Client-Facing Compliance Associate, Investment Management
Ocorian
Ocorian is seeking a motivated and detail-oriented Compliance Associate to support a varied portfolio of clients in the investment management sector. This role is suited for someone with early to mid-level compliance experience who enjoys client-facing work, solving regulatory challenges, and keeping up with evolving rules. You will help clients meet obligations while growing your technical knowledge and professional confidence. #J-18808-Ljbffr Ocorian
- ...sales representative role. This position offers comprehensive training, mentorship support, and the opportunity to build meaningful client relationships while creating personalized financial solutions. Join a company that focuses on your success, with unlimited earning...SuggestedTraineeshipImmediate start
$85k - $145k
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENTWHAT IS... ...compliance for Bank Wealth Management products. Responsible... ...Retail Non-Deposit Investment Products (RNDIP),... ...RNDIP), Regulation R, associated investment products... ...in branch operations, client relationship and risk...SuggestedRemote work$175k - $225k
LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead... ...programs within Wealth Management with specific focus on OCC 1... ...risks and issues, including client activity and regulatory exposurePartner... ..., Trust & Fiduciary, or investment-related compliance...SuggestedWork at officeRemote work$20 - $24 per hour
...Customer Care Compliance Specialist What does a Customer Care Compliance... ...fields Proven ability to manage and all tasks efficiently and... ...restoration customers facing challenging projects like water... ...customer service, addressing client inquiries and concerns promptly...SuggestedHourly payWork at office- ...The Compliance Officer contributes to AHF by instituting and maintaining an effective compliance... ...organization's Medicare and Medi-Cal managed care plans and Ryan White programs that... ...providing the best experience for our clients and workplace for our employees....SuggestedContract work
- A leading investment management firm in Los Angeles is seeking an independent Investment Manager. This role focuses on compliance and requires at least three years of relevant experience. Candidates should have strong communication skills, the ability to interpret compliance...
- ...you do matters to the clients we serve, the communities... ...vesting, to help you invest in your future and build... ...Permitting & Regulatory Compliance Specialist II to join... ...you will independently manage a defined caseload of permitting... ...skills (client-facing). Work Location This can...Work at officeImmediate startRemote workFlexible hours
$124k - $170k
...multi-trillion dollar wealth management industry by building an AI... ...superior outcomes for their clients. We're looking for exceptional... ...opportunity We're hiring a Compliance Officer to serve as the functional... ...'s new SEC-registered investment adviser. You'll be the primary...Work at officeImmediate start3 days per week$90k - $120k
...Capital markets | Private client | Regulatory & Compliance We help clients succeed... ...complex challenges faced by asset managers, financial institutions,... ...detail-oriented Compliance Associate to join our team and support... ...of clients across the investment management sector. This...Work at office- Korn Ferry is partnering with our client based in DTLA in their search for an experienced Compliance Analyst. Company Description Our client is a global asset management / investment management firm based in downtown LA. Position Summary The Compliance Analyst will ensure...
- ...Entertainment Group is a renowned business management firm serving high net-worth clients in the sports and entertainment... ...financial goals, ensuring compliance and long-term sustainability.... ...tax preparation work papers and investment reconciliation, ensuring thoroughness...Work at office
$105k - $192.5k
...partner with actuarial, legal, compliance, product, engineering, and... ...complete, audit-ready filings Manage version control and re-filing... ...have impact for colleagues, clients and communities. Our scale enables... ...and capital, people and investments, and management consulting,...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...Salvation Army USA Western Territory is seeking a Quality Management (QM) Coordinator in Los Angeles. This role involves... ...experience. Key responsibilities include overseeing client grievances, maintaining compliance with quality standards, and preparing statistical reports...
- FIGS is seeking a Associate, People Operations & Systems to support the administration of People systems, benefits operations, compliance programs, and employee experience platforms. This... ...survey setup, testing, participant management, and reporting distribution...Hourly payLive inLocal areaFlexible hoursWeekday work
$67.9k - $123.3k
...working world. Ethics and Compliance Investigations Team‑Investigations... ...Risk Specialist - Senior Associate Job Description At EY, you’... ..., Compliance, and Risk Management (ECRM) that conducts and manages... ...for most people in external, client serving roles to work...Work experience placementSummer holidayWork at officeFlexible hours$85k - $125k
...Senior Customs Broker / Customs Compliance Specialist to join our... ...expertise will directly impact our clients' global trade success. If you... ...record. Exception & Issue Management: Proactively manage and... ...communication skills for client-facing interactions and inter-agency...$75k - $95k
Job Summary Manatt, Phelps & Phillips, LLP seeks a Client Compliance Specialist to ensure accurate client billing compliance by interpreting... ...accurate compliance within the firm’s financial and legal management systems. Review new and revised billing guidelines and engagement...Permanent employmentWork at officeLocal areaRemote work$25 - $30 per hour
...ANNOUNCEMENT Title: Compliance Specialist Division:... ...Time) Supervisor: Sr Manager for Contacts &... ...templates, and public-facing materials to ensure... ...immediate supervisor or the Associate Director for Contracts... ...to highly aggressive clients: must communicate with...Full timeContract workFor subcontractorWork at officeLocal areaImmediate startAfternoon shift- SGI Global, LLC is seeking a qualified Junior Compliance Officer in Los Angeles, CA. This position involves supporting federal law enforcement clients with I-9 audit support services and compliance activities. The ideal candidate will assist in reviewing employment eligibility...Remote work
$80k - $100k
...issues and opportunities for prominent clients around the world. It’s a place to build... ...is actively seeking for a Client Billing Compliance Analyst in our Los Angeles office. This... ...communication skills are required to effectively manage all billing matters with partners,...Work at officeLocal areaAfternoon shift$24.74 - $37.1 per hour
...providers. The Credentialing Specialist fully manages credentialing applications, files, and... ...for completeness, accuracy, and compliance with federal, state, local and organizational... ...in writing with internal and external clients and collaborators in a timely manner. Ability...Hourly payFull timeWork at officeLocal area- O'Melveny & Myers LLP in Los Angeles is seeking a Client Billing Compliance Analyst to ensure invoices comply with client guidelines and time narratives. You will review proformas, train attorneys and staff on narrative etiquette, assist with budgets and accruals, and analyze...
- ...transport logistics, data center design and construction, equipment management, and daily operations. Bitdeer also offers advanced cloud... ...trade expertise to work as our new Global Customs Compliance Lead in Los Angeles. This role is ideal for a bi‑lingual (English...Full timeWork experience placementLocal areaImmediate startWorldwideOverseas
- PCL Construction Services, Inc. is seeking a Labor Compliance Specialist in California to manage certified payroll records and enforce labor standards. You’ll work with clients, contractors, and the Dept. of Industrial Relations to ensure compliance across projects. The...For contractors
- Aristotle is seeking a compliance professional to support its registered investment adviser program, including marketing review, regulatory filings, and policy compliance. You will monitor regulatory developments and translate them into practical guidance for the firm....
- A leading compliance management firm in California is seeking a Workforce Labor Compliance Specialist. The role requires 5 years of experience related to contract compliance, along with skills in document generation and data collection. Candidates must be proficient in...Contract workWork at office
$18.25 - $28.96 per hour
FedEx Group in Gardena, California, seeks a qualified candidate for customer service roles specializing in customs process management. Responsibilities include ensuring timely release of freight, preparing necessary documentation, and maintaining strong relationships with...Hourly pay$29 - $30 per hour
Affordable Housing Compliance Specialist & Housing Navigator Long Beach, CA • Full-Time • $29.00-$30.00/hour + $500 Monthly Auto Allowance... ...Lives Through Affordable Housing At Beach Front Property Management, we believe stable housing changes lives. As we continue to expand...Hourly payFull timeInterim roleLocal area$100k - $120k
Los Angeles | Hybrid / In-Office Preferred Knight Management Insurance Services LLC Pay Range: $100,000- $120,000 Per Year. The exact... ...and will work closely with underwriting, product management, compliance, finance, and executive leadership to ensure timely approval and...Work at officeFlexible hours- ...the leave of absence program in accordance with state and Federal laws; advise managers, supervisors, and employees on leave and disability matters; monitor, analyze, and recommend compliance actions for new and evolving leave management requirements. The incumbent will...
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