Broker-Dealer Finance Analyst - Graduate Program
Marex Group
Marex Group in New York is offering a two-year Graduate Program for recent graduates in finance, allowing participants to gain hands-on experience across various functions. Graduates will support financial reporting, help with audits, and engage with teams across departments. Applicants should have a degree and an interest in financial operations. The position emphasizes professional development and collaboration while ensuring compliance with regulatory standards. #J-18808-Ljbffr Marex Group
- Marex in New York is seeking candidates for its Graduate Program in Finance - Broker Dealer. This two-year program offers recent graduates hands-on experience in key financial operations, focusing on reporting, compliance, and risk management. Participants will engage in...For graduates
- Role Summary The two-year Graduate Program provides recent graduates with hands‑on experience... .... For more information visit The Finance - Broker Dealer Department at Marex plays a critical... ...of Role The Finance - Broker Dealer Analyst is responsible for supporting...For graduatesImmediate start
- Marex Group seeks a Finance - Legal Entity Analyst for its Fall 2026 Graduate Program in New York. This two-year program offers hands-on experience across finance operations, emphasizing professional development and regulatory compliance. The Analyst will support financial...For graduates
$250k
...Functions (e.g., Technology, Finance, COO, HR, etc.) spanning all... ...training and awareness program to effectively manage and oversee... ...Head of ORM‑ Markets & Broker‑Dealers is responsible for leading ORM... ...impacts of decisions made Graduate‑level education or equivalent...For graduatesFull time$150k - $185k
Purpose of Role Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options... ...or compliance role. Bachelor’s Degree in Finance, Economics, Business, or other related field is required (JD or other graduate degree desired). Experienced with equity...For graduatesImmediate start$125k
...generation of Point72 investors. The Point72 Academy Investment Analyst Program for Upcoming Graduates is a paid ten‑month training program designed to... ...self‑driven and motivated to explore a career in finance. The US annual base salary for this role is $125,000 (USD...For graduatesFull timeWork experience placementWork at office$125k
Point72 Asset Management, L.P in New York City is offering a paid ten-month Investment Analyst Program for current students graduating between December 2026 and July 2027. This program provides training in research and analysis, with rotations among investment teams. Graduates...For graduatesTraineeship$120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are... ...Banking market conduct surveillance program across both its institutional Broker-Dealer... ...Qualifications Bachelor's Degree in Finance, Economics, Business, Mathematics, Statistics...Full timePart timeLocal area$120k - $150k
Point72 Academy 2026 Investment Analyst Program for Experienced Professionals We’retraining the... ...Analyst at Point72. Upon successfully graduating from the Academy, you will have the opportunity... ...graduate education in fields such as finance, law, philosophy, economics, history,...For graduatesWork experience placementWork at office- ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range:... ...products and services relevant to the financing and strategic development needs of our... ...well-being, our many flexible benefit programs are designed to help support your unique...Local areaFlexible hours
- Marex Group is seeking a Client Services Analyst for its Capital Markets team in New York City. This full-time role is part of a graduate program aimed at providing recent graduates with hands-on experience in client services and post-trade operations. The successful candidate...For graduatesFull time
$190k - $225k
iCapital is seeking a Senior Vice President for the Broker Dealer and Distribution Compliance team in New York. The role involves oversight of the compliance program ensuring adherence to FINRA and SEC regulations, focusing on alternative investments and structured products...Remote job- ...professionals for this role. JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments... ...achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits...Overseas
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world-class customer and transaction servicing for alternative... ...individuals with disabilities in employment, its services, programs, and activities. Guardian also provides reasonable accommodations...Full timeWork at officeHome officeVisa sponsorshipWork visaFlexible hours- Penn State University is seeking a Graduate Program Coordinator to provide administrative and professional support for the graduate program in Ecosystem Science and Management. The role involves managing student inquiries, recruitment, course scheduling, and providing...For graduatesFull timeWork at office
$100k - $115k
...opportunities, and enjoy meaningful work! As an Analyst in Webster Bank’s Sponsor Finance Group, you will be responsible for... ...paced environment with limited supervision. Graduate of a formalized credit training program is preferred but not required. Business Unit...For graduatesWork experience placement$190k - $225k
...iCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and... ...and execution of the broker‑dealer’s comprehensive compliance program. This role plays a critical leadership function in ensuring adherence...Full timeWork at officeRemote work$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA -... ...ll collaborate with stakeholders across finance, operations, technology, and audit, while... ...Regulatory Reporting Quality Assurance Program, with a focus on broker dealer regulatory...Full timeWork at officeRemote work$80k - $232.05k
...Management (PNCWM) is PNC’s fast-growing retail investment adviser/broker-dealer. PNCWM’s advice and planning model places an emphasis on... ...reimbursement; educational assistance, including select programs fully paid; a robust wellness program with financial incentives...Full timeTemporary workPart timeWork experience placementWork at office$159.4k - $181.9k
...skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading... ..., while also managing and developing a team of analysts. Candidates should have expertise in trade surveillance, market...- Gusto is hiring a Compliance Manager for their team in New York. This pivotal role involves supervising compliance programs and ensuring operational efficiency within the Gusto Retirement Compliance Team. Successful candidates will need a minimum of 5 years compliance...
- ...associate; alternative investment experience preferred.* Independent Broker Dealer (IBD) channel experience is highly preferred.* FINRA Series 7... ...is comprised of a base salary and a short-term incentive program (cash bonus). Cash compensation tends to vary based on...Temporary workLocal areaWorldwide
$120k - $140k
...and focuses on the Private Wealth team, supporting Independent Broker Dealer (IBD) partners in assigned regions. Responsibilities Partner... ...Compensation structure includes a base salary and a short‑term incentive program (cash bonus) that varies by geography and is market...Temporary work$135k - $175k
...75,000.00/yr Note: This role is only open to 2021-2024 college graduates working in Real Estate acquisitions or Real Estate Investment Banking... ...level Associate Employment type Full-time Job function Finance and Management Referrals increase your chances of interviewing...For graduatesFull timeWork experience placement$60.6k - $106.84k
...Program Finance Analyst | Lockheed Martin Lockheed Martin is a global leader in aerospace, defense, and technology solutions, dedicated to pushing the boundaries of innovation and shaping the future of the industry. With a rich legacy of excellence and a commitment...Full timeContract workTemporary workPart timeWork experience placementWork at officeRemote workFlexible hours3 days per week$110.64k - $136.46k
...the interview process. About The Role The Compliance Manager, Broker-Dealer & Investment Adviser is an essential member of the Gusto... ...Director). This role is the operational engine of the compliance program — owning execution, testing, surveillance, and day-to-day program...Full timeWork at officeLocal area2 days per week3 days per week- ...professional in New York, NY, to ensure adherence to FINRA and SEC regulations governing broker-dealer activities. The role involves designing and maintaining robust compliance programs, overseeing regulatory reporting, and managing Written Supervisory Procedures. The...
$17 per hour
...Graduate Assistant Position On-site Graduate Assistant position reporting to the Chair of Alternative Programs and University Partnerships Responsibilities Works closely with the Chair of Alternative Programs and University Partnerships to support day-to-day program...For graduatesWork at office- ...Summer Analyst Program Join JPMorganChase's Commercial & Specialized Industries (C&SI) group... ...Sponsors Group, and Syndicated Finance teams, where you will engage in complex... ...collaborative work environment Expected graduation date between December 2027 and June 202...For graduatesPermanent employmentFull timeSummer workInternshipVisa sponsorship
- ...Summer Analyst Program Join J.P. Morgan Payments, a leader in global payments innovation, where you'll help transform the movement of... ...skills Attend college/university in the U.S. Expected graduation date of December 2027 – June 2028 from Bachelors or Master's...For graduatesSummer workImmediate startWorldwideVisa sponsorship
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