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Senior Auditor - Asset & Wealth Management

$74.2k - $126.2k

NACBA

About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Senior Auditor Responsibilities The Senior Auditor is responsible for conducting and documenting audits across Asset and Wealth Management. This role leads audit project teams, which includes providing oversight to the audit team and communicating results of the engagement to management. The Senior Auditor provides technical expertise and training to auditors within the engagement audit team and works closely with Senior Audit Managers to confirm the scope of the audit and to devise an appropriate testing approach to be performed during the engagement. Major Duties Leads moderately complex audits end to end - one at a time Advancing understanding of audit methodology/standards Advanced testing and first level reviews of less complex tests Lead presentations of findings Planning Assist in the development of the audit objective and testing approach Lead as Auditor in Charge (AIC) on less complex audit engagements Complete planning documents Lead walkthroughs, develop process flows; identify risks and collect materials Develop Opening Meeting deck Draft risk and controls; assign inherent risk rating Fieldwork Perform higher complexity tests Lead discussions with stakeholders on testing findings Perform first level (L1) reviews on less complex tests Reporting Assist in first drafts of audit issues Assist in drafting report Data Analytics Proactively identify DA opportunities Issue Validation Performs testing Drafts memo Knowledge / Skills Knowledge of audit/accounting principles usually obtained through related work experience and a four‑year degree program is required Strong analytical, organizational, and communication skills - including effective business writing skills Interest in pursuing professional certifications (e.g. CPA, CISA, CIA, ACA, ACCA) Experience A College or University degree and 3+ years auditing experience in a financial institution Working Model Hybrid – a balanced hybrid working model to ensure flexibility. The successful candidate will spend time between working in the office and working from home. Salary Range

$74,200 – $126,200 USD

Benefits Northen Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life and accident insurance, and other voluntary and well‑being benefits. A discretionary bonus program that may include an equity component is also available. Work Authorization Applicants must be authorized to work in the U.S. without the need for employment‑based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity. For reasonable accommodation requests, please email our HR Service Center at View email address on click.appcast.io. #J-18808-Ljbffr NACBA

Vacancy posted 1 day ago
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