Hybrid Regulatory Analytics Lead
FINRA
FINRA seeks an experienced analyst to independently conduct complex analyses of firms’ communications, supporting the Associate Director and Senior Director in quality control, training and supervision. The role collaborates with other FINRA departments and regulators, documents analyses, and participates in disciplinary processes as needed. Responsibilities include on-site reviews, final sign-off of analyses, staff coaching, and timely communication of regulatory information. #J-18808-Ljbffr FINRA
Vacancy posted 1 day ago
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