VP, Legal & Compliance — Governance & Regulatory Strategy
$150k - $200kProspect Capital Management
Prospect Capital Management, located in New York City, is seeking a motivated Vice President of Legal and Compliance. This role requires strong analytical, organizational skills and a background in corporate legal work or compliance, ideally within investment management. The position offers an anticipated base salary of $150,000 - $200,000 plus bonuses. Employees enjoy comprehensive benefits including life insurance, mentorship programs, and company-sponsored events like ski and sailing trips. #J-18808-Ljbffr Prospect Capital Management
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the VP, Legal & Compliance — Governance & Regulatory Strategy in New York, NY vacancy
- ...a Vice President – Liquidity Governance to oversee the group's liquidity management and compliance. This role requires 8+ years... ...candidate will coordinate governance strategies, manage compliance inquiries,... ...policies to align with regulatory expectations. A competitive...Regulatory
United Cerebral Palsy of Georgia
New York, NY4 days ago - ...information across enterprises, governments, and consumers. Fueled... ...s business landscape, regulatory environment, and... ...and business strategy—translating TrendAI’s... ...drivers, threat landscapes, compliance requirements (e.g., HIPAA... ...Customer Success, and Legal—to deliver compelling...LegalRegulatoryContract workH1bRemote work
TrendAI
New York, NY3 days ago $185k - $319k
...Reporting to the Chief Legal Officer, the VP, Global Data &... ...to: # Monitor compliance and data practices... ...globally. # Drive AI Governance and adoption through... ...the organization's AI strategy # Represent DV... ...shifting legal and regulatory landscape of data protection...LegalRegulatoryLocal areaWorldwideShift workDoubleVerify
New York, NY3 days ago- VP- Business Analyst- Data Privacy & Compliance Apply (opens in new window) Job Req... ...contributes to directional strategy by considering... ...with global regulatory frameworks, particularly... ..., HR, and Privacy Legal teams. Address... ...implementation of robust governance, data accuracy,...LegalRegulatoryFull time
- ...that helps strengthen how privacy governance is designed and embedded across... ...business, technology, data, legal, and compliance partners to translate regulatory expectations into practical, scalable... .... As a Privacy Governance Strategy Lead (Vice President) in the Privacy...LegalRegulatoryWork at office
$200k - $225k
...Director, Head of Credit Risk Strategy & Policy Base pay range: $2... ...thrives on driving policy, governance, and strategic growth... ...with business objectives, regulatory requirements, and growth strategy... .... Collaborate with Legal, Compliance, Collections, Product, and...LegalRegulatoryFull timeWork at officeRemote workMadison-Davis, LLC
New York, NY3 days ago$120k - $205k
...Stanley's various industry and government regulators, and also... ...Team Profile The FHC & U.S. Legal Entity Regulatory Governance team works... ...Business Units, Legal and Compliance, Risk and other key stakeholders... ...work and contribute to strategies for mitigating them. Plan...LegalRegulatoryTemporary workWorldwide$156.09k - $279.54k
...Counsel serves as the chief legal officer and Corporate... ...leadership. The VP oversees all legal matters... ...contracts, litigation, regulatory compliance, intellectual property, corporate governance, enterprise risk management... ...of Human Resources strategy and operations to ensure...LegalRegulatoryWork at officeHosokawa Micron Powder Systems
New York, NY4 days ago- ...Vice President of Legal About the Company Large... ...areas, including corporate governance, commercial transactions, regulatory compliance, intellectual property,... ...legal guidance. The VP of Legal will also own the... ...company's IP portfolio strategy. Key competencies for this...LegalRegulatory
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally... ...that directly impacts organizational strategy, governance, and risk posture. The successful... ...compliance program, translating legal and regulatory requirements into operational...LegalRegulatory
$180k - $190k
...The Associate Director, Data Strategy & Governance is a business-led data... ...field teams. Data Privacy, Compliance & Risk Management Establish... ...omnichannel systems. Translate regulatory and policy requirements... ...EXCLUSIVE BENEFITS – Voluntary Legal, Pet, Plus More CG Oncology...LegalRegulatoryContract workRemote workFlexible hoursCG Oncology
New York, NY3 days ago$321.86k - $385.99k
...Vice President, Head of Strategy & Operations New York, New York Your Work... ...making, cross-functional alignment, regulatory filings, and governance). You will serve as a force multiplier... ...in partnership with Finance, Legal, and IR. Ensure narrative consistency...LegalRegulatoryWork at officeLocal areaShift workRecursion Pharmaceuticals
New York, NY4 days ago$200k
...activities are conducted in compliance with applicable laws... ...help the bank manage legal and regulatory risks associated with... ...best practice legal strategies for risk management... ...of the control and governance agenda.... ...Join Barclays as VP, Regulatory Counsel....LegalRegulatoryHourly payTemporary workBarclays
New York, NY4 days ago$175k - $240k
...Vice President, Counsel - Legal Funds to join our... ...the Funds Business Group, Compliance, Global Wealth Management... ...Management, and Product Strategy - you will provide clear,... ...practical legal guidance on regulatory, operational, and governance matters impacting fund operations...LegalRegulatoryFlexible hoursPIMCO
New York, NY6 days ago- ...Vice President, Transactional Compliance About the Company... ...information-barrier management, and governance matters within a financial... ...senior stakeholders to ensure regulatory alignment and will be... ...' experience in compliance, legal, or regulatory roles within...LegalRegulatory
- ...Vice President of Compliance About the Company Financial services... ..., information barriers, and governance. Industry Financial... ..., documentation, and regulatory alignment are maintained across... ...' experience in compliance, legal, or regulatory roles within...LegalRegulatory
$145k
...Product Business Oversight Compliance - VP, where you’ll provide expert... ...and ensure adherence to legal, regulatory, and firm-wide compliance standards... ...Contribute to strategy, drive requirements and recommend... ...support of the control and governance agenda. Demonstrate leadership...LegalRegulatoryHourly payTemporary work$175k - $205k
...agency partnership, shaping not just brand direction, but how strategy itself is built, sold, and delivered. You bring clarity to complexity... ...Deep understanding of pharmaceutical markets, audiences, and regulatory environments ~ Strong track record of shaping high-level...RegulatoryFifth Element
New York, NY3 days ago$180k - $200k
...lead the overall HR Compliance and Labor... ...behavior, ensure regulatory obligations are met... ...compliance risks. As VP, Labor Relations and... ...and monitoring strategies. Employment Compliance... ...Collaborate with Legal to ensure... ...provide the federal government with your Form I-9...LegalRegulatoryLocal areaMonday to FridayKuehne+Nagel
Jersey City, NJ1 day ago$135.96k - $226.6k
...Vice President Of Ai Governance & Responsible Ai Where... ...financial services' regulatory requirements. The ideal... ...innovation and ensure compliance with evolving... ...compliance, and business strategy, partnering with executive... ..., data science teams, legal, compliance, and business...LegalRegulatoryWork from homeLPL Financial
New York, NY2 days ago$165k - $250k
## Legal & Compliance - Real Estate, VPApplylocations: New York 601 Lex: New Jersey: Miamitime... ...globally, through both institutional strategies and strategies tailored for income-focused... ...Form PF, AIFMD and Form ADV and other regulatory filings and ensure timely submission*...LegalRegulatoryWork at officeLocal areaFlexible hours- ...seeking a Deputy Chief Compliance Officer & Associate... ...and involves a broad legal and compliance scope across... ...and private equity strategies. The ideal candidate will... ..., and advise on AI governance. Candidates must possess... ...a blend of legal and regulatory experience with a proactive...LegalRegulatory
Cardea Group
New York, NY4 days ago - ...Deputy Chief Compliance Officer & Associate General Counsel... ...Officer function Broad legal and compliance scope... ...fund and private equity strategies Opportunity to help build AI governance and compliance infrastructure... ...firm’s compliance and regulatory framework Assist in...LegalRegulatory
Cardea Group
New York, NY4 days ago $150k - $200k
...Medical Strategy Director HYBRID NEW YORK CITY About the Role: We are looking for a Medical Strategy Director to serve... ...scientific advisor to clients and internal teams Guide medical-legal-regulatory (MLR) submissions, anticipating reviewer concerns and helping...LegalRegulatoryShift workBioTalent
New York, NY3 days ago- ...internal controls (ICFR & SOX) Regulatory compliance across a complex, highly... ...The strength of governance and enterprise risk management... ...business decisions and enterprise strategy Partner closely with... ...Finance, Risk, Compliance, and Legal to align audit coverage...LegalRegulatory
Voya Financial
New York, NY4 days ago $150k - $250k
Overview Legal & Compliance - Strategic Partners - Secondaries Attorney, VP Blackstone is the world’s largest alternative asset... ...of private market investment strategies. This role requires a strong background... ...structuring, negotiation, regulatory and execution. Fundraising...LegalRegulatoryLocal areaFlexible hours$215k - $358k
...overseeing all global tax strategy, planning, compliance, and operations. This includes... ..., and tax technology. The VP will ensure accurate tax... ...external advisors, auditors, and regulatory authorities, ensuring... ...including international expansion, legal entity restructuring,...LegalRegulatoryLocal areaFlexible hoursSprinklr Inc.
New York, NY12 hours ago- ...Laundering (AML) Risk Assessments and Regulatory Strategy based in New York, NY. This role involves... ...-wide risk assessments, and ensuring compliance with regulations. The ideal candidate... ...Degree and substantial experience in legal or compliance roles, ideally with a focus...LegalRegulatory
- ...the New York Branch's compliance with all applicable federal... ...implement effective strategy and policies for... ...managing compliance and regulatory risk. -Lead,... ...activities, businesses, governance and services to ensure... ...of suspected legal, regulatory and/or reporting...LegalRegulatoryWork at office
CESNA GROUP INC
New York, NY2 days ago - ...Case Assessment. Advising legal, compliance and group investigation stakeholders... ...on eDiscovery issues & strategies that comply with the... ...internal investigations, and regulatory inquiries Providing support... ...disciplines, including Information Governance, Data Protection, Data...LegalRegulatory
Friedman Williams
New York, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Legal & Compliance — Governance & Regulatory Strategy. Be the first to apply!
Related searches
- vice president tax New York, NY
- vice president internal communications New York, NY
- vice president process improvement New York, NY
- vp biotech New York, NY
- vice president nursing New York, NY
- vice president strategic partnerships New York, NY
- vice president global communications New York, NY
- vice president development New York, NY
- vice president for academic affairs New York, NY
- vice president talent management New York, NY