Compliance Supervisor, BD & RIA - Training & Oversight
$80k - $100kSan Blas Securities
San Blas Securities, a full-service investment bank, is looking for a Compliance Supervisor to support regulatory and compliance efforts. This full-time position is based in Chicago and involves managing compliance training programs and document supervisory activities. The ideal candidate should have a Bachelor's degree, relevant FINRA licenses, and 3-5 years of experience in regulatory environments, fostering a culture of compliance. Competitive compensation and bonus structure based on experience, ranging from $80K to $100K. #J-18808-Ljbffr San Blas Securities
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Compliance Supervisor, BD & RIA - Training & Oversight in Chicago, IL vacancy
$80k - $100k
...highly organized and detail‑oriented Compliance Supervisor to help support our regulatory and compliance... .... Manage firm’s onboarding training program for compliance with new hires... ...required 3 - 5 years relevant experience at RIA and BD or industry regulator Working...TrainingBdFull time- ...governance, administration, risk and compliance services to financial institutions. With... ...reviews and conducting compliance training sessions. Directors manage SEC examinations... ...assist in registration projects for RIA, ERA, and BD clients Prepare regulatory filings such...TrainingBdWork at office
$90k - $110k
...opportunity to partner with senior attorneys and BD leaders, helping to showcase the Firm’s... ...databases. Marketing Collateral Oversight - Maintain and enhance practice descriptions... ...the recruiting, hiring, placement, training availability, promotion, compensation, evaluation...TrainingBdPrivate practiceWork at officeFlexible hours$90k - $110k
...a network of exceptional resorts, empowering our teams with the training and tools to succeed, and earning the trust of pet parents for life... ...of information and collaborate with the Business Development (BD) team to obtain missing data. Build and maintain valuation...TrainingBdFull timeInterim roleShift workDigs Dog Care
Chicago, IL2 days ago- ...Anti-Money Laundering (AML) and regulatory compliance program, ensuring adherence to BSA/... ...Monitor AML activity, including review and oversight of Suspicious Activity Reports (SARs),... ...and leadership Provide AML and compliance training to staff to reinforce awareness,...TrainingWeekend workAfternoon shift
Bally's Corporation
Chicago, IL1 day ago - ...degree and 2+ years of relevant experience. The position offers a supportive culture, competitive compensation, and a premier set of benefits, including medical coverage, ongoing training, and a stimulating work environment. #J-18808-Ljbffr Shamrock Trading CorporationTrainingBd
- ...Leadership Team, providing strategic direction and operational oversight for promotional compliance to ensure the alignment with commercial execution. The... ..., and leading process optimization and regulatory training initiatives. Applicants for the Head of Global Regulatory...Training
- BD is seeking a Field Applications Specialist for the East Region to enhance customer value through scientific engagement and product... .... Your role involves onboarding customers, delivering tailored training, and ensuring effective workflows in collaboration with cross-...TrainingBd
$120k - $140k
...Responsibilities Manage and oversee assigned compliance programs across the firm's Broker-Dealer... ...and Staff Development Provide oversight, coaching, and quality review for Compliance... ...levels and regulatory deadlines. Training and Education Deliver compliance training...TrainingSummer workFlexible hours$200k - $230k
...influential on priority policy issues Consultant Oversight: Oversee third-party consultants... ...Ability to balance advocacy with compliance and risk management Comfortable representing... ...candidate’s education & work experience, training & certifications, and key skills as well...TrainingPermanent employmentFull timeTemporary workWork experience placementImmediate startWork visaFlexible hours- ...Radiation Protection programs for Sterigenics. This role involves ensuring compliance with all federal, state, and company regulations globally while providing training and regulatory oversight. Responsibilities include supporting licensing requirements, conducting inspections...Training
- ..., it’s who we are. We are seeking a hard‑working, dynamic Compliance Manager within our Affordable Housing portfolio who is detail... ...certifications into property management software), and facilitating training programs for site teams to inform and educate on requirements...TrainingLocal areaRemote work
KMG Prestige
Chicago, IL5 days ago - ...Management and Diversion Prevention # Maintains compliance with Humboldt Park Health controlled... ...automated dispensing systems, including BD Pyxis and related medication management... ...Education and Staff Support # Provides training and education to pharmacists, pharmacy...TrainingBdImmediate start
Humboldt Park Health
Chicago, IL25 days ago $135k - $180k
...and communicate effectively with Real Estate attorneys and other BD/Marketing and Client Experience team members in order to build... ...development of junior team members, providing consistent feedback and training. Directly supervise and mentor team members, providing day‑to‑...TrainingBdTroutman Pepper Locke LLP
Chicago, IL2 days ago$175k - $200k
...Description Job Description Director of Compliance Location: New York, NY 10005 or... ...investigations to regulatory reporting and training programs. You'll work closely with... ...rewards for our success and managerial oversight directly in our team's hands. RESPONSIBILITIES...TrainingWork at officeFlexible hoursGroup One Trading
Chicago, IL19 days ago$54.4k - $111.5k
...process from beginning to end with limited oversight. Additionally, the Credit Analyst II... ...completion and track past due or out of compliance covenants and recommend appropriate course... ...level when necessary. May assist with training of new employees. May work on special projects...TrainingWork at officeLocal areaFifth Third
Chicago, IL5 days ago- ...strategies tailored to law firm cultures. Develop and deliver training programs, including live trainings, one‑on‑one sessions, recorded... ...practical and action‑oriented recommendations. Translate marketing and BD goals into scalable workflows, automations, dashboards and...TrainingBdHourly payContract workFor contractorsRemote workFlexible hours
$94.83k - $154.32k
...on the circumstances of each case. Summary The HR Compliance Manager is responsible for the leadership, oversight and management of all regulatory and compliance... ...wide and department-specific communication of and training on existing, new, or revised HR policies. Partners...TrainingFull timeFor contractorsWork at officeLocal areaShift workRush University
Chicago, IL2 days ago$125k - $130k
...private credit investing team with in depth company research as well as on-going oversight of portfolio company investments. Supervisory responsibilities No Potential for growth Regular training You will be expected to understand the regulatory obligations of the firm, and...TrainingWorldwideFlexible hours$188k - $400k
...and Principals while establishing and maintaining knowledge of BD‑related engagements across the P&C Practice (e.g., pipeline, marketing... ...will be determined on factors such as experience, skills, training, location, certifications, and education, and any applicable minimum...TrainingBdMinimum wageWork at officeFlexible hoursOliver Wyman
Chicago, IL4 days ago- ...associates to the next role or path, whether it be more senior BD levels, account management paths, or sales leadership. Business... ...and more! Uncapped commission structure World-class sales training programs and skill development programs Annual "Winners Circle...TrainingBdRemote job
$106k - $147k
...Revenue Growth and ROI Measurement ~ Establish KPIs for BD and marketing initiatives, tracking performance against revenue,... ...capability-building initiatives across the US business, including BD training and best practice sharing ~ Contribute to a culture of...TrainingBdWork at officeLocal areaFragomen, Del Rey, Bernsen & Loewy, LLP
Chicago, IL3 days ago$100k - $250k
...Description The Environmental & Regulatory Compliance (ERC) Section Manager is responsible for the supervision, training, and direction of ERC staff in Burns &... ...technical advisor by providing guidance and oversight for environmental compliance projects, including...TrainingFull timeTemporary workWork experience placementWork at officeLocal areaBurns & McDonnell
Chicago, IL7 days ago- ...BCBA Assistant Clinical Director Clinical Director Sr. Clinical Director Group Clinical Director Regional Clinical Director Training & Development: Join Dr. Greg Hanley's Compassionate Care Training in evidence‐based ABA practice. Research & Innovation: Collaborate...TrainingBdFull timeTemporary workLocal areaFlexible hours
Action Behavior Centers
Chicago, IL2 days ago $90k - $100k
...operations, ensuring maintenance, leasing, compliance, and resident relations activities are... ...and professionally. Maintenance Oversight: Monitor outstanding work orders, vendor... ...Partner with company leadership on hiring, training, performance management, and continuous...TrainingTemporary workFlexible hoursAfternoon shiftWestward360
Chicago, IL5 days ago$140k - $170k
...other resources. Helps group leaders prepare and manage the group’s BD budget; tracks and analyzes practice/industry initiatives,... ...development of staff, including establishing goals, coaching, and training; prepares annual performance appraisals and provides timely feedback...TrainingBdContract workWork at office$120k - $156k
Consulting Manager, Governance, Risk & Compliance (Workiva) About this position Who We Are: Clearsulting is a... ...communications. Ensure quality delivery through documentation oversight, UAT coordination, go‑live readiness, training, and post‑implementation support. What You'll...TrainingWork experience placementWork at officeRemote workFlexible hours$82.1k - $172.5k
...complex financial analysis with minimal oversight. Create high‑impact presentation materials... .... Ensure adherence to risk, compliance, confidentiality, and information barrier... ...junior talent through structured feedback, training moments, and role‑modeling of best practices...TrainingShift work$82.1k - $172.5k
...Associate may also provide management and oversight of Analyst pool to ensure the production... .... Ensure adherence to risk, compliance, confidentiality, and information barrier... ...junior talent through structured feedback, training moments, and role-modeling of best practices...TrainingShift work$104k - $131k
...What’s in it for you? Gilbane offers employees multi‑dimensional training opportunities through a number of resources. While managing your... ...and pursuits process directly with the Business Development (BD) team Crafts compelling story content about clients, projects, people...TrainingBdFor contractorsWork at officeLocal areaGilbane Building Company
Chicago, IL3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Supervisor, BD & RIA - Training & Oversight. Be the first to apply!
Related searches
- compliance director Chicago, IL
- director quality compliance Chicago, IL
- quality regulatory manager Chicago, IL
- regulatory affairs manager pharmaceutical Chicago, IL
- senior director regulatory affairs Chicago, IL
- director security & compliance Chicago, IL
- senior regulatory manager Chicago, IL
- compliance project manager Chicago, IL
- quality compliance manager Chicago, IL
- sr. manager regulatory compliance Chicago, IL