Registered Service Associate - Wealth and Retirement Planning

Elevation Wealth Partners Group Job Opportunity

Step into an instrumental role supporting a dynamic and client-focused wealth management team. Elevation Wealth Partners Group is seeking a motivated and detail-oriented Registered Service Associate (RSA) to join our growing practice.

As an RSA, you will provide proactive support to our advisors and clients, deliver high-quality customer service, manage client relationships, and execute trades. You will follow established procedures for routine tasks while also taking initiative on work with substantial variety and complexity all with an emphasis on creating and delivering a unique client experience that defines and differentiates our practice.

If you have strong attention to detail, a passion for client service, and a curiosity to continually learn and grow, this role may be the perfect fit for you.

Responsibilities Include, But Are Not Limited To:

• Client Advocate: Address client inquiries, concerns, and requests with professionalism and empathy. Build strong relationships based on trust and integrity.
• Appointment Coordinator: Manage client appointments efficiently, ensuring all meetings are scheduled, confirmed, and documented accurately.
• Client Meeting Preparation: Prepare review agendas, discussion points, Raymond James account reports, Morningstar reports, outside account reports (if applicable), and additional reports as requested.
• Documentation: Utilize CRM to document all client calls and emails. Complete Prudent Process after each client review and track compliance requirements throughout the year.
• Manage account-related processes including new account openings, information updates, money movement (ACH), RMDs, annuity updates, external account maintenance, and paperwork processing.
• Coordinate with team members to ensure seamless client interactions. Keep all parties informed of important updates and ensure timely responses.
• Client Servicing: Complete annual client reviews for assigned clients and document notes and recommendations.
• Client Retirement Planning: Update or create retirement plans using Torrid Retirement View or current retirement planning software. Present to clients during reviews to ensure accuracy.
• Client Trading: Execute trades as instructed by partners or clients during meetings.

Qualifications Include, But Are Not Limited To:

• Active FINRA Series 7 and Series 66, OR Series 63 and Series 65 licenses required
• College degree preferred
• 2+ years of industry experience preferred
• State Insurance License is a plus, but not required
• Additional designations (CFP, CEPA, CFA) are a plus but not required

Key Traits Of A Successful Candidate

• Ability to adhere to rules, regulations, and compliance standards within a financial advisory practice
• Strong attention to detail, organizational, communication, and interpersonal skills
• Proficient in Microsoft Office Suite with strong computer and technology skills
• High level of integrity, professionalism, and self-motivation
• Positive attitude and curiosity to constantly learn and grow
• Proven ability to apply critical thinking skills and problem-solve in a fast-paced environment
• Client-first mindset with the ability to build trust and long-term relationships

What We Offer

• Starting annual salary of $65,000$80,000, depending on experience
• Eligibility for an annual bonus of up to 15%
• Medical, Dental, and Vision Benefits
• Matching 401(K) plan
• Paid major market holidays
• Paid Time Off (PTO)

Location: Greenwood Village, CO 80111