Senior Compliance Manager
$140k - $195kSplash Financial
Job Description
Job Description
ABOUT OUR COMPANY:
The crushing weight of debt is something that we believe holds people back from reaching their dreams and making a splash in the world. So in 2013, after seeing our friends and family struggle with student loans, we created Splash Financial.
Over the years, our mission has expanded to include helping people with other forms of debt - such as refinancing credit cards, which are at all time highs in the US. And we've been able to refinance $6+ Billion in loans through our network of Splash, powered credit union and bank partners who leverage our marketplace and automated loan processing technology. And we've raised over $135 million from investors like partners of DST Global, Citi Ventures, TruStage Ventures, Northwestern Mutual Future Ventures, Detroit Venture Partners, and more.
But at our core, we're still that little company from Cleveland with a big dream: to make people more powerful than their debt and we're just getting started..
ABOUT OUR WORKPLACE:Splash is remote-first, and proud of it — though our collections team works in-person at our Arizona location.
We spend our days simplifying financial products and getting them into the hands of people who need them most. Right now, we're focused on building financial technologies that fundamentally transform how the industry lends.
Although Splash has been around since 2013, we still operate like a startup — fast-paced, nimble, and full of heart. We're good people who care deeply about doing meaningful work and we approach challenges with creativity, passion, and urgency.
And to hire the best, we provide the best: great health insurance, competitive salaries, and unique benefits like quarterly meet-ups and access to engagement tools that keep us connected — even from afar.
At Splash, everything we do is guided by our values:
Own It – We take full accountability and follow through on commitments.
Raise the Bar – We move fast, innovate faster, and push through barriers.
Say the Hard Thing – We speak up with honesty, respect, and a desire to solve problems and make things better.
Elevate Each Other – We win as a team by lifting each other up.
These values show up in how we work and how we connect — whether we're collaborating on big projects or bonding over everyday moments. Yes, we even have Slack channels for #kids-and-pets and #food because we believe being human makes us better teammates.
ABOUT THE ROLE:Splash Financial is seeking a Senior Compliance Manager to help build and scale our compliance program for consumer lending products. This is a build role, not a maintain-the-status-quo one: you'll combine strategic advisory with hands-on execution, partnering with Legal to guide product development, working directly with our bank partners on their compliance obligations for Splash programs, and designing the scalable workflows that let compliance keep pace with a fast-growing lending business. You'll also lead automation initiatives and own issue tracking, including complaints — all with the mandate to make compliance a strategic enabler of growth, not a bottleneck.
WHAT YOU'LL DO AT SPLASH:Product & Partner Advisory
- Act as a compliance advisor for new product development, ensuring alignment with federal/state regulations and bank partner requirements.
- Collaborate with Product, Engineering, Marketing, Legal, and Operations to embed compliance into the product lifecycle from the start, not bolted on at the end.
- Review implementation logs and documentation to support bank partner approvals.
Systems & Workflow Design
- Design and operationalize end-to-end compliance workflows, transitioning manual processes into automated, scalable systems.
- Develop dashboards and reporting tools to monitor compliance health, regulatory obligations, and risk indicators.
- Continuously improve compliance systems, tools, and workflows to keep pace with rapid growth and evolving regulations.
Issue Management & Training
- Review and respond to escalated complaints, identifying trends and root causes.
- Manage issue tracking and remediation across the organization, escalating unresolved exceptions and driving timely resolution.
- Develop and deliver compliance training, including annual certification training, to keep staff current on best practices.
- Bachelor's degree required.
- 6-10 years in compliance or risk management within fintech or financial services; experience with consumer lending and bank partnerships strongly preferred.
- CRCM, CUCE, CUCO, CFE, CIA, or similar credentials are a plus.
- Working knowledge of state and federal consumer protection regulations (ECOA, TILA, FCRA, FDCPA, UDAAP, GLBA and privacy, OFAC).
- Proven ability to design scalable compliance workflows and leverage technology for automation.
- Strong analytical and problem-solving skills; comfortable working with data and dashboards.
- Excellent communication and relationship-building skills, with the ability to influence cross-functional teams and leadership.
- Experience with project management platforms (e.g., Jira).
- Highly organized and execution-oriented, with a genuine ability to thrive in a fast-paced, high-growth environment.
The base salary range for this role is $140,000 to $195,000 annually, based on market data and internal compensation practices. This role may also be eligible for a bonus component tied to individual and company performance. Final compensation will be determined by factors such as location, experience, and skill level.
SPLASHERS ENJOY:
- Fully remote work freedom (for most roles)
- Competitive salary packages
- Flexible PTO + 9 company holidays
- Equity: Share in our start-up success
- Comprehensive and affordable insurance benefits
- Paid parental leave for both caregivers
- Essential modern equipment to get the job done
- Fully paid Claude subscription to supercharge your work
- 401(k) for your future savings
- Quarterly meet-ups: In person & virtual fun
- Awesome Splash swag to flaunt your team spirit
Employment at Splash is based on individual merit. Opportunities are open to all, without regard to race, color, religion, sex, creed, age, handicap, national origin, ancestry, military status, veteran status, medical condition, marital status, sexual orientation, affectional preference, or other irrelevant factors. Splash is an equal opportunity employer.
JOB OFFER & RECRUITMENT SCAM NOTICE
At Splash Financial, we want candidates to feel confident and safe throughout the hiring process. Unfortunately, scammers sometimes pose as employers to trick job seekers into sharing personal information or money.
PLEASE BE AWARE:
- Splash Financial will never ask for payment , banking details, or cryptocurrency as part of our hiring process.
- All legitimate job communications from Splash Financial will come from an @splashfinancial.com email address.
- We do not conduct interviews solely via text message or chat apps.
- Any offer of employment will be made only after a formal interview process and will be sent directly from Splash Financial.
- Do not respond or share personal information.
- Do not click on unknown links or download attachments.
- Report the message to View email address on us.fitly.work
$130k - $170k
...for America's 86 million homeowners — the go-to platform for managing your home and accessing low-rate credit, because life is expensive... ...it. Role Overview We are looking for a seasoned compliance professional to own and operate Trovy's compliance function. You...SeniorWork from homeFlexible hours$180k - $220k
...Job Title: Senior Compliance Manager Job Description The Senior Compliance Manager serves as a legal and compliance leader responsible for overseeing enterprise-wide compliance, auditing, monitoring, and contracting activities within a biotechnology and life sciences environment...SeniorPermanent employmentRemote workMonday to FridayFlexible hours- About the Team:Our Global Legal Compliance (GLC) team provides key support for TikTok’s innovative initiatives... ...teams to help enable strategic growth while managing complex regulatory risk.We are looking for an experienced Senior Technical Compliance Manager to join our...SeniorWork at office
$102k - $120k
...so they can pursue long and fulfilling lives- a mission we’ve honed since 1859. Equitable is looking for a dynamic Branch Compliance Senior Manager to join our Branch Compliance team! Our Greater NY-CT Complex is seeking a highly-motivated Compliance professional with the...SeniorFull timeTemporary workLocal area2 days per week3 days per week$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...SeniorLocal area- ...Ansible Government Solutions is seeking an experienced Contracts & Compliance Manager to lead the full lifecycle of federal contracts, ensure compliance with FAR/VAAR/DFARS, and coordinate with program management, finance, legal, and supply chain teams. The role favors...Senior
- ...Wise is looking for a Senior Manager to join its growing financial crime compliance oversight team in North America. This role will be working alongside the NorthAm Financial Crime Compliance Lead and a highly effective team in second line compliance. In this role you...SeniorFull timeWork at office
- ...Senior Director, Regulatory Affairs - Hybrid NYC Area Key Responsibilities Develop... ...development lifecycle. Ensure compliance with FDA and global regulatory requirements... ...experience developing regulatory strategy and managing clinical regulatory submissions....SeniorFull time
$130k - $170k
...the Role: We are seeking a highly experienced and strategic Senior Manager, Global Regulatory Affairs, to lead all international registration... ...matter expert to bring products to market and to ensure compliance with global requirements, including but not limited to providing...SeniorTemporary workLocal areaImmediate startWorldwideFlexible hours- ...A leading capital markets technology business is hiring a senior IC to drive the commercial development of its Compliance & Trade Surveillance offering. What you’ll be doing: Join client meetings, discovery sessions and RFPs as the regulatory and surveillance SME...SeniorFull time
$160k - $175k
Thank you for considering Progyny!Progyny is seeking an experienced Senior Director of Healthcare Compliance to oversee and manage our complex healthcare regulatory and compliance needs as our company continues to grow. This role will determine applicability of and ensure...SeniorFull timeSummer workWork at officeRemote workFlexible hours3 days per week- ...prominent employee benefits organization in New York is seeking a Retirement Benefits Manager to oversee 401(k) operations and ensure compliance with federal and state regulations. This mid-senior level role requires a Bachelor's in HR or Business and at least five years of...SeniorFull time
- ...achieve more.About the RoleHappen Bank’s Second Line Compliance Department is seeking a Sr Compliance Advisory Manager - Lending to provide compliance advisory... ...appropriate risk mitigation strategiesPartner with senior management on strategic priorities, risk assessments...SeniorFull timeWork at officeLocal areaRemote workRelocationFlexible hoursShift work
$157.5k - $210k
...from Dreamers to Disruptors, and follow us at @Medidata.About the Team:The Senior Director, Global Compliance & Strategy sets the strategic direction for regulatory affairs and quality management system (QMS) functions across Medidata’s life sciences technology platform...SeniorWork at officeRemote workFlexible hoursShift work$121k - $151k
...our product and in our team.Our ValuesIf this sounds like you, you’ll fit right in.Who You AreJustworks is seeking a Senior Program Manager, Compliance to lead planning, governance, and execution across the Product Compliance portfolio. You thrive in highly regulated environments...SeniorCasual workWork at officeLocal areaShift work$218.59k - $286.9k
Hi, we're Oscar. We're hiring a Senior Director, Enterprise Compliance to join our Compliance team.Oscar is the first health insurance company built... ...functions, including regulatory compliance, regulatory change management/implementation, compliance operations, investigations,...SeniorFull timeWork at officeFlexible hours$200k - $250k
...and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief... ...legal, ethical, and regulatory frameworks Create and manage effective action plans in response to any identified...SeniorFull timeWork at office- ...ingredients and fragrance oils across global markets. This role operates with significant independence, resolving complex and novel compliance questions and advising cross-functional teams on regulatory risk before it becomes a blocker. What You’ll Do Interpret and...SeniorFull timeContract workWork at officeFlexible hours
$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation Marketing Senior Manager - Regulatory to join the Marketing... ...day-to-day supervision of direct reports, ensure compliance with assigned work hours and monitor for compliance with all...SeniorFull timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- IQ-EQ is seeking an experienced compliance professional to independently manage client engagements, delivering strategic guidance on regulatory obligations with minimal oversight. You will ensure timely, accurate deliverables, including annual reviews, filings, and policy...Senior
- ...foundation upon which the growth is built. At Mercury, we believe compliance is the infrastructure of trust—a way to engineer safety,... ...in the language of risk and regulation. We’re hiring a Senior Compliance Risk Manager, Securities to help us continue this tradition: someone...SeniorFull time
- ...biotechnology company based in New Jersey is seeking a Senior Director of Tax to oversee all aspects of the tax function, ensuring compliance with regulations and developing tax... ...various teams and the responsibility of managing tax risks and audits across US and EU...Senior
$161.5k - $184.3k
...Overview Senior Manager, Compliance Advisory (Network Compliance) The Senior Manager, Compliance Advisory, (Network Compliance) will perform a key risk management role in the second line of defense for Capital One’s network and merchant businesses to help implement...SeniorFull timeTemporary workPart timeLocal areaWorldwide- ...MetroPlusHealth is seeking a Senior Director of Product Compliance to lead regulatory programs across Medicaid, MAP, MLTC, and other lines of business in New York. This role directs State and Federal Product Compliance and External Audit functions, ensuring readiness for...Senior
$90k - $200k
...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...SeniorTemporary workFlexible hours- JPMorganChase in New York seeks an experienced Product Manager with a strong Controls background to lead AI-... ...delivery, partnering closely with Controls, Legal/Compliance, Operations, Technology, Data/AI teams, and senior business stakeholders. The successful candidate will...Senior
$125k - $150k
...Senior Client Solutions Manager About Brynson™ Brynson is a growing SaaS company building technology that helps enterprise operators manage complex compliance, data, and digital workflows at scale. Our platform sits across multiple systems, data sources, integrations...SeniorFlexible hours- ...Mastercard, Visa, Robinhood, and PayPal. About the Team The Compliance & Platform Experience team owns the shared surfaces that... ...'s largest financial institutions onto its platform. The Senior Product Manager will own the end-to-end onboarding experience — from the...SeniorFull time
- ...over $37M from top-tier investors including Consensys, Tether, and Animoca Brands. About the Role: This role owns Transak's Compliance & KYC product surface , translating regulatory requirements into scalable, conversion-optimised product systems. The PM is...SeniorFull time
- ...Clearwater Analytics, LLC seeks a Senior Product Manager to own the strategy, roadmap, and delivery of regulatory reporting products. You will... ...engineering, data teams, and external clients, and ensure compliance obligations are met across the investment lifecycle. You...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Manager. Be the first to apply!
- training and compliance manager New York, NY
- compliance director New York, NY
- regulatory product manager New York, NY
- product compliance manager New York, NY
- compliance manager New York, NY
- regulatory operations manager New York, NY
- manager regulatory affairs New York, NY
- director global regulatory affairs New York, NY
- corporate compliance manager New York, NY
- sr. manager regulatory compliance New York, NY




