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Compliance Associate: Audits, Filings & Training

Valeo Financial Advisors LLC

Valeo Financial Advisors LLC in Carmel, IN, is seeking a Compliance Associate to assist with the firm’s compliance program aligned with regulations. This role includes duties such as supporting compliance policy implementation, conducting regular compliance reviews, and monitoring marketing materials for regulatory adherence. The ideal candidate should hold a bachelor's degree and possess 2–5 years of financial services compliance experience. Strong organizational and analytical skills are crucial for success in this role. #J-18808-Ljbffr Valeo Financial Advisors LLC

Vacancy posted 18 hours ago
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