Supervision Manager Senior - PNC Wealth Management
$100.1k - $185.9kPNC Bank
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Supervision Manager Senior within PNC Wealth Management, you will be based in Cleveland, OH at the 1900 E. 9th Street location. Job Profile Job ID: R225526 PNC is an in‑office company that fosters a supportive culture where employees can thrive and achieve balance. We encourage candidates to connect with their recruiter and hiring manager to understand workplace expectations and ensure the role aligns with their goals. PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position. Job Description Manages the team that monitors and reviews the sales practice activities of Financial Advisors on a centralized and regional level, ensuring firm compliance with all regulatory requirements and driving initiatives and independent departmental and firm projects. Collaborates with business partners including Legal, Risk, Compliance, Product, etc., to resolve complex matters; exhibits strong conviction and willingness to voice opinions for effective outcomes. Leads defined departmental and firm projects independently, leveraging extensive product knowledge. Manages risk and makes sound decisions based on deep understanding of industry regulations, supervisory requirements, policies, and financial services products. Inspires, engages, and promotes internal mobility by providing regular feedback; coaches and mentors others using strong interpersonal skills. Supports firm business objectives and profitability by influencing Financial Advisors (FA) to adopt practices that minimize regulatory and financial risk while safeguarding the firm’s reputation. Applies critical thinking and decision‑making skills to review supervisory responsibilities in adherence to regulatory rules and compliance policies. Acts as a Subject Matter Expert (SME) on products, processes, and projects. Initiates supervision projects and actively participates to drive efficiencies and process improvements. Employee Expectations Customer Focused – Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions. Managing Risk – Assessing and effectively managing all risks associated with business objectives and activities to ensure adherence to PNC’s Enterprise Risk Management Framework. People Manager Expectations Include Intentionally – Cultivates diverse teams and inclusive workplaces to expand thinking. Live the Values – Role models our values with transparency and courage. Enable Change – Takes action to drive change and innovation that transforms our business. Achieve Results – Takes personal ownership to deliver results, empowering and trusting others in decision making. Develop the Best – Raises the bar with every talent decision and guides the achievement of all employees and customers. Qualifications Competencies Decision Making and Critical Thinking, Effective Communications, Industry Knowledge, Managing Multiple Priorities, Organizational Leadership, Products and Services, Regulatory Environment - Financial Services, Risk Management. Work Experience Typically requires a university or college degree. Higher level education such as a Master’s, PhD, or certifications is desirable. Industry experience is typically 8+ years. At least 5 years of prior management experience is usually required. Comparable combinations of education, certifications, and experience may also be considered. Education Bachelor’s degree. Certifications None required. Licenses Series 7, 24 (or 9/10), 66 (or 63 and 65); 4 and 53 preferred if only 24. Pay Transparency Base Salary: $100,100.00 – $185,900.00. Salaries may vary based on geographic location, market data, and individual skills, experience, and education. This role is incentive eligible with payment based on company, business and/or individual performance. Benefits PNC offers a comprehensive range of benefits to help meet your needs now and in the future. Eligible full‑time employees receive medical and prescription drug coverage (with a Health Savings Account), dental and vision, employee and spouse/child life insurance, short and long‑term disability, 401(k) with PNC match, pension and stock purchase plans, dependent care reimbursement, child/elder care, adoption, surrogacy, and doula reimbursement, educational assistance (selected programs fully paid), and a robust wellness program with financial incentives. Paid time off varies by eligibility but generally includes maternity/parental leave, up to 11 paid holidays each year, 9 occasional absence days (unless required by law), and 15 to 25 vacation days each year depending on career level and years of service. Disability Accommodations Statement If an accommodation is required to participate in the application process, please contact us via email at View email address on click.appcast.io. Include “accommodation request” in the subject line and your name, the job ID, and preferred contact method in the body. Applicants may also call View phone number on click.appcast.io and say “Workday” for assistance. All information provided will be kept confidential and used only to provide needed reasonable accommodations. Equal Employment Opportunity (EEO) PNC provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other protected categories. This position is subject to the requirements of Section 19 of the FDIA and the SAFE Act and FINRA, which prohibit hiring individuals with certain criminal histories. #J-18808-Ljbffr PNC
$55k - $121k
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