Hybrid VP, Trade Surveillance (FICC/Equities/FX)
$120k - $190kMadison-Davis, LLC
A leading investment bank in Midtown Manhattan is seeking a VP - Trade Surveillance to manage compliance and risk in trading activities. The role involves responsibility for monitoring productivity and efficiency levels while adhering to internal policies and regulatory guidelines. Candidates should have experience in the financial services sector and a proactive approach to risk management. The position offers a hybrid schedule and a competitive salary between $120,000 and $190,000 per year. #J-18808-Ljbffr
$120k - $190k
...An investment bank located in Midtown Manhattan looking to bring on board a “VP - Trade Surveillance VP (FICC, Equities, FX/Commodities)” to join their team. This role is currently in a hybrid schedule (2 days in office / week). Base pay range $120,000.00/yr - $190...Employment EquitySurveillanceFull timeWork at office2 days per week$150k - $200k
...Department, the Global Surveillance Team is responsible for... ...surveillance of communications and trading as it relates the market... ...seeking an experienced VP-level Quantitative... ...products, including Equities, Options, Commodities, Fixed Income, and FX. General Job Description...Employment EquitySurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Vice President, Trading Surveillance Compliance About the Company Digitally-driven brokerage... ...across various asset classes, including equities, options, and digital assets. This role... ...and other regulatory requirements. The VP will be expected to have a deep understanding...Employment EquitySurveillance
$275k
...based financial services provider offering equity and debt underwriting, corporate lending... ...equity research and institutional sales and trading. BMO Capital Markets has over 2,700... ...Director or Vice President, Electronic Trading (FX & Fixed Income), Global Markets in New York...Employment EquityContract workPart timeLocal area$120k - $160k
...Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled... ...& Role: The Vice President, Trading Surveillance will be responsible for monitoring, investigating... ...will have deep experience with equities, options, and crypto surveillance, strong...Employment EquitySurveillanceContract workWork at officeLocal areaRemote work- ...Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments,... ...Position Summary: The Trading and Surveillance Compliance Specialist supports the... ...Engagement Programs DCMA has a hybrid work program in place, with opportunities...Employment EquitySurveillanceTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week
$200k - $295k
...business New York (Hybrid/On-site) Reports to:... ...capital management with JFIN's equity investors (Jefferies... ..., including initial ratings, surveillance, and methodology updates.... ...provides advisory, sales and trading, research, and wealth and asset...Employment EquitySurveillanceFull timePart timeLocal area$300k
Director - AMRS Equities Electronic Trading (Sales Trader) - New York Electronic Equity Sales Trading... ...franchise by partnering across Equities and FICC trading teams to deliver... ...Trading Support Trade Monitoring & Surveillance Market Microstructure Knowledge Data...Employment EquitySurveillanceShift workDay shift- ...London, England, United Kingdom Job Type: Hybrid Posted: May. 21, 2026 Discover your... ...impact. Job Overview This role is within the Equities Electronic Technology organization within... ...someone looking to gain a lot of exposure to trading/sales, as well as the chance to work on...Employment EquityFull timeCasual workWork from home
$150k - $200k
...Quantitative Trader (Associate/VP) - Onchain Trading New York, NY Galaxy is a global leader in... ...base salary and discretionary bonus ~ Hybrid/Flexible Working Arrangements ~... ...competitive base salary, annual bonus, and equity incentives. Base Salary Range $150...Employment EquityContract workLocal areaFlexible hours$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are seeking... ...Swap Dealer products (Interest Rates, FX, and Energy Commodities) as well as institutional Broker‑Dealer activities (Equities and Fixed Income). The candidate should...Employment EquitySurveillanceFull timePart timeLocal area- ...BNY is looking for a Senior Vice President to join their Securities Finance Principal Trading team in New York. In this role, you will provide senior support across FICC and secured loan activities while driving key business priorities. Ideal candidates will have 7–10...
$89.2k - $148.6k
...Sr. Market Surveillance Analysts monitor assigned products, related cash... ...analysis of data related to trading activity, position maintenance... ...field. #LI-Hybrid #careersatCME... ...company through our broad-based equity program. Through our benefits...Employment EquitySurveillanceContract workWorldwide$180k - $240k
...digital assets platform spans trading, investment banking, asset... .... Perform e-communication surveillance and Compliance testing for the... ...and discretionary bonus ~ Hybrid/Flexible Working Arrangements... ...base salary, annual bonus, and equity incentives. Base Salary Range...Employment EquitySurveillanceLocal areaFlexible hours- A leading global consulting firm is seeking a Trade Surveillance Analyst for a hybrid position in Midtown NYC. The role involves conducting daily compliance surveillance, performing investigations into suspicious activities, and collaborating with IT and management on regulatory...SurveillanceRemote jobContract work
- A global financial leader is seeking an Associate for Trade Surveillance Model Development in Jersey City. This hybrid role requires proficiency in Python and SQL along with a solid understanding of financial products. You will assist in the full model lifecycle, including...Surveillance
$125k - $175k
Trade Surveillance and Compliance Officer $125,000-$175,000 Location: New York, NY (Hybrid) Company Overview RQD is a modern correspondent clearing firm that offers clearing... ...addition to portfolio margin, RQD supports U.S. equities, options, ETFs, and other securities,...Employment EquitySurveillanceFull time- ...control enhancements across FICC and Equities businesses. Responsibilities... ...and Equities) Evaluate trading practices, risk management... ...product risks across Rates, FX, Credit, Commodities, and Equity... ..., Market Abuse, and trade surveillance controls Partner with...Employment EquitySurveillance
$110k - $120k
...offer seamless investing and trading experiences to clients... ...platform offering trading of US equities, mutual funds, ETFs, fixed income... ...looking for an experienced surveillance analyst who has ground... ...available). New York, NY - Hybrid Please note: this role is expected...Employment EquitySurveillanceFull timeWork at officeWorldwide$93.5k - $154.5k
...Principal/ Sr. Consultant - Risk & Compliance - Trade Surveillance Principal/ Sr. Consultant - Risk & Compliance - Trade Surveillance... ...data. • Solid understanding of financial products: equities, fixed income, FX, and derivatives. • Familiarity with Agile methodology...Employment EquitySurveillancePermanent employmentFull timeRelocation$105k - $220k
...solutions across the Compliance, Surveillance and Supervision area.... ...specifically in compliance, trade surveillance and/or capital markets... ...-functional teams. The VP TDS - Tech Solutions is accountable... ...access to a premier U.S. equities business and highly-diverse...Employment EquitySurveillancePermanent employmentContract workTemporary workWork at officeLocal areaWork from homeFlexible hours- ...Principal SW Architect Algo Trading | Investment Management Equities | Futures | Options | FX Lead 5 developers Support Traders, Trade Management, Quants... ...Compensation Location: Battery Park City - NYC Hybrid: 4 days in office Compensation: 200k - 220k...Employment EquityWork at office
$250k - $300k
...Investment Bank to oversee investor orders and enhance client relationships in LatAm and US Equity markets. This role requires a Bachelor's Degree and at least 10 years of relevant trading experience, with proficiency in both English and Spanish desirable. The position...Employment Equity- ...(s): Kowloon, Kowloon City, Hong Kong SAR Job Type: Hybrid Posted: Mar. 17, 2026 Discover your future at Citi Working... ...the financial industry. A minimum of 3 years of trading floor support experience for Prime, Equities, or a similar business. Proficient with Linux/Unix...Employment EquityFull time
$109.3k - $182.1k
...Arrangement/Location: This is a hybrid position requiring in-office... ...and financing solutions, trading and investing strategies, financial... ..., including the review of surveillance activities and focused... ...Regulations and PracticesPrivate equity and private placementsBest Execution...Employment EquitySurveillanceWork experience placementWork at office- TD Securities (USA) LLC is seeking an Associate for their Compliance team in New York, New York, specializing in Equities Trade Surveillance. The role requires 5-7 years of experience in compliance or trading, with strong knowledge of the trade lifecycle. Responsibilities...Employment EquitySurveillance
$100k - $135k
TD is seeking an Associate-level candidate for their Equities Trade Surveillance team in New York. The ideal candidate will have 3-5 years of experience in surveillance of Equities/Exchange Traded Products trading and possess in-depth knowledge of the trade lifecycle. Key...Employment EquitySurveillance$176.72k - $265.08k
...seeking a Senior Technologist to lead the delivery of a strategic Trading/Coverage/Monitoring GUI. The candidate will manage a global... ...include extensive experience in GUI development, knowledge of Equities, and familiarity with modern engineering practices. This role offers...Employment Equity$100k - $140k
...leading financial market innovator is hiring a Surveillance Analyst in New York, NY. The role involves monitoring trading activities, investigating anomalies, and enhancing... ...The salary range is $100,000 to $140,000, plus equity and benefits. Join a dynamic team committed to...Employment EquitySurveillance$250k - $300k
...business development in the Corporate Investment Bank. The ideal candidate needs to have over 10 years of trading experience and strong knowledge of the LatAm Equity markets. Excellent communication and negotiation skills are crucial. The position offers a competitive...Employment Equity
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