Fraud Investigations Manager - At-Risk Supervision

Lead end-to-end investigations of suspected or confirmed fraud and At‑Risk client scenarios. Assess transactional activity, account behavior, client interactions, and supporting documentation. Manage a complex and high‑risk case portfolio, prioritizing based on severity. Produce clear, defensible investigative narratives and case documentation. Recommend and execute appropriate remediation actions. Identify and manage At‑Risk Persons and vulnerable client scenarios. Conduct client and associated party outreach when appropriate. Maintain a strong working knowledge of fraud typologies, financial crimes risk, and supervisory frameworks. Drive effective communication and transparency across partners. Requirements Active FINRA licenses required (Series 7 and 66 or equivalent; Series 9/10 or 24 required or to be obtained within a defined timeframe). Demonstrated experience (3+ years) or training/knowledge in domains of fraud investigations and review, or supervisory functions within financial services. Proven ability to conduct end-to-end investigations. High degree of attention to detail, organizational effectiveness, and personal ownership. Demonstrated ability to make risk-based decisions under uncertainty. Experience operating within a high-volume case management environment. Strong communication and interpersonal skills. #J-18808-Ljbffr Jobtailor