Field Compliance Examiner — Branch Inspections & Risk
First Command Financial Services, Inc.
First Command Financial Services, Inc. is seeking a Compliance Officer, Field Examiner to support its branch inspection program. You will plan and conduct inspections of OSJs, branch offices, and supervisory locations to verify adherence to FINRA, SEC, and firm policies. The role requires analyzing risk indicators, preparing reports, and providing guidance to advisors and management. Travel 30-40% is expected, with occasional special projects and training duties. #J-18808-Ljbffr First Command Financial Services, Inc.
Vacancy posted 5 days ago
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