Global Financial Crimes Investigations Vice President
Morgan Stanley
We are seeking someone to join our team as a Global Financial Crimes (GFC): US Investigations Vice President.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investigations team where you will lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
In Global Financial Crimes, you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.
What you'll do in the role:
• Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
• Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
• Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
• Produce and maintain investigative reports and related documentation
• Assist with responding to requests for information from law enforcement and government agencies
• Ensure daily operational processing is completed according to established program and regulatory requirements
• Identify and implement process improvements to increase efficiency and effectiveness
What you'll bring to the role:
• Bachelor's degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus.
• 8+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
• Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
• Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
• Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
• CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Please note that the location listed for this role is temporary. The position’s work location will transition to 1445 Ross Ave, Dallas, TX 75202 at a future date . In-Person interviews will be required for the role.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: .
- Morgan Stanley seeks a Global Financial Crimes: US Investigations Director to lead investigations across a broad spectrum of financial crime types. You will oversee regulatory filings, SARs, and notifications to authorities, while advising the business on risk management...Financial
- We're seeking someone to join our team as a Global Financial Crimes: Negative News / PEP Screening Lead in Global Financial Crimes to Lead the strategy, governance, and optimization of KYC risk-ranking and screening controls, leveraging advanced analytics and technology...FinancialTemporary work
$122k - $166k
...count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading... ...recruitment team will provide more details. The Vice President role within MUFG Bank’s Global Financial Crimes Division supports the Issues Management department...FinancialFull timeLocal areaRemote work- We are seeking an experienced Vice President to join the Global Financial Crimes (GFC) Sanctions Screening Controls team which focuses on digital assets and blockchain-enabled sanctions screening activity. In the Legal & Compliance division, we assist the Firm in achieving...FinancialTemporary work
- Bank of America is seeking an Investigator to perform end-to-end investigations of external financial crimes across lines of business. The role includes evaluating activity, preparing SARs, and coordinating with law enforcement and regulatory bodies to mitigate risk. The...Financial
- Wealth Management Investigations Attorney - Vice President (Dallas) Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The...FinancialTemporary workWorldwide
$110k - $162.5k
...We're seeking someone to join our team as a Global Financial Crimes Senior KYC Advisory Officer to help set and implement enterprise-wide... ...management of legal, regulatory and franchise risk. This is a Vice President level position within the Global KYC Advisory Team, which...FinancialFull timeTemporary work$110k - $162.5k
...We are seeking someone to join our team as a Global Financial Crimes: Client Risk Unit Vice President in Legal and Compliance to provide advisory support on client risk and due diligence matters, and partner across the Firm to support effective execution of the Financial...FinancialFull timeTemporary workWork at office$122k - $166k
...Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading... ...framework for consistent financial crimes compliance (“FCC”) risk management across... ...jurisdictions and will manage key elements of MUFG’s global FCC risk management framework. The role...FinancialFull timeWork at officeLocal areaRemote work$120k - $152k
...Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial... ...will provide more details. Overview The Global AML/KYC Vice President sits within the Global Financial Crimes Department (GFCD) and serves as the subject-matter...FinancialFull timeWork at officeLocal areaRemote work- ...to join our team as an Anti-Corruption Group Officer in Global Financial Crimes to assist in the design, implementation, and maintenance... ...management of legal, regulatory and franchise risk. This is a Vice President level position within global Anti-Corruption Group (“ACG”...FinancialFull timeFlexible hours
- ...leadership position with day-to-day and management oversight of Global Manufacturing Operations, including production, supply chain,... ..., delivery, cost, and inventory management. Conduct regular financial reviews of manufacturing efficiency metrics, including utilization...FinancialFull timeContract work
$117k - $160k
...count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial... ...our recruitment team will provide more details. Global Financial Crimes Project Manager, Vice President Discover your opportunity with Mitsubishi UFJ...FinancialFull timeBank staffWork at officeLocal areaRemote work1 day per week$90k - $111k
...count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial... ...more details. Job Summary: This Assistant Vice President role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be...FinancialFull timeWork at officeLocal areaRemote work- ...controls by assessing the reliability of financial reports, monitoring the firm’s compliance... ...management and capital and anti-financial crime frameworks, raise awareness of control... ...and data scientists. We are organized into global teams comprising business and technology...FinancialLocal area
- ...relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell... ...environments and are energized by a bustling trading floor. Global Banking & Markets: Change Management The Global Banking &...FinancialWork at office
- ...and payments offerings for corporate and financial institution clients. The team designs... ...EXPERIENCE TEAMS Transaction Banking within the Global Banking Markets Division is comprised... ...of a Client Implementation Vice President, you will be engaged early — before mandate...FinancialFull timeTemporary workWork at office
$110k - $220k
...circumstances. What you’ll do You’ll be part of the team supporting our Investigations, Compliance & Privacy practice within Risk Advisory. Our... ..., Compliance & Privacy practice applies accounting, financial and data analysis expertise and experience to assist our clients...FinancialFull timeWork experience placementWork at officeRemote work- Texas Capital Bank seeks an FCC Investigator to execute investigations related to AML, CTF, and OFAC. You will compile evidence in line with BSA/AML rules and prepare SARs, with strong writing and analytical skills to assess matters from various sources. Responsibilities...Financial
- Morgan Stanley's Global Financial Crimes team seeks a Change Management Professional to lead financial crimes risk assessments and support execution of new product initiatives, partnering across stakeholders to ensure risks are identified, assessed and addressed. In a Director...Financial
- Morgan Stanley is seeking a Change Management Professional in Global Financial Crimes to lead risk assessments for new product initiatives and drive governance across stakeholders. The role partners with technology and business teams to document control requirements and...Financial
- ...technology-forward, highly franchised global restaurant brand. This role owns the legal... ...oversight on employment, litigation, investigations, regulatory matters, and enterprise... ...artificial intelligence. Commercial and financial acumen with the ability to understand operating...FinancialContract workWork at officeLocal areaFlexible hours
- ...Airwallex Airwallex is the AI-native financial operating system for a real-... ...to build the infrastructure global commerce runs on. We're the... ...Airwallex. The Financial Crime Compliance (FCC) team is a strategically... ...sanctions matches, special investigations, and potential block-and-...FinancialImmediate start
- AlixPartners is seeking a Senior Investigations, Compliance & Privacy professional to join our Risk Advisory team in the United States. You will apply accounting, financial and data analysis expertise to assist clients with complex issues, including GAAP/IFRS reviews and...FinancialWork at officeRemote work
- ...tomorrow. While we are rooted in core financial products, we are differentiated by our approach... ...visit us at Job Description The FCC Investigator is responsible for executing... ...5 years of work experience in financial crimes compliance and risk management or a related...FinancialWork experience placementImmediate startFlexible hoursDay shift
- We're seeking someone to join our team as a Director in Global Financial Crimes (GFC) Sanctions Screening Controls Team.In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal...FinancialTemporary work
$285k - $300k
...branch network. Representing a leading global equipment manufacturer, the organization... ...Position Our client is seeking a Vice President of Product Support to lead its parts,... ...Performance & Continuous Improvement: Use KPIs, financial analysis, and operational data to...Financial- We're seeking someone to join our team as a Change Management Professional in Global Financial Crimes to lead financial crimes risk assessments and support the execution and oversight of new product initiatives, partnering across stakeholders to ensure risks are appropriately...FinancialTemporary work
- ...Vice President of Business Development About the Company Industry-shaping provider of... ...asset management solutions Industry Financial Services Type Privately Held... ...Development to play a pivotal role in driving global revenue growth for its innovative...FinancialWorldwide
- ...Senior Vice President of Loan Operations About the Company Global organization focused on scalable loan operations and operational excellence Industry Financial Services Type Privately Held About the Role The Company is seeking a Senior Vice President...Financial
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Global Financial Crimes Investigations Vice President. Be the first to apply!
- vice president finance Dallas, TX
- vice president talent management Dallas, TX
- vp hr Dallas, TX
- vice president sales Dallas, TX
- vp internal audit Dallas, TX
- vp technology Dallas, TX
- senior vice president human resources Dallas, TX
- vp lending Dallas, TX
- vice president process improvement Dallas, TX
- vp of accounting Dallas, TX


