FINRA Regulatory Reporting Specialist (Temporary)
AppleOne Employment Services
AppleOne Employment Services is seeking a detail-oriented Regulatory Reporting Associate for a temporary assignment in Lake Mary, FL. The ideal candidate has 3 to 5 years of experience in regulatory compliance, brokerage operations, and FINRA reporting. You will review high volumes of customer support cases to determine FINRA reporting requirements, prepare metrics, and support quarterly FINRA Rule 4530(d) submissions, with a focus on accuracy, QA, and process improvements. #J-18808-Ljbffr AppleOne Employment Services
Vacancy posted 3 days ago
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