Global Marketing Compliance Lead
SIG Susquehanna
Susquehanna seeks an experienced compliance professional focused on marketing compliance with broader regulatory responsibilities across the firm. The role partners with the marketing team to ensure materials meet global regulatory requirements and contributes to areas including AML, licensing, policies, and research review. The ideal candidate has 6+ years in financial services compliance, strong knowledge of FINRA Rule 2210 and SEC advertising rules, and familiarity with international #J-18808-Ljbffr SIG Susquehanna
Vacancy posted 5 days ago
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