Senior Ops Manager, Trading & Regulatory Compliance
tastylive
tastyfx, based in Chicago, IL, seeks an Operations Manager to bridge trading platforms with regulatory compliance. Hybrid role (3 days in office). Responsible for real-time platform monitoring, incident triage, and NFA/CFTC documentation, with a growth path under the MD. Requirements include Series 3/34 preferred or willingness to obtain, and hands-on MT4/MT5 experience. You will own end-to-end regulatory reporting and capital charge oversight in a lean, fast-moving team. #J-18808-Ljbffr tastylive
- ...a strategic advisor and operational leader, coordinating with senior leaders and the customer’s VP to align objectives and drive key commercial initiatives. You will lead governance, performance management, and launch planning for new products, indications, and business...Senior
- tastyfx, a fintech trading arm within tastytrade/IG, seeks an Operations Manager for Trading & Regulatory Compliance in Chicago. The role covers real-time platform monitoring, regulatory documentation, capital charge oversight, and payment rail management. You will report...Suggested
$200k - $230k
Job DescriptionThe Compliance team is a critical and strategic function... ...while upholding the highest regulatory and ethical standards. We are... ..., reporting directly to the Managing Director, Chief Compliance Officer... ...have meaningful exposure to senior leadership across the firm....SeniorFull timeTemporary workWork at office$119.04k - $163.68k
...Job Description: Senior Manager, Global Scientific & Regulatory Affairs (SRA) Center of Excellence (CoE) The Senior Manager, Global Scientific & Regulatory... ...years of experience in scientific and/or regulatory compliance/affairs and/or a related technical area with food...SeniorShift work- ...businesses achieve their ambitions faster.Senior Strategy & Business Operations... ...Senior Strategy & Business Operations Manager will play a critical role in shaping and... ...Commercial Strategy, Operations, Finance and Regulatory & Compliance teams. This role, which is part of the...SeniorWork at office
$500 per month
...crypto, fixed income, 24/5 trading, and more. Amongst our... ...investment advisors, wealth managers, hedge funds, and crypto... ...apply. Your Role: The Senior Manager of Compliance reports to the Chief Compliance... ...communications for regulatory compliance. Support regulatory...SeniorHome office$140k - $160k
Senior Manager, Conduct & Communications Base pay range: $140,000.00/yr... ...MISSION TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD... ...Manager, Conduct & Communications Compliance is responsible for ensuring... ...they meet NFA Rules, CFTC regulatory standards, and internal policies...SeniorWork at officeRemote workMonday to FridayFlexible hours- Crypto.com/OG Broker is seeking a Business Operations Manager or Director to own and scale B2B client onboarding, contract listing,... ...operations. You will lead onboarding, coordinate with legal, compliance, and tech, and improve workflows for a regulated market. You will...SeniorContract work
- DescriptionThe Environmental & Regulatory Compliance (ERC) Section Manager is responsible for the supervision, training, and direction of ERC staff in Burns... ...duties as assigned by ERC department management and senior management:Advocate for safety in the department and...Temporary workWork at officeLocal area
- ...years professional experience in legal, regulatory, compliance environments; attorneys with “Big Law”... ...5+ years in end-to-end allegations management programs including intake/triage, case... ...actionBuilds trust-based relationships with senior leaders within and outside of the team...SeniorApprenticeshipWork at office
$155.75k - $213.6k
Job Description:The Senior Manager, Regulatory Affairs is responsible for managing regulatory activities supporting global clinical development programs across all phases. This role independently plans, prepares, and manages regulatory submissions, contributes to regulatory...SeniorFull timeTemporary workWork at officeNight shiftWeekend workAfternoon shift3 days per week$155.75k - $213.6k
Job Description:Job PurposeThe Senior Manager of CMC Regulatory Affairs will be responsible for creating CMC regulatory development plans and for successful execution against those plans. The Senior Manager of CMC Regulatory Affairs represents the function on departmental...SeniorFull timeTemporary workWork at officeLocal areaNight shiftWeekend workAfternoon shift3 days per week- Operations Manager, Trading & Regulatory Compliance Role Overview Application Company Name: tastyfx Role: Operations Manager: Trading & Regulatory Compliance... ...root cause analysis in the afternoon. This is a senior individual contributor role reporting directly to the...Work at officeNight shiftDay shift3 days per week
$100k - $130k
...and Advisory Services. A Senior Vice President,... ...institutional fixed income trading desk overseeing operations... ...activities, supporting compliance with SEC and FINRA regulations and managing risk. Daily... ...real-time compliance and regulatory guidance to traders and...SeniorFull timeFlexible hours- Lundbeck seeks a Senior Manager, Regulatory Strategy to lead U.S. and global regulatory strategies for innovative neuroscience therapies. In this... ...with FDA and other health authorities, and ensure compliance with evolving regulations. You will interpret regulatory requirements...SeniorWorldwide
- Xeris Pharmaceuticals, Inc. in Chicago is seeking a Manager of Regulatory Affairs to lead regulatory submissions for global clinical programs... ...reports, while shaping regulatory strategy and ensuring compliance across phases. You will collaborate with Clinical Operations...Senior
$80.34k - $145.08k
...Description Opportunity at a Glance Under the general direction of the Senior Director of Regulatory Affairs, the Senior Manager, Regulatory Affairs is responsible for leading regulatory compliance review activities across Covista institutions. This position oversees...SeniorWork at officeFlexible hours- Dyson is seeking a Health & Safety (HSE) Manager based at our Chicago, IL office, with travel to various Americas sites. You will drive end-to-end regulatory compliance, incident management, training, audits, emergency planning, and a proactive safety culture across a diverse...SeniorWork at office
- ...financial services firm, seeks a Senior Vice President, Supervising... ...institutional fixed income trading desk. You will oversee daily trading, ensure SEC/FINRA compliance, manage risk, and guide traders and... ..., and coordinating regulatory inquiries. #J-18808-Ljbffr...Senior
$130k - $210k
Ventas, Inc. is seeking a Manager, Healthcare Regulation in Chicago, IL. The role involves overseeing regulatory compliance for our Senior Housing Operating Portfolio and advising on acquisitions and regulatory requirements. The ideal candidate will have a Bachelor’s degree...Senior$123.1k - $227k
...the right place! Agentforce is the future of AI, and you are the future of Salesforce.Overview of the RoleWe are looking for a Manager/Senior Manager to support and drive change for Salesforce products as part of the Pricing Strategy team. The role will involve investigating...SeniorFull time$91k - $321.5k
...operations within the organisation. This includes managing schedules, coordinating meetings, and... ...The OpportunityAs a Strategic Commercial Senior Manager - Health Industries, you will... ...industry outlook, capital allocation of trade-offs, organic and inorganic growth, and competitive...SeniorFull timeH1b- Topstep LLC in Chicago, IL seeks a senior Controller to lead accounting operations, financial reporting, and regulatory compliance. You will own monthly to annual financial statements under U.S. GAAP, strengthen internal controls, and partner with executives to drive growth...Senior
- OpenGov is seeking a Senior Manager of Post Sales Operations in Chicago to lead the post-sales analytics and operational function across Professional Services, Customer Support, and Customer Success Engineering. You will manage a small team, own forecasting, capacity planning...Senior
- The Division of Clearing and Risk (DCR) at the Commodity Futures Trading Commission seeks a qualified professional to lead examination activities and oversee regulatory compliance within cleared derivatives markets. The role emphasizes effective governance, risk assessment...Senior
- ...strategic business decisions. Candidates should possess 6-9+ years of transfer pricing experience along with strong communication, project management, and leadership skills. The role is hybrid, with locations in major U.S. cities including Chicago. #J-18808-Ljbffr KrollSenior
$130k - $225k
DRW Holdings, LLC. in Chicago is seeking a skilled software engineer for their UP-Trade Operations team, focused on building systems for managing DeFi instruments. The role requires strong engineering fundamentals, familiarity with DeFi protocols, and a keen understanding...Senior- Chicago Trading Company (CTC) is a premier proprietary trading firm focusing on options market making. The role supports senior leadership in scaling systematic trading, accelerating strategic... ...initiatives, and enhancing risk management while collaborating with...
- ...Operations, Variable Compensation, Learning & Development, Sales Compliance, and Reporting & Analytics to deliver structured, high-impact... ...leadership without formal authority, rigorous program management, and modernization of commercial processes. #J-18808-Ljbffr Siemens...Remote job
- fairlife, LLC, a Chicago-based nutrition company, is seeking a Senior Director of Commercial Strategy & Operations to define enterprise strategy across brands, channels, and customers. You will align long-range and annual plans, prioritize growth opportunities, and drive...Senior
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