Swaps & Derivatives Compliance Testing Manager
Madison-Davis, LLC
Madison-Davis, LLC, a leading global investment bank, is seeking a Manager Compliance Testing to support its Swap Dealer and Derivatives Compliance program. This position is essential in ensuring compliance with CFTC and SEC regulations and involves executing compliance testing and assessing regulatory compliance. The ideal candidate will have experience in compliance testing within capital markets and the ability to manage multiple reviews efficiently. The role requires strong knowledge of regulatory frameworks and offers a dynamic, fast-paced environment for professional growth. #J-18808-Ljbffr
- ...Senior Manager, Compliance Testing Swap Dealer and Derivatives Requisition ID: 253472 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate...SuggestedLocal areaRemote work
- ...A leading Canadian bank is seeking a Senior Manager for Compliance Testing of Swap Dealer and Derivatives in Dallas, Texas. The role focuses on ensuring compliance with CFTC and SEC regulations through effective testing strategies. The ideal candidate will have 5-7 years...Suggested
- ...Title Compliance Manager - Regulatory Obligations and Risk Assessment, Swap Dealer Department GBM&T Compliance Business Line Scotiabank Global Compliance Purpose of... ...Contributing to the overall success of Swap Dealer and Derivatives Compliance, this role ensures that individual...SuggestedWork experience placementLocal areaRemote workFlexible hours
- ...A leading global banking and capital markets firm in Dallas, Texas is seeking a Manager, Compliance Monitoring & Testing to oversee compliance testing and ensure adherence to regulatory requirements. In this role, you will partner with compliance, legal, and business...Suggested
- ...Senior Manager, GBM Testing Coordination and Oversight for International Banking... ..., fixed income products, derivatives, energy, foreign exchange... ...Support and coordinate Compliance Testing reviews for GBM and... ...futures commission merchant, swap dealer activities, commercial...SuggestedLocal area
- ...investment banking, credit and risk management products and services... ..., fixed income products, derivatives, energy, foreign exchange and... ...Oversee the team's involvement in testing new systems or system... ...relationships with Technology, Data, Compliance, Risk Management, Internal...Local areaFlexible hoursShift work
$82.7k - $137.9k
...patients, our communities, and our people. If you want to be part of tomorrow's health today, we want to hear from you. Title: Compliance & Privacy Manager - SCRI Locations: Dallas, Texas or Nashville, Tennessee (Required) Hybrid/Onsite/Remote: Hybrid position Position...Work at officeRemote work- ...Corporate Compliance Manager Join our Worldwide Flight Services family and contribute to the timely delivery of cargo shipment, luggage, business to customer delivery, and on-time flights while operating safely and securely. We perform at the highest level for our...Full timePart timeWork at officeWorldwide
- ...Corporate Regulatory Compliance Manager Location: Irving, TX area. Our client is looking for a Regulatory Compliance Manager to safeguard their operations. In this role, you’ll own the compliance strategy for everything from hazardous material logistics to heavy-duty...RelocationRelocation package
- ...The Board of Certified Safety Professionals is seeking a Corporate Regulatory Compliance Manager based in Irving, TX. This role involves owning the compliance strategy for hazardous material logistics, heavy-duty vehicle repairs, and ensuring adherence to DOT, FMCSA,...RelocationRelocation package
- * Manage DQ files and all related programs regarding regulated drivers (D&A testing and clearinghouse, MVR’s, med certs, HOS, etc.), vehicle regulations, intrastate and interstate... ..., activities, and records to determine compliance with Local, State, and Federal regulations...Local area
$80k - $120k
...are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you will play... ...protocol to ensure accuracy of documentation. Document Production/Management: Adhere to document production timelines to ensure efficiency...Temporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours- ...Scotiabank is looking for a Senior Manager, GBM Testing Coordination and Oversight for International Banking in Dallas, Texas. You will oversee compliance testing for the International Banking businesses, address regulatory requirements, and support team members through...
- ...Senior Test Manager Consultant (Senior Test Manager) needed Kairos Technologies; Inc. located in Irving TX. Will work within the area of quality assurance for clients located throughout the U.S. Will use HP ALM and Ranorex as automation tools. Will work with Java and...Relocation
- ...AcumeD Compliance Professional Affairs Manager As a part of the global industrial organization Marmon Holdingswhich is backed by Berkshire Hathawayyou'll be doing things that matter, leading at every level, and winning a better way. We're committed to making a positive...Contract work
- ...POSITION SUMMARY The Compliance Sr. Manager serves as a trusted compliance partner to CRC Group business units, helping design, implement, and sustain effective compliance programs, processes, and controls that support adherence to applicable laws, regulations, and...Full timeWork experience placementWork at office
- ...driving transformation at scale. Headquartered in Bengaluru, India, Dozee is India's leading RPM company. Position Summary: The Compliance Manager builds, executes, and continuously improves Dozee's healthcare compliance program across all regulatory domains—Medicare RPM...Contract workLocal areaRemote work
$100k - $120k
...Job Responsibilities Product Regulatory Compliance & Stewardship Monitor and interpret global chemical regulations impacting products (e... ...to support compliance audits and customer regulatory inquiries. Manage and respond to customer regulatory requests related to product...Local area$82.7k - $137.9k
...Position Overview Title: Compliance & Ethics Specialist - SCRI. Location: Dallas, Texas or Nashville, Tennessee (Hybrid). Reports to Senior Director, Privacy Operations, Oncology and Multi‑Specialty. Key Responsibilities Execute privacy and compliance risk assessments...$50 - $52 per hour
...Tester for a hybrid contract role in Addison, TX. This position involves evaluating digital products to ensure compliance with accessibility standards, conducting tests, and collaborating with development teams. The ideal candidate should possess a Bachelor's degree in...Hourly payContract work- ...Manager, Privacy and AI Compliance Program Manager Dallas, Texas Momentum is a fast-growing, mid-sized, digital commerce company dedicated to building responsible, data-driven platforms and solutions that power the future of digital commerce. We are seeking an experienced...Full timeTemporary workRemote work
- ...Star Sleep, LLC in Dallas is looking for a Compliance Manager to implement and monitor compliance activities across all entities. This role involves conducting audits, maintaining compliance policies, and collaborating with various teams to enforce regulatory standards...Remote work
- ...Roadmaster Drivers School of San Antonio Inc in Dallas is seeking a CDL Testing Manager to oversee CDL Testing Supervisors and Examiners. The role requires ensuring compliance with local and federal regulations and maintaining the integrity of CDL examinations. Ideal candidates...Local area
- ...Job Description Job Description We are currently seeking a highly skilled and experienced Test Automation Manager. As the Test Automation Manager, you will be responsible for leading and managing our automation testing efforts. Your extensive experience in automation...
- ...accounting organization in Dallas, Texas. The successful candidate will manage asset tracking and financial reporting processes essential for... ...infrastructure and operational growth. With a strong focus on compliance and collaboration with various teams, applicants should have at...
- ...Scotiabank in Dallas is looking for a skilled professional to manage the U.S. Sanctions Program, aligning with regulations and internal policies. The role involves ensuring compliance, enhancing bank sanctions processes, and monitoring regulations. The ideal candidate...
- ...solutions, empowering their agents and agencies with the best technology in the industry. Position Summary We are looking for a Compliance Manager to support the organization’s Health and Life & Annuities insurance sales activities. This individual will play a critical...Work at officeLocal area
$75k - $85k
...this application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Compliance Manager 4 days ago Requisition ID: 1273 Salary Range: $75,000.00 To $85,000.00 Annually Join Our Growing Team at Star Sleep &...Remote work- ...Compliance Manager Founded in 1962, Copeland Insurance Group is national Field Marketing Organization (FMO) focused on serving senior Americans with their life and health insurance needs and is a leader in providing quality service to agencies and independent agents...Work at officeLocal area
$99.3k - $198.7k
## Manager Customs and Trade ComplianceCandidatar-selocations: United States - Texas... ...around the globe. The crucial information derived from our tests, instruments and informatics systems... ...*What You’ll Work On**Responsible for compliance with applicable Corporate and...
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