processes...RegulatoryTemporary workWork experience placementWork at office- ...management with you. The Role Farther is seeking a Senior Trading Associate to support and scale the firm’s trading operations... ...settlement — while maintaining strict adherence to regulatory, custodial, and operational controls. You'll partner closely with financial advisors,...Regulatory
$80k - $85k
Job Title Associate, Financial Control, Treasury & Regulatory Reporting Department Finance Reports To Vice President, Assistant Controller FLSA Code Non-... ...accounting and financial analysis function of a publicly traded asset management firm. Contribute to the month-end...RegulatoryWork at officeRemote workWork from home$81.4k - $151.8k
...Accountable for the execution of assigned on-desk trade support activities in a timely, accurate... ...forums (Project Delivery/Technology/Regulatory/Risk) in support of FICC Trade Support... ...risk metrics for management. Risk & Control Identify potential risk situations...RegulatoryPart timeWork at officeLocal area- ...Description Job Description International Trade Senior Associate Attorney or Counsel Direct Counsel... ...customs, trade compliance, export controls, sanctions, and national security matters.... ...trade compliance strategies and regulatory risk management. Collaborate with...RegulatoryWork at office
- ...-depth understanding of Interest Rate trading and balance sheet strategies and risk... ...North America. As an External Reporting Controller - Associate in the Commercial & Investment Bank,... ...ensuring compliance with corporate and regulatory requirements. Monitor the Global...RegulatoryVisa sponsorship
- ...strengthen and expand its U.S. sanctions compliance framework.... ...alerts, and support regulatory examinations and... ...responsibility for identifying control gaps, driving process... ...and enhanced due diligence across transactions, onboarding, and trade activity. Investigate potential...RegulatoryFull time
$150k - $280k
...Personal Banking or our Trade Services,... ...establish a comprehensive Sanctions Program based upon... ...compliance, regulatory, and reputational risks associated with violations of... ...investigations and/or due diligence reviews where Sanctions... ...& OFAC internal control technology capacity...RegulatoryWork experience placement- Hard Rock Digital is seeking a Trading Event Control Associate to join our content provision team, reporting to the Trading Operations Manager.... ...for event and market content, competitor analysis, and regulatory compliance. The ideal candidate combines strong analytical...RegulatoryFlexible hours
- ...risk through governance, processes and controls, and partnering across lines of business... ...managing operational risk and ongoing regulatory engagement. You will be part of an agile... ...for identifying and mitigating risks associated with emerging technologies, and skilled...RegulatoryShift work
$180k - $215k
Trade Compliance Officer Location New... ...program. The global Sanctions and Trade... ...work to address regulatory issues, ensure compliance... ...core export control and import compliance... ..., customer diligence, software access... ...centralized tracker of associated control requirements...RegulatoryTemporary workFor contractorsWork experience placementWork at officeLocal area$100k - $125k
...and by leading and managing a treasury/trading team. Develop and maintain relationships... ...Analyze, assess, and quantify the risks associated with products, individual applications,... ...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) Salary Range $100...RegulatoryWork experience placement- ...sponsorship for this position. Associate - Global Network... ...‑Money Laundering & Sanctions alerts, and act as an... ...geographical, procedural and regulatory requirements). Monitor... ...HSBC internal control standards managing risk... ...through customer due diligence and KYC, including high...RegulatoryFlexible hours
$110k - $126k
...and equitable climate action. ABOUT THE ROLE As the Senior Trading Associate, Rest of World (ROW), you will be a key member of our dynamic... ...will work cross-functionally with Analysis, Trade Operations, Regulatory, and Legal teams to build the business in a manner...RegulatoryFull timeWork experience placementWork at officeFlexible hoursShift work$42k - $90k
...Corporate or Personal Banking or our Trade Services, Commodities,... ...("CTF"), OFAC and other sanctions compliance to ensure that the... ...pursuant to industry standard and regulatory guidance on a daily basis.... ..., etc.). Enhance process and controls based on the new regulatory updates...Regulatory$77k - $202k
...Up to 40% The Opportunity As a SAP Business Process & IT Controls Sr Associate, you will engage with clients to optimize operational efficiency... ...strategic objectives while maintaining compliance with regulatory standards. Responsibilities Analyzing client requirements...RegulatoryFull timeH1b- JPMorgan Chase & Co. is seeking an Associate in Business Operations - Kinexys Governance to ensure products meet regulatory standards and to uphold business resilience. Key responsibilities include reviewing control measures, working with product teams on risk, and overseeing...Regulatory
$86.78k - $108.48k
# Screening and TM Associate#### New York, New York, United... .... You must be diligent and able to maintain... ...quantity of work to meet regulatory deadlines. You must also... ...Reports (SAR) and Sanctions screening alerts/escalations... ...of our internal controls, spot and scope...RegulatoryWork at officeRemote workWork from homeFlexible hours$85k - $110k
...services. About the role Tidal is seeking a highly skilled Trading Associate responsible for the implementation and management of various... ...portfolio oversight, compliance reporting, board meetings and regulatory filing updates. Understand firm’s policies and procedures...Regulatory- ...leading team shaping the future of electronic trading. In Electronic Client Solutions (ECS),... ..., and systematic trading firms. As an Associate on the ECS team, you will combine... ...equities trading, market structure, and the regulatory landscape, ensuring adherence to all relevant...Regulatory
$120.8k - $137.9k
...Role We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital... ...ongoing compliance with SEC, FINRA, CFTC, and NFA regulatory requirements and expectations. The ideal candidate will...RegulatoryFull timePart timeLocal area- ...convert money in. As an Associate Product Manager... ...ongoing customer due diligence program. This position... ...focus on AML and Fraud controls Provide advice and... ...scanning of new FinCrime regulatory developments and maintaining... ...Exposure to sanctions/OFAC risk intersections...RegulatoryFull timeFreelanceWork at office
$85k - $120k
...services. About the role Tidal is seeking a highly skilled Trading Associate to support the cash and collateral management of multiple ETF... ...for a firm that manages 40 Act products. Familiarity with regulatory requirements related to trading activities. We are prioritizing...RegulatoryWork at office
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