Vice President Regulatory Affairs
Nevis Recruiting Group Inc
VP - Regulatory Policy
- Join a team responsible for regulatory advocacy and advising senior management on how regulatory developments may affect the firm's capital position.
- Evaluate the impact of existing and potential regulation on specific business activities, and advises desk heads on the regulatory capital implications of transaction structuring.
- Additional functions include regulatory capital rule interpretation, transaction advisory, board material preparation, capital planning, competitor analysis and disclosures.
- Communicate the impact of these developments to senior managers, businesses, risk departments and other affected areas
- Provide expertise and advice to businesses and to the Risk, Treasury and Controllers organizations on regulatory rules and changes, including internal capital, attribution of capital to businesses and competitor analysis
- Engaging in the supervisory process, including responding to regulator inquiries, annual assessments (at both the holding company and depository level) and continuous monitoring
- Preparing capital and stress testing materials for the firm's Board of Directors
Basic Requirements:
- REQUIRED - REGULATORY CAPITAL experience in a policy function at the Federal Reserve or a similar regulatory authority or another bank.
- Prior experience drafting advocacy in response to proposed regulatory rulemakings.
- Prior experience interpreting regulatory and supervisory guidance and drafting policies to implement those interpretations
- Prior experience evaluating the capital implications of proposed new activities or transactions
- Subject matter expertise in the definition of capital and in regulatory and supervisory requirements for capital planning
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Vice President Regulatory Affairs in New York, NY vacancy
$247.4k - $385.4k
...seeking a senior, business-minded quality, product compliance, and operational excellence leader to serve as Vice President, Quality Assurance & Regulatory Affairs . Reporting to the Executive Vice President and President of the Automation and Motion Control (AMC)...SuggestedPermanent employmentContract workRemote workWorldwide- ...Vice President, Regulatory & Public Affairs About the Company Innovative biotechnology (BioTech) company Industry Biotechnology Type Privately Held Founded 2012 Employees 51-200 Categories Biotechnology Aquaculture Specialties aquaculture...Suggested
$290k - $318.5k
...Serve as a trusted advisor to senior leadership on food safety, regulatory requirements, operational risk, brand protection, and scaling... ...experience in food safety, quality, compliance, regulatory affairs, risk management, or a related discipline. Deep expertise in food...SuggestedTemporary workWork at officeLocal areaFlexible hours3 days per week- ...Senior Vice President, Global Regulatory Affairs About the Company Clinical-stage biotechnology company with a multi-asset pipeline across oncology, neuroscience, immunology, and rare disease. Industry Biotechnology Type Privately Held About the Role...Suggested
- ...Vice President, Quality Assurance & Regulatory Affairs About the Company Top manufacturer of electrical motors & related electrical products Industry Electrical/Electronic Manufacturing Type Public Company Founded 1955 Employees 10,001+ Categories...Suggested
- ...Vice President, Legal & Regulatory Affairs About the Company Innovative space communications company Industry Telecommunications Type Privately Held, VC-backed Founded 2015 Employees 51-200 Funding $11-$25 million Categories Telecommunications...
- Senior Vice President of Regulatory Affairs Responsible for leading global regulatory strategy throughout Mineralys' development and commercialization of biopharmaceuticals targeting hypertension and cardiometabolic diseases, including small molecules like lorundrostat...Remote work
$135k - $160k
...the Enterprise AML Compliance Officer across program strategy, policy, sanctions compliance, transaction monitoring, training, and regulatory readiness, while taking meaningful ownership of key program components. This role is well-suited to a senior compliance...Local areaImmediate start3 days per week$170k - $200k
...retention stability alongside broader channel growth (subscribers, views, watch time). Compliance & Factual Integrity with no regulatory breaches, forced retractions, and major post-publish compliance rewrites. Guest rosters hold up to strict editorial scrutiny....Full timeFor contractorsFixed term contractSeasonal workWork at office3 days per week$160k - $250k
...credible, hands-on leader who can simultaneously direct day-to-day program execution and shape the multi-year strategic agenda for regulatory risk mitigation.This role is designed for a senior compliance professional ready to step into CCO-adjacent responsibilities,...Local areaHome office3 days per week- ...institutional clients.The Institutional Portfolio Group (IPG) Vice President will support coverage bankers in managing and growing... ...managed in line with HSBC’s internal standards and external regulatory expectations.As our Vice President, Institutional Portfolio Group...Work at office
$190k - $230k
About the RoleThe Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise-wide compliance program relating... ...as the primary subject matter expert for ERISA-related regulatory obligations impacting iCapital's registered investment advisers...Full timeWork at officeRemote work- Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...
$100k - $250k
What We DoInternal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, risk management, capital and anti-financial crime framework. In addition, it is also to raise awareness of control...Full timeTemporary workPart timeLocal area$225k - $250k
Agency:Critical MassJob Function:MediaJob Subfunction: Media Planning and BuyingJob Description:Critical Mass is hiring a Senior Vice President (SVP) Performance Media, Planning to join our growing team. As the SVP Performance Media, Planning, you will architect the...Full timeWork at officeLocal areaShift work3 days per week$100k - $250k
Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Full timeTemporary workPart time- ...initiatives undertaken by these businesses, particularly as they relate to US clients but also globally where appropriate.As our Vice President, Prime Risk, you will:Manage the exposure of the bank to its clients through setting appropriate margining and risk limits for...
- ...to drive efficiency and compliance. Enhance processes and leverage technology for scalable growth.Job DescriptionVice President, Tax OverviewThe Vice President, Tax will lead the firm's global tax function, ensuring compliance and accuracy across all tax processes.Collaborate...Work at officeLocal area
$120k - $205k
...re seeking someone to join our State and Local Tax team as a Vice President in New York Tax to work on compliance and reporting functions... ...indirect tax filings, reports tax information for the Firm’s regulatory filings, manages the Firm’s global tax authority relationships...Temporary workLocal area$190k - $225k
About the RoleiCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports the Chief Compliance Officer in the oversight, management, and execution of...Full timeWork at officeRemote work$122k - $166k
...environment.ResponsibilitiesManage design and maintenance of the privacy compliance programInterpret and apply global and local privacy regulatory changes, including data transfer requirementsConduct or oversee privacy impact assessments (third parties, products, technology)...Full timeWork experience placementWork at officeLocal areaRemote work- ...core strategies and meet the needs of our customers in a rapidly changing financial services ecosystem.As a Corporate Development Vice President in Business Banking Strategic Partnerships, you will be responsible for working closely with the Business Bank to identify and...
- ...Crime Compliance - Government Sanctions Group, Vice PresidentGlobal Compliance prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... ...FCC is seeking a Sanctions Advisory Vice President. GSG ensures the Firm’s compliance with sanctions...Work at office
$210k - $275k
...recruitment team will provide more details.Equity Capital Markets - Vice PresidentJob ResponsibilitiesLead origination and execution of... ...to refine origination strategiesResolve complex structuring, regulatory, and execution issues that arise during transaction...Full timeWork at officeLocal areaRemote workFlexible hours- ...execution.We’re seeking a future team member for the role of Vice President to join our Sox and Controls team. This role is located in New... ...preferred.Experience in banking products, financial close, regulatory reporting, or enterprise controls frameworks such as COSO.Exposure...WorldwideFlexible hours
$115k - $190k
...sharing, learning, and back-up.Remain abreast of industry trends, regulatory matters, and market events affecting funds, managers, clients,... ...information, please visit: .Employment Type:Full timeJob Level:Vice PresidentPosted Date:Sep 22, 2026ATS Job Description Test:...Temporary workWork experience placement- Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Immediate start
- ...partnerships with sales trading, research sales, and prime to promote the CSA businessEnsure appropriate governance and compliance with regulatory requirements for commission arrangements, including intra-month and monthly oversight of operational support activities, accounts...
$100k - $250k
...into the firm’s operations and control processes.Key Responsibilities As the liaison between IA and the regulators on matters of regulatory compliance, the Regulatory Relations Team works closely with the various IA functional teams. The team is responsible for overseeing...Full timeTemporary workPart time$175k - $250k
...forecasting, and treasury operationsAbility to thrive in a fast-paced, entrepreneurial, high-growth environmentJob ID # 48370Tagged as: Hybrid Remote/OfficeDate Posted:Posted on July 7, 2026Location:New York, NY, USAJob Title:Vice President, TreasurySalary:$175,000 - $250,000Temporary workWork at officeRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President Regulatory Affairs. Be the first to apply!
Related searches
- vp infrastructure New York, NY
- vice president transformation New York, NY
- vp transformation New York, NY
- vp medical affairs New York, NY
- senior vice president of business development New York, NY
- assistant vice president sales New York, NY
- vice president strategic partnerships New York, NY
- vice president global communications New York, NY
- vice president analytics New York, NY
- vice president of application development New York, NY



