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Senior Compliance Specialist, Asset Management (Hybrid)

Aristotle

Aristotle is seeking a compliance professional to support its registered investment adviser program, including marketing review, regulatory filings, and policy compliance. You will monitor regulatory developments and translate them into practical guidance for the firm. You will act as a compliance contact across internal and external inquiries, participate in ad-hoc projects, and help ensure accuracy and integrity in reporting and procedures. Hybrid – Los Angeles, CA. #J-18808-Ljbffr Aristotle

Vacancy posted 2 days ago
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