Compliance Supervisor

Job Description

Job Description

Job Requisition Form

Position to be filled: Compliance Supervisor
Department: Gaming Commission Compliance

Required Qualifications/Essential Duties:

• High School Diploma or General Education (GED)
• Three (3) years or more experience in Regulatory Compliance or Casino Operations backgrounds
• Valid California Driver License
• Must be insurable through company’s carrier and maintain throughout employment
• Must be able to obtain a California Gaming License and maintain throughout employment
• Ensures confidentiality of all information in the Gaming Commission office includes but not limited to applications, employees, information from federal, tribal or state law enforcement and state gaming office.
• Maintain the line of communication between the Compliance Officers and Commissioners.
• Inform and update Compliance Director on all situations and activities within the Compliance Department.
• Ensure Compliance Officers become intimately familiar with the Tribal Ordinance and Casino Internal Controls.
• Ensure all departments provide for the physical safety and well-being of employees of the Tachi Palace Hotel and Casino and Gaming Commission.
• Determine when appropriate to complete an “incident report” which is a record of serious violation to either the Ordinance or Casino Internal Controls.
• Maintains control over access to sensitive/restricted areas of the gaming facility and electronic access systems.
• Conducts testing of gaming devices computer control programmed storage media for verification of validity and authorized programming.
• Monitors shipping, receiving, installation, relocation, removal, storage, etc. for gaming devices for security and compliance with applicable laws and regulations. Ensuring accurate records are maintained.
• Inspects all gaming equipment and supplies for integrity and compliance technical standards.
• Randomly audits gaming related transaction document for compliance with regulations and internal controls.
• Monitors table games, drops and count room activities for compliance.
• Monitors bingo games, equipment and supplies for integrity and compliance.
• Monitors other non-gaming departments, personnel activities and transactions for compliance.
• Writes reports and conducts follow up investigations on reported or observed violations or deficiencies.
• Works closely with Surveillance Personnel, Investigator and appropriate casino personnel in fulfilling responsibilities.
• Occasionally work with outside regulatory or law enforcement officials as approved necessary.
• Inspects and monitor facility compliance with all environmental, health and safety regulatory requirements.
• Through knowledge of and capable of operating testing equipment for all components of electronic devices.
• Presents testimony on patron disputes to the Independent Gaming Review Board.
• Investigate actual or suspected health and safety hazards and work with Casino Risk Management.
• Observes table games card washing, checks cards, cuts, cards, conducts inventory of cards and dice, issues and reissues replacement decks of cards.
• Able to extract, interpret and analyze date from slot online data system and other casino computerized data systems.
• Drive company or personal vehicles to conduct business on behalf of the Compliance Department.

Reports To: Director
Starting Rate of Pay: $56,160 (Exempt)
Approximate Hours: 40+ hours per week

The Santa Rosa Rancheria Tachi-Yokut Tribe shall extend employment preference across all employment opportunities for qualified Native Americans in accordance with and subject to applicable law, including Title VI of the Federal Civil Rights Act, which recognizes Native American employment preference.