Compliance Supervisor, BD & RIA - Training & Oversight

$80k - $100k

San Blas Securities

San Blas Securities, a full-service investment bank, is looking for a Compliance Supervisor to support regulatory and compliance efforts. This full-time position is based in Chicago and involves managing compliance training programs and document supervisory activities. The ideal candidate should have a Bachelor's degree, relevant FINRA licenses, and 3-5 years of experience in regulatory environments, fostering a culture of compliance. Competitive compensation and bonus structure based on experience, ranging from $80K to $100K. #J-18808-Ljbffr San Blas Securities

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Vacancy posted 3 days ago

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