Senior Compliance Manager — US Investment Regs
Morningstar
Morningstar, Inc. in Chicago is seeking a Compliance Senior Manager to oversee the daily administration of the compliance program for the US Wealth, Retirement, and Research groups. The role reports to the Chief Compliance Officer, Americas. You will design and implement controls, mentor the US team, and ensure adherence to Advisers Act and Investment Company Act requirements in a dynamic regulatory environment. #J-18808-Ljbffr Morningstar, Inc.
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Manager — US Investment Regs in Chicago, IL vacancy
- Morningstar’s Compliance team in Chicago seeks a highly motivated Compliance Senior Manager to oversee the daily administration of the compliance program for the Morningstar Wealth, Retirement, and Research groups in the United States. This role reports to the Chief Compliance...Senior
- Morningstar Inc. is seeking a Compliance Senior Manager in Chicago to oversee the daily administration... ...program for U.S.-based entities within the Investment Advisers and Investment Company Acts... ..., and expects leadership of the US compliance team. The position emphasizes...Senior
$200k - $230k
Job DescriptionThe Compliance team is a critical and strategic... ...directly to the Managing Director, Chief... ...meaningful exposure to senior leadership across the... ...regulation of registered investment advisers and Business... ...Comprehensive knowledge of US laws applicable to...SeniorFull timeTemporary workWork at office$140k - $160k
...Senior Manager, Conduct & Communications Base pay range: $140,000.00/yr - $160,000.00/yr |... ...listings and details, please visit: JOIN US ON OUR MISSION TO BECOME THE #1 RETAIL... ...The Sr. Manager, Conduct & Communications Compliance is responsible for ensuring all customer...SeniorWork at officeRemote workMonday to FridayFlexible hoursNinjaTrader
Chicago, IL3 hours ago$204.85k - $277.15k
...inclusive, with great opportunity for professional growth. Find your future with us. The Boeing Company is seeking an Information Technology Sarbanes‑Oxley Act (IT SOX) Compliance Senior Manager to join our team in one of the following locations: Locations Illinois:...SeniorPermanent employmentWork at officeRelocationVisa sponsorshipWork visaFlexible hoursShift workDay shift- ...our innovative drive has kept us a step ahead of our customers’... ...Job DescriptionWe are seeking a Compliance Manager to support and strengthen our Registered Investment Adviser (RIA) compliance program... ...Investments Chief Compliance Officer and senior leaders across Legal, Risk,...Full timeContract workWork at officeWork from homeWork visa
$172.5k - $222.5k
...stakeholder.What you’ll be responsible for: Circle is looking for a Senior Manager to join the Regulatory Assurance team who will help to create... ...global function focused on developing a best in class compliance management system, supporting all regional and core compliance...SeniorFlexible hours- ...experience in legal, regulatory, compliance environments; attorneys with... ...in end-to-end allegations management programs including intake/triage... ...-based relationships with senior leaders within and outside of... ...makes a difference.When you join us, you will have:Continuous...SeniorApprenticeshipWork at office
$155.75k - $213.6k
Job Description:Job PurposeThe Senior Manager of CMC Regulatory Affairs will be responsible for creating CMC regulatory development plans and... ...international experience preferred.In depth knowledge of drug development, US and global CMC guidelines and regulations.Competencies:...SeniorFull timeTemporary workWork at officeLocal areaNight shiftWeekend workAfternoon shift3 days per week$80.34k - $145.08k
...information, visit covista.com and follow us on LinkedIn , Instagram and... ...Under the general direction of the Senior Director of Regulatory Affairs, the Senior Manager, Regulatory Affairs is responsible for leading regulatory compliance review activities across Covista...SeniorFull timeWork at officeFlexible hoursCovista
Chicago, IL22 hours ago- ...North & Central Illinois Division is looking for a Senior Director of Mission Investment Management who will lead the divisional team in managing public... ...private resources. This role will oversee contract compliance, accreditation, and stewardship of funder relationships...SeniorContract work
$135k - $190k
...0 years, our innovative drive has kept us a step ahead of our customers’ evolving... ...protection. Job Description The Product Management Senior Manager (Technical) is responsible for... ...enabled products supporting Allstate’s Investments business. These products primarily span...SeniorWork at officeWork from homeWork visa- The Senior Account Manager, Investment Specialist drives traditional & alternative product conversations, placements, discretionary allocations, and servicing... ...and our global economy. Visit to learn more about us.Our Culture of ImpactAt TIAA, we're on a mission to build...SeniorFull timeWork at office3 days per week
- ...holding companies in the world, and a long-standing client of ours, is currently on the lookout for a Senior Compliance Manager as they prepare to ramp up investments and operations across the USA. This is an exceptional opportunity to join one of the most influential...SeniorFull timeWork from home
H&P Executive Search
Chicago, IL4 hours ago $80k - $100k
...StatesCompliance - Regulatory Compliance & Operations /Full-time /On-siteResponsibilitiesLead all US Compliance marketing collateral... ...and regulations (e.g. UDAAP/Reg E)Assist legal and other stakeholders... ...goals with regulatory risk management, offering creative solutions,...Full time$121.4k - $186.15k
...The Team Morningstar’s Compliance team supports Morningstar’s global business entities... ...seeking a highly motivated Compliance Senior Manager to join our team. The primary focus of... ...States-based regulated entities under the Investment Advisers and Investment Company Acts...SeniorTemporary workWork at officeLocal areaFlexible hoursMorningstar
Chicago, IL2 days ago$107.1k - $160.7k
...ResponsibilitiesProvide technical leadership and project management for oil & gas midstream permitting... ...transition projects throughout the US.Manage permit applications and agency... ...160,700.00 AnnuallyPay Transparency: In compliance with pay transparency laws, pay ranges...SeniorFull timeTemporary workPart timeWork experience placementCasual workWork at officeLocal areaRemote workWorldwideFlexible hours$123k - $205.1k
...Senior Manager, Export & Sanctions ComplianceLocation: LAKE FOREST, IL, US, 60045-5202 CHICAGO, IL, US, 60661-4555Company: Grainger BusinessesWork Location Type: HybridAbout... ...the Senior Manager of Export and Sanctions Compliance, you will be responsible for developing,...SeniorFull timeWork at officeLocal areaWorldwide3 days per weekGrainger
Chicago, IL2 days ago$116.21k - $145.26k
...DIVISIONJOB DESCRIPTIONJOB TITLE: Senior Director of Mission Investment ManagementPEOPLE MANAGER: YesREPORTS TO: Executive... ...strategy and authority for contract compliance, quality assurance, accreditation... ...positive results for people. Join us in making a difference. The...SeniorContract workWork at officeFlexible hoursWeekend work- Senior Portfolio ManagerGlobal Innovation | JBT MarelLocation: Boxmeer (NL)... ...Gardabaer (IS), Chicago or Lakeland (US)Build the Future of Portfolio Management at JBT MarelAt JBT Marel, we are... ...to support portfolio reviews and investment decisions.Apply agility to support...SeniorFull timeWorldwide
$150k - $175k
...oversee the sound risk management of our bank, consistent... ...and oversight of CIBC's compliance with regulatory... ...as a result.Support the US Operational Risk Management... ...including technology SMEs, senior management, and/or... ...dedicated for you to use to invest in your growth and...SeniorFull timeRemote work3 days per week- Bally's Interactive in Chicago is seeking an experienced AML/Regulatory Compliance leader to oversee the company’s AML program and regulatory obligations under BSA/FinCEN and IGB requirements. You will coordinate investigations, training, and cross-departmental controls...Senior
$124k - $335k
...OpportunityAs an Asset & Wealth Management Regulated Investment Company (RIC) - Senior Manager, you will focus on providing... ...to clients on tax planning, compliance, and strategy within our Tax practice... ...; MD-Baltimore; IL-Chicago; US-Hybrid; NY-New YorkType: Full timeSeniorFull timeH1b$165k - $185k
...brain health and transform lives. Join us on our journey of growth! Remote/Commuter... ...the United States SUMMARY: The Senior Manager, Regulatory Strategy (US RA): supports... ...optimal and compliant manner; ensures compliance with regulatory requirements and...SeniorWork at officeRemote workFlexible hoursLundbeck
Chicago, IL-90- ABOUT US:As a world leading provider of integrated... ...for the alternative investment industry, Alter Domus... ...% of the top 30 asset managers in the private markets... ...of Analyst/Associate/Senior Associates staff dedicated... ...teamsAdhere to compliance requirements and identify...Local areaFlexible hours
$98.4k - $199k
...social responsibility and investing in our communities through... ...We are currently seeking a Senior Portfolio Manager that collaborates with other... ...asset allocation to maintain compliance with strategies and... ...management.Performs annual Reg 9 Investment reviews for assigned...SeniorWork experience placementWork at officeLocal area- ...expert at making the New happen Now. To us, the New is all about the wise pivot that... ...mindset doesn’t happen by chance. We invest in training and development in a big way... ...responsibilities of the Investment Banking Consulting Senior Manager may include:Lead the design, execution,...SeniorFull timeLive inWork at officeLocal area
$120k - $215k
...actionable insights is core to our success. A Senior Manager within our Disputes, Claims, and... ...organization and in the communities we serve. We invest in professional growth through ongoing... ...you from applying online. Please call us at (***) ***-**** to communicate that you...SeniorWork at officeLocal areaFlexible hours- MV Transportation seeks a Safety Manager to lead hands‑on safety program implementation, ensuring EPA/OSHA/CDL compliance and training adherence across divisions. The role manages drive cam initiatives and annual audits, driving a culture of safety among operators and...Senior
$133.37k - $156.9k
...and succeed. We believe it takes all of us to bring our shared ambition to life,... ...DescriptionThe Corporate Audit Services (CAS) Senior Audit Project Manager is a senior‑level auditor responsible... ...of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the...SeniorFull timeLocal area3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Manager — US Investment Regs. Be the first to apply!
Related searches
- safety compliance manager Chicago, IL
- hr compliance manager Chicago, IL
- compliance director Chicago, IL
- operations compliance manager Chicago, IL
- regulatory affairs director Chicago, IL
- regulatory operations manager Chicago, IL
- corporate compliance manager Chicago, IL
- manager regulatory affairs Chicago, IL
- regulatory manager Chicago, IL
- human resources compliance manager Chicago, IL