Compliance Officer
Virtual Vocations Inc
Monitoring compliance with MiCA and other regulatory requirements, the full-time Compliance Officer will advise management, conduct ongoing compliance monitoring, and oversee the implementation of internal policies in a hybrid work environment. Key responsibilities Monitor compliance with MiCA and other applicable regulatory requirements Advise management on regulatory obligations and their application to the business Conduct ongoing compliance monitoring across the organization Required qualifications Solid experience in regulatory compliance within financial services Good working knowledge of MiCA, DORA, and AML/CFT obligations Familiarity with consumer protection requirements Understanding of governance and outsourcing requirements Strong communication skills with comfort engaging with senior management and the board
$130k - $160k
What it's about Partners Group’s Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory... ...responsibilities include, among other things, oversight of 4 offices in the US, offices in Brazil and Canada, over 400 employees...SuggestedFull timeWork experience placementImmediate start- Serves as the point of contact for a specific area of expertise. Provides knowledge and experience of subject matters. Assists with ensuring day to day operations, policies, procedures, and guidelines are followed in particular areas. The University of Memphis [ is ...SuggestedFull time
$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the...SuggestedFull timeLocal areaFlexible hours- ...and information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance... ...on the compliance risks and issues to local, regional, and head office management. The staff provide the business lines with guidance...SuggestedWork at officeLocal area
- HilltopSecurities is looking to hire a Compliance Officer. The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures in place and enforcing those policies as set forth by the industry regulators. The department...SuggestedWork at officeHome office
$101k - $154k
Worker TypeRegularJob DescriptionSummaryUnder the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AV organization. Responsible for performing the day to day activities...Permanent employmentFull timeContract workFor contractorsWork experience placementWork at officeRemote work$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...Work at office$220k - $270k
...FUJIFILM Holdings America Corporation is seeking an accomplished, talented, and highly motivated individual to serve as Global CDMO Compliance Officer for its FUJIFILM Biotechnologies business, a world-leading contract development and manufacturing organization (CDMO) for...Contract workLocal areaFlexible hours$112.7k - $193.2k
...difference? Join us to start Caring. Connecting. Growing togetherThis Compliance Director will serve in a role providing direct support to... ...Qualifications:Willing to work from the Columbia, MD office hybrid 4 days a weekProfessional certification (Certified in Healthcare...Minimum wageFull timeWork experience placementWork at officeLocal areaFlexible hoursShift work- Job Title: Deputy Compliance OfficerOverview:At German American Bank, compliance is a strategic function that helps protect our customers... ...institution. We’re seeking an experienced Deputy Compliance Officer to provide leadership for our enterprise-wide Compliance Management...Temporary workBank staff
- ...benefits Employee stock purchase planJob DescriptionAbout the Department/Team:The Global Ethics Office (GEO) mitigates conflicts of interest and ensures employee compliance with regional policies related to personal account dealing, outside business activities, gifts and...Full timeWork at officeFlexible hours
- Under the direction of the Manager, this position is responsible for assisting in the development and execution of all compliance and operational risk activities. This position assists in managing the day-to-day compliance activities and programs, develop and maintain...Work experience placementFlexible hoursAfternoon shift
$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area- About the Role:We are seeking a detail-oriented and collaborative compliance professional to join our Corporate Compliance team. In this... ...position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote. The Impact You’ll Make: Reviews, interprets,...Full timeWork at officeRemote work3 days per week
$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...Temporary workFor contractorsWork experience placementWork at officeLocal area$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...Local area$196k - $270k
About This Role:As a Compliance Officer, you will uphold and promote ethical integrity within Biogen's US business. Your expertise will ensure that our business operations adhere to the highest standards of compliance and regulatory conduct. By developing and delivering...Full timeTemporary workWork at officeLocal area- ...workers who are unemployed through no fault of their own and who are able to work, available for work and looking for a job.The Compliance Officer conducts desk audits, investigations, and compliance reviews of businesses to ensure compliance with Unemployment Insurance...Full timeContract workTemporary workPart timeWork experience placementWork at officeRemote work1 day per week
$88k - $147k
...where you will be able to split your time between working from the office and working remotely.PURPOSE AND SCOPE:Supports Fresenius... ...values and customer service philosophy. Adheres to the FME’s Global Compliance Program, including following all regulatory and division/...Full timeWork experience placementWork at officeRemote workFlexible hours$122k - $212.75k
...States of AmericaJob Description:We are searching for the best talent for a Senior Manager, Government Contracting & Pricing Compliance Officer (GCCO) to be located in Titusville, NJ or Raritan, NJ. About MedTechFueled by innovation at the intersection of biology and technology...Full timeLocal areaImmediate start3 days per week$135k - $159k
...insurance funds, retail mutual funds, ETFs, collective investments trusts and other assets.Position Overview: As the Compliance Manager / AML Officer, you will be responsible for leading and maintaining a robust anti-money laundering program and leading oversight of service...Full timeWork at officeWorldwide$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$87.4k - $120.2k
...world.Job DescriptionAmeriprise Financial is looking to add a Compliance Manager to the team! The Complaint Resolution team is a specialized... ...experience with customer complaints or supervision.In-Office CollaborationWe are a client-centric, relationship-based business...Full timeH1bWork at officeWork from homeVisa sponsorship1 day per week$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$96k - $181k
Location:4910 Tiedeman Road, Brooklyn OhioAbout the JobThe Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions that may expose KeyCorp and its...Full timeWork at officeFlexible hours- ...wellbeing benefits Parental Leave benefits Employee stock purchase planJob DescriptionAbout the Department: The Office of the CCO is an Advisory Compliance function that supports the Americas region with compliance strategic initiatives, sub-advised client oversight, product...Full timeWork at officeFlexible hours
$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection....Full timeWork at officeRemote work- Under the direction of the Chief Compliance Officer, this position is responsible for implementing the Bank's Consumer Compliance Program. If applicable or appropriate, assists in business units’ compliance with applicable laws, regulations, regulatory requirements and...Work experience placementWork at officeFlexible hoursShift workWeekend workAfternoon shift
- About the Role:We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection...Full timeWork at officeRemote work3 days per week
- ...Ensuring compliance with research protocols, the full-time Regulatory Compliance Officer will facilitate study development, conduct detailed protocol reviews, and manage submissions to regulatory agencies in a remote setting. Key responsibilities Collaborates with investigators...Full timeRemote work
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