Senior Ops Manager, Trading & Regulatory Compliance
tastylive
tastyfx, based in Chicago, IL, seeks an Operations Manager to bridge trading platforms with regulatory compliance. Hybrid role (3 days in office). Responsible for real-time platform monitoring, incident triage, and NFA/CFTC documentation, with a growth path under the MD. Requirements include Series 3/34 preferred or willingness to obtain, and hands-on MT4/MT5 experience. You will own end-to-end regulatory reporting and capital charge oversight in a lean, fast-moving team. #J-18808-Ljbffr tastylive
- tastyfx is seeking an Operations Manager to own the full operational layer between trading platforms and regulatory obligations. This senior individual contributor role covers real-time platform monitoring, incident triage, NFA/CFTC documentation, capital charge oversight...Senior
$80.34k - $145.08k
...Description Opportunity at a Glance Under the general direction of the Senior Director of Regulatory Affairs, the Senior Manager, Regulatory Affairs is responsible for leading regulatory compliance review activities across Covista institutions. This position oversees...SeniorFull timeWork at officeFlexible hours- Salesforce is seeking a senior product operations leader for the Sales Cloud to drive strategic and operational initiatives within the COO organization. You will own the cadence for GM staff meetings, PM reviews, V2MOM cycles, and leadership off-sites, while guiding budget...Senior
- tastyfx, a fintech trading arm within tastytrade/IG, seeks an Operations Manager for Trading & Regulatory Compliance in Chicago. The role covers real-time platform monitoring, regulatory documentation, capital charge oversight, and payment rail management. You will report...Suggested
$200k - $230k
Job DescriptionThe Compliance team is a critical and strategic function... ...while upholding the highest regulatory and ethical standards. We are... ..., reporting directly to the Managing Director, Chief Compliance Officer... ...have meaningful exposure to senior leadership across the firm....SeniorFull timeTemporary workWork at office$140k - $160k
Senior Manager, Conduct & Communications Base pay range: $140,000.00/yr... ...MISSION TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD... ...Manager, Conduct & Communications Compliance is responsible for ensuring... ...they meet NFA Rules, CFTC regulatory standards, and internal policies...SeniorWork at officeRemote workMonday to FridayFlexible hours- DescriptionThe Environmental & Regulatory Compliance (ERC) Section Manager is responsible for the supervision, training, and direction of ERC staff in Burns... ...duties as assigned by ERC department management and senior management:Advocate for safety in the department and...Temporary workWork at officeLocal area
- ...years professional experience in legal, regulatory, compliance environments; attorneys with “Big Law”... ...5+ years in end-to-end allegations management programs including intake/triage, case... ...actionBuilds trust-based relationships with senior leaders within and outside of the team...SeniorApprenticeshipWork at office
$155.75k - $213.6k
Job Description:Job PurposeThe Senior Manager of CMC Regulatory Affairs will be responsible for creating CMC regulatory development plans and for successful execution against those plans. The Senior Manager of CMC Regulatory Affairs represents the function on departmental...SeniorFull timeTemporary workWork at officeLocal areaNight shiftWeekend workAfternoon shift3 days per week$155.75k - $213.6k
Job Description:The Senior Manager, Regulatory Affairs is responsible for managing regulatory activities supporting global clinical development programs across all phases. This role independently plans, prepares, and manages regulatory submissions, contributes to regulatory...SeniorFull timeTemporary workWork at officeNight shiftWeekend workAfternoon shift3 days per week- Operations Manager, Trading & Regulatory Compliance Chicago, IL Company Name: tastyfx Role: Operations Manager: Trading & Regulatory Compliance Location... ...root cause analysis in the afternoon. This is a senior individual contributor role reporting directly to the Managing...Work at officeNight shiftDay shift3 days per week
$100k - $130k
...and Advisory Services. A Senior Vice President,... ...institutional fixed income trading desk overseeing operations... ...activities, supporting compliance with SEC and FINRA regulations and managing risk. Daily... ...real-time compliance and regulatory guidance to traders and...SeniorFull timeFlexible hours$165k - $185k
...candidates within the United States SUMMARY: The Senior Manager, Regulatory Strategy (US RA): supports the creation and implementation... ...are achieved in an optimal and compliant manner; ensures compliance with regulatory requirements and corporate standards; maintains...SeniorWork at officeRemote workFlexible hours$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation Marketing Senior Manager - Regulatory to join the Marketing team.Position summary: The Senior Practice... ...supervision of direct reports, ensure compliance with assigned work hours and monitor for...SeniorFull timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- Ford Motor Company is seeking a Manager, Occupational Safety responsible for leading the safety team, maintaining plant-wide safety processes and regulatory compliance. The role focuses on preventing injuries, managing investigations, and driving continuous improvement...Senior
$124.8k - $187.2k
...Type:QualityJob Posting Title:Senior Manager, Food Safety & Quality... ...Manager, Food Safety & Quality Compliance, to join our team based in Oak... ...-related issues, reviewing regulatory matters, and providing food... ...requirements.Collaborate with the Trade Compliance team on food...SeniorFull timeWork at officeImmediate startShift workDay shift- Xeris Pharmaceuticals, Inc. in Chicago is seeking a Manager of Regulatory Affairs to lead regulatory submissions for global clinical programs... ...reports, while shaping regulatory strategy and ensuring compliance across phases. You will collaborate with Clinical Operations...Senior
- Dyson is seeking a Health & Safety (HSE) Manager based at our Chicago, IL office, with travel to various Americas sites. You will drive end-to-end regulatory compliance, incident management, training, audits, emergency planning, and a proactive safety culture across a diverse...SeniorWork at office
$123.1k - $227k
...the right place! Agentforce is the future of AI, and you are the future of Salesforce.Overview of the RoleWe are looking for a Manager/Senior Manager to support and drive change for Salesforce products as part of the Pricing Strategy team. The role will involve investigating...SeniorFull time$91k - $321.5k
...operations within the organisation. This includes managing schedules, coordinating meetings, and... ...The OpportunityAs a Strategic Commercial Senior Manager - Health Industries, you will... ...industry outlook, capital allocation of trade-offs, organic and inorganic growth, and competitive...SeniorFull timeH1b- Echo Global Logistics seeks a Senior Manager, Talent Acquisition to lead the Sales and High‑Volume Recruiting team and drive operational excellence across the Talent Acquisition function. You will develop recruiting strategies, coach recruiters, and partner with business...Senior
- Topstep LLC in Chicago, IL seeks a senior Controller to lead accounting operations, financial reporting, and regulatory compliance. You will own monthly to annual financial statements under U.S. GAAP, strengthen internal controls, and partner with executives to drive growth...Senior
$119.4k - $179.1k
...your professional development.Job SummaryThis position is responsible for driving HealthSpring’s Local Broker Strategy as well as managing a team of sales personnel handling new Individual Medicare Advantage and Part D sales virtually through Local Broker, Downline Agency...SeniorFull timeLocal areaRemote workWork from homeFlexible hours- CVS Health, within CVS Media Exchange, seeks a Senior Manager for Sales Operations & Analytics to lead forecasting, pipeline management, reporting, and planning. You will drive standardized processes, partner with Finance and Revenue Operations, and enable data-driven...Senior
$77.94k - $115.4k
...Senior Financial Analyst CIBC Bank USA seeks a Senior Financial Analyst to... ...investment portfolios. Perform financial and regulatory reporting in compliance with U.S. GAAP and IFRS standards.... ...positions and margin movements with trading counterparties and clients. Provide...SeniorPart timeRemote work- Chicago Trading Company (CTC) is a premier proprietary trading firm focusing on options market making. The role supports senior leadership in scaling systematic trading, accelerating strategic... ...initiatives, and enhancing risk management while collaborating with...
- ...over 50 countries. Job Description The Trade Compliance Manager will lead and enhance trade compliance operations... ...processes. Monitor geopolitical and regulatory developments and advise senior leadership on trade risks and opportunities. Build...Full timeWorldwide
- ...HIGH-LEVEL OVERVIEW The Trade Compliance Director is responsible for providing leadership and subject matter expertise... ...Provide guidance and training on trade regulatory compliance across company operations Lead and manage global International Trade staff, projects, and...
- William Vaughn is seeking a Senior Manager, Commercial Finance to partner with Sales, Marketing and executive leadership, delivering financial... ...Finance experience in consumer goods, with pricing strategy, trade investments, marketing analysis, and advanced modeling to...Senior
$191.1k - $320.6k
...Automation is leading the charge. We are looking for a visionary Senior Director, Sales Strategy & Business Operations (Individual... ...expertise, and cross-functional influence rather than headcount management. The right candidate understands that this is not a traditional...SeniorFull timeShift work
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