VP, Legal & Compliance — Governance & Regulatory Strategy
$150k - $200kProspect Capital Management
Prospect Capital Management, located in New York City, is seeking a motivated Vice President of Legal and Compliance. This role requires strong analytical, organizational skills and a background in corporate legal work or compliance, ideally within investment management. The position offers an anticipated base salary of $150,000 - $200,000 plus bonuses. Employees enjoy comprehensive benefits including life insurance, mentorship programs, and company-sponsored events like ski and sailing trips. #J-18808-Ljbffr Prospect Capital Management
- ...seeking a Vice President, Product Management - Legal and Compliance Solutions. This key role involves leading product strategy for legal and compliance solutions while... ...of experience in product management, strong regulatory knowledge, and the ability to drive decisions...LegalRegulatory
- The Goldman Sachs Group is recruiting for a compliance professional in New York to lead governance of market conduct and regulatory risk across electronic trading activities. You will collaborate with business, legal and compliance teams globally to implement governance...LegalRegulatory
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally... ...that directly impacts organizational strategy, governance, and risk posture. The successful... ...compliance program, translating legal and regulatory requirements into operational...LegalRegulatory
$200k - $225k
...Director, Head of Credit Risk Strategy & Policy Base pay range: $... ...thrives on driving policy, governance, and strategic growth... ...with business objectives, regulatory requirements, and growth strategy... .... Collaborate with Legal, Compliance, Collections, Product, and...LegalRegulatoryFull timeWork at officeRemote work$200k - $250k
...mission. Position Summary The Head of Strategy and Governance leads the integration of governance... ..., Bylaws, policies, and applicable legal and regulatory requirements. Manage Board and... ...stakeholders to address governance compliance and evolving regulatory and compliance...LegalRegulatoryWork at officeRemote workShift work$165.49k - $206.86k
...Kronos system, and ensures compliance with MTA Headquarters... ...agreements, and regulatory requirements. The role... ...integrity, reporting strategy, and continuous system... ...operational workflows. Governance, Compliance & Risk Management... ...Finance, Procurement, Legal, Compliance, IT),...LegalRegulatoryFor contractorsWork at officeLocal areaRemote work1 day per week- ...about leading high-impact governance and business resiliency programs... ...operational readiness and regulatory outcomes, this is the... ...deliverables. You will partner with Legal, Compliance, Audit, Controls, and... ...activities. Coordinate recovery strategy testing, tabletop exercises...LegalRegulatory
- ...Vice President, Compliance About the Company Financial services firm focused on... ...compliance, transactional oversight, and regulatory governance. Industry Financial Services... ...3 years' of experience in compliance, legal, or regulatory roles within financial...LegalRegulatory
$120k - $145.6k
...strategic Credit Card Collections Strategy Manager to drive... ...customer outcomes while ensuring compliance with regulatory standards. The ideal... ...strategies (SMS, digital, call, legal routing) Drive test-and-... ...& Scope: Demonstrates governance, control and risk management...LegalRegulatoryWork at officeLocal areaWork from homeFlexible hours- Join a strategy and execution team modernizing enterprise-wide data governance and privacy risk management. In this role, you will lead high-impact transformation initiatives... ...-level reporting, including support for regulatory commitments where applicable. You will...RegulatoryWork at office
- ...Senior Vice President, Legal Services & Compliance About the Company Esteemed healthcare organization... ...organization's legal, compliance, governance, privacy, and risk management... ...advising on complex legal, compliance, and regulatory matters. Hiring Manager Title...LegalRegulatoryContract work
$321.86k - $385.99k
Vice President, Head of Strategy & Operations New York, New York Your work will... ...making, cross-functional alignment, regulatory filings, and governance). You will serve as a force multiplier... ...in partnership with Finance, Legal, and IR. Ensure narrative consistency...LegalRegulatoryWork at officeLocal areaShift work- ..., through FanDuel, is seeking a Vice President, Regulatory to lead its legal team and drive regulatory strategy. This key role will oversee investigations and provide... ...This position requires a keen understanding of compliance within a fast-paced environment. #J-18808-...LegalRegulatory
- ...Vice President, Data Governance Protection Analyst... ...governance, protection, and compliance initiatives.... ...is seeking a Corporate VP, Data Governance Protection... ...data security teams, and legal and compliance professionals... ...compliance with regulatory data protection guidelines...LegalRegulatory
$180k - $266k
...and engage in the Growth rebranding project while ensuring compliance with regulatory requirements. The ideal candidate has a Bachelor's degree... ...of relevant experience in financial markets and managing strategies. The position offers a salary range of $180,000 - $266,000...Regulatory$220k - $250k
...President of Tax to lead tax strategy and execution alongside its M... ...executive leadership, M&A, finance, legal, and external advisors to... ...overall tax efficiency, compliance, and alignment with business... ...developing scalable tax processes, governance, and internal controls to...LegalWorldwide$145k
...Product Business Oversight Compliance - VP, where you’ll provide expert... ...and ensure adherence to legal, regulatory, and firm-wide compliance standards... ...Contribute to strategy, drive requirements and recommend... ...support of the control and governance agenda. Demonstrate leadership...LegalRegulatoryHourly payTemporary work$200k - $240k
## VP, Product Management - Legal and Compliance Solutions (Hyrid- NY)Applylocations: Edgewood, NYtime type: Full... ...this role, you will lead product strategy and execution across a strategic portfolio... ...in the legal, compliance, or regulatory technology space, who is equally...LegalRegulatoryLocal area- ...VP, Associate General Counsel (Business Unit Support) Location: USA New York... ...Opportunity Lead a team of attorneys providing legal, regulatory and compliance support to the underwriting... ...analyzing relevant precedents, developing strategy, and providing legal expertise that...LegalRegulatoryFull timePart timeWork at officeWork from home
- ...partners. Prepare, analyse, and amend legal documentation for private investment... ...products, assessing legal and regulatory considerations. Manage relationships... ...counsel on matters relating to regulatory compliance, corporate governance, and fund investment activities....LegalRegulatory
- ...business strengthening risk, compliance, and governance for growing payment... ...The Company is seeking a VP Risk & Underwriting Manager... ...frameworks, as well as monitoring regulatory changes to ensure compliance... ...serve as a key partner with legal, operations, and business...LegalRegulatory
- ...of Small Business Card Customer Growth to lead the growth strategy for its small business credit card portfolio. In this key... ...define KPIs, analyze the competitive landscape, and ensure compliance with regulatory requirements. The ideal candidate will have over 10 years...Regulatory
- ...internal controls (ICFR & SOX) Regulatory compliance across a complex, highly... ...The strength of governance and enterprise risk management... ...business decisions and enterprise strategy Partner closely with... ...Finance, Risk, Compliance, and Legal to align audit coverage...LegalRegulatory
$200k
Join Barclays as VP, Regulatory Counsel. The role reports... ...U.S. Bank Regulatory Legal, who also serves as General... ...are conducted in compliance with applicable laws... ...best practice legal strategies for risk management and... ...of the control and governance agenda. Demonstrate...LegalRegulatoryHourly payTemporary work$165k - $250k
...management include global investment strategies focused on real estate,... ...employee will be a member of the compliance team focusing on regulatory compliance issues with respect... ...others on Blackstone’s global Legal and Compliance (L&C) team. The VP will serve as the primary day‑...LegalRegulatoryLocal area$200k - $270k
Arch is a place where legal, business, and operational teams work side‑by‑side to... ...leadership to guide product development, regulatory strategy, commercial distribution, marketing,... ...Work cross‑functionally with leaders in compliance, operations, product development, and...LegalRegulatoryTemporary workWork at office$165k - $250k
...Instagram. Business Unit Real Estate / Legal & Compliance Business Unit Overview Blackstone is... ...globally, through both institutional strategies and strategies tailored for income‑focused... ...Form PF, AIFMD and Form ADV and other regulatory filings and ensure timely submission...LegalRegulatoryWork at officeLocal areaFlexible hours- ...including corporations, governments and individuals from... ...Design & Research, Strategy & Execution, WM Platforms... ...highly analytical VP, Platforms to join... ...with Sales, Operations, Compliance, and Legal leadership,... ...feedback and stringent regulatory requirements into a cohesive...LegalRegulatoryWork at officeWorldwide
$140k - $170k
VP, Product Management - Commercial Banking... ..., and local government entities. The Bank... ...responsible for leading the strategy, development, and... ...operations, risk, compliance, sales, and... ...risk, compliance, legal, and operations... ...ensure products meet regulatory, policy, and...LegalRegulatoryWork experience placementWork at officeLocal areaRemote work- ...New York, NY is seeking a Deputy Chief Compliance Officer to lead compliance initiatives... ...including NYLIFE Securities LLC and Eagle Strategies LLC. This position requires significant... ...and a strong understanding of regulatory frameworks. The Deputy CCO will deputize...Regulatory
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