Senior Manager, Compliance - US Investment Advisers
Morningstar Credit Ratings, LLC
Morningstar Inc. is seeking a Compliance Senior Manager in Chicago to oversee the daily administration of the compliance program for U.S.-based entities within the Investment Advisers and Investment Company Acts framework. This role reports to the Chief Compliance Officer, Americas – Wealth, Retirement, and Research, and expects leadership of the US compliance team. The position emphasizes coordinating regulatory filings, training, monitoring, and risk assessments, with a focus on adherence to #J-18808-Ljbffr Morningstar Credit Ratings, LLC
- Morningstar, Inc. in Chicago is seeking a Compliance Senior Manager to oversee the daily administration of the compliance program for the US Wealth, Retirement, and Research... ...US team, and ensure adherence to Advisers Act and Investment Company Act requirements in a...Senior
- ...experience in legal, regulatory, compliance environments; attorneys with... ...in end-to-end allegations management programs including intake/triage... ...-based relationships with senior leaders within and outside of... ...makes a difference.When you join us, you will have:Continuous...SeniorApprenticeshipWork at office
$123k - $205.1k
...Senior Manager, Export & Sanctions ComplianceLocation: LAKE FOREST, IL, US, 60045-5202 CHICAGO, IL, US, 60661-4555Company: Grainger BusinessesWork Location Type: HybridAbout... ...the Senior Manager of Export and Sanctions Compliance, you will be responsible for developing,...SeniorFull timeWork at officeLocal areaWorldwide3 days per week- Morningstar’s Compliance team in Chicago seeks a highly motivated Compliance Senior Manager to oversee the daily administration of the compliance program for the Morningstar Wealth, Retirement, and Research groups in the United States. This role reports to the Chief Compliance...Senior
$120k - $215k
...actionable insights is core to our success. A Senior Manager within our Disputes, Claims, and... ...organization and in the communities we serve. We invest in professional growth through ongoing... ...you from applying online. Please call us at (***) ***-**** to communicate that you...SeniorWork at officeLocal areaFlexible hours$150k - $210k
...the organization, irrespective of their seniority. Your voice will be heard allowing you to... ...inclusive and progressive approach helps us to keep a balanced perspective. Fitch is... ...meetings with Leverage Finance industry management teamsConvey the value proposition of Fitch...Immediate start$150k - $180k
...the organization, irrespective of their seniority. Your voice will be heard allowing you to... ...inclusive and progressive approach helps us to keep a balanced perspective. Fitch is... ...equity sponsors, private debt funds, CLO managers and credit hedge funds; • Perform data...Work at officeImmediate startShift work$161.5k - $184.3k
The Senior Manager, Credit Card Compliance Advisor performs a key risk management role in the second line of defense, to help ensure... ...Card Compliance Advisor will support and advise on the following areas within the US Card business: Card Acquisitions, Campaign Eligibility...SeniorFull timePart timeLocal area- ...US Corporates - Credit Analyst, Director - Legal - Leveraged Finance - Chicago Requisition ID: 49816 Business Unit: Fitch Ratings... ...and/or participate in meetings with Leverage Finance industry management teams Convey the value proposition of Fitch Leveraged Finance...
$80.34k - $145.08k
...covista.com and follow us on LinkedIn ,... ...general direction of the Senior Director of Regulatory Affairs, the Senior Manager, Regulatory Affairs is... ...for leading regulatory compliance review activities across... ...and when appropriate, advises management to set broad...SeniorFull timeWork at officeFlexible hours$117k - $171k
Job Summary Langanis seeking a Senior Project Manager - Environmental Permitting & Compliance to join our collaborative Midwest Offices of Chicago, Milwaukee, or Indianapolis... ...engineering team to support projects across US. Qualifications Bachelor's degree in...SeniorHourly payFull timeTemporary workFor contractorsWork experience placementFor subcontractorWork at officeLocal areaFlexible hours$140k - $175k
...the organization, irrespective of their seniority. Your voice will be heard allowing you to... ...inclusive and progressive approach helps us to keep a balanced perspective. Fitch is... ...senior analysts in meetings with ENR industry management teams;Help senior analysts prepare...Work at officeImmediate startShift work$120k - $215k
...transform them into actionable insights is core to our success.A Senior Manager within our Disputes, Claims, and Investigations group will... ...belonging across the organization and in the communities we serve.We invest in professional growth through ongoing training, mentorship,...SeniorFull timeWork at officeLocal areaFlexible hours- ABOUT US:As a world leading provider of integrated... ...for the alternative investment industry, Alter Domus... ...% of the top 30 asset managers in the private markets... ...of Analyst/Associate/Senior Associates staff dedicated... ...teamsAdhere to compliance requirements and identify...Local areaFlexible hours
$155.75k - $213.6k
Job Description:Job PurposeThe Senior Manager of CMC Regulatory Affairs will be responsible for creating CMC regulatory development plans and... ...international experience preferred.In depth knowledge of drug development, US and global CMC guidelines and regulations.Competencies:...SeniorFull timeTemporary workWork at officeLocal areaNight shiftWeekend workAfternoon shift3 days per week$125k - $150k
...manufacturing and distribution company in Chicago is seeking a Financial Reporting Senior to support SEC filings and enhance reporting efficiency. The candidate should have over 5 years of experience, strong US GAAP knowledge, and preferably hold a CPA. This full-time role offers a...SeniorFull time$140k - $175k
Actuary - US ProgramsAt AIG, we are reimagining the... ...we help customers to manage risk. Join us as an Actuary... ...impactWe are seeking a senior pricing actuary to... ...model validation, SOX compliance and documentation standards... ...it is to protect and invest in what’s most important...Full timeWork at officeShift work$150k - $170k
...DescriptionL&G's Asset Management business is a major investor... ...institutions, who invest alongside L&G’s own balance... ....Job DescriptionThe Senior Investment Associate is... ...and corporate sectors.US Private Credit is part... ...regular financial and compliance reports, updating risk...SeniorFull timeTemporary workLocal areaWorldwideFlexible hours$77k - $214k
...guidance to clients on tax planning, compliance, and strategy. These... ...connections, and learning how to manage and inspire others. Navigating... ...increased efficiencies. As a Senior Associate you analyze complex... ...Angeles; MD-Baltimore; IL-Chicago; US-Hybrid; NY-New YorkType: Full...SeniorFull timeH1b$125k - $175k
...innovative, outcome-oriented investment strategies and portfolios. We... ..., SMA, and ETF solutions. As Senior Investment Consultant - Private... ...construction and wealth management strategies.Partner with internal... ...legally authorized to work in the US to be considered. We are...SeniorFull timeWork at officeRemote workFlexible hours$190k - $230k
...organization, irrespective of their seniority. Your voice will be heard... ...progressive approach helps us to keep a balanced... ...project finance as significant investments in the infrastructure space are... ..., sectors or topics.Employee management experience a plus, including...SeniorShift work$107.1k - $160.7k
...ResponsibilitiesProvide technical leadership and project management for oil & gas midstream permitting... ...transition projects throughout the US.Manage permit applications and agency... ...160,700.00 AnnuallyPay Transparency: In compliance with pay transparency laws, pay ranges...SeniorFull timeTemporary workPart timeWork experience placementCasual workWork at officeLocal areaRemote workWorldwideFlexible hours$175k - $225k
...the organization, irrespective of their seniority. Your voice will be heard allowing you to... ...inclusive and progressive approach helps us to keep a balanced perspective. Fitch is... ...legal, and other stakeholdersEducate and advise analytical colleagues by presenting your...$225k - $270k
...innovation and excellence, earning us a spot on Fast Company’s... ...individual will report to senior leadership and help strategically... ...PWS sales group and senior management to drive sales and AUM growth... ...sharingEffectively articulate the firm’s investment philosophy and suite of...SeniorWork at officeLocal area$150k - $175k
...oversee the sound risk management of our bank, consistent... ...and oversight of CIBC's compliance with regulatory... ...as a result.Support the US Operational Risk Management... ...including technology SMEs, senior management, and/or... ...dedicated for you to use to invest in your growth and...SeniorFull timeRemote work3 days per week$150k - $190k
A leading advisory firm is seeking a Senior Manager, ISS to oversee client engagements related to government contracts, providing technical advice in compliance matters. The ideal candidate will have a Bachelor's degree in Accounting or Finance and a minimum of eight years...Senior- The American College of Surgeons in Chicago is seeking a Senior Manager, Accreditation, Validation, and Credentialing to lead the CME/CE accreditation program and ensure compliance with ACCME standards. You will manage a team, oversee data systems like Aptify and Ethos,...Senior
$200k - $230k
Job DescriptionThe Compliance team is a critical and strategic... ...directly to the Managing Director, Chief... ...meaningful exposure to senior leadership across the... ...regulation of registered investment advisers and Business Development... ...Comprehensive knowledge of US laws applicable to...SeniorFull timeTemporary workWork at office- tastyfx, based in Chicago, IL, seeks an Operations Manager to bridge trading platforms with regulatory compliance. Hybrid role (3 days in office). Responsible for real-time platform monitoring, incident triage, and NFA/CFTC documentation, with a growth path under the MD...SeniorWork at office
$165k - $185k
...brain health and transform lives. Join us on our journey of growth! Remote/Commuter... ...the United States SUMMARY: The Senior Manager, Regulatory Strategy (US RA): supports... ...optimal and compliant manner; ensures compliance with regulatory requirements and...SeniorWork at officeRemote workFlexible hours
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