Compliance & Trade Surveillance Analyst
DV Trading LLC
DV Trading LLC is seeking a candidate for its Compliance Department in Chicago. The role involves monitoring compliance/trade practices, onboarding new broker relationships, and responding to KYC requests among other responsibilities. The ideal candidate holds a Bachelor’s degree, has at least one year of experience in compliance, and possesses excellent communication skills. Benefits include medical insurance, flexible vacation policy, and a discretionary bonus structure. #J-18808-Ljbffr DV Trading LLC
- A global financial services company in Chicago seeks a Compliance professional with 2-5 years of experience in Trade Surveillance and relevant regulations. This role involves monitoring compliance risks, guiding business lines, and participating in major initiatives. Strong...Surveillance
$85k - $100k
PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have strong proficiency in Python and SQL, with experience in analytical tools and data visualization...Surveillance$30 - $35 per hour
A global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois. This entry-level position... ...strong analytical skills and 1-3 years of regulatory compliance experience. Responsibilities include reviewing account...SurveillanceHourly payWork at officeRemote work$30 - $35 per hour
...Trade Surveillance Analyst (Temp) Chicago, IL Company Overview Interactive Brokers Group, Inc. is a global financial services company... ...motivated and exceptional performers. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank...SurveillanceHourly payTemporary workWork at officeRemote workFlexible hours$30 - $35 per hour
A global financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This entry-level position offers great growth potential and requires 1-3 years of regulatory compliance experience. Responsibilities include conducting account activity reviews...SurveillanceHourly payWork at officeRemote work$70k - $85k
...services firm in Chicago is seeking a Compliance professional to join its team. The successful... ...candidate will handle compliance surveillance, draft policies, and respond to KYC requests... ...ranging between $70K and $85K plus a discretionary bonus. #J-18808-Ljbffr DV TradingSurveillanceWork at office$30 - $35 per hour
.../ 2 days remote). Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment in its Chicago, Illinois... ...and exceptional performers. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy...SurveillanceHourly payTemporary workWork at officeRemote work- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...Surveillance
- Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Responsibilities Clear trade alerts using alert clearing tools and technologies. Qualifications Broker/Dealer experience. Experience working with a high volume...Surveillance
- Responsibilities Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Position Details Position Level: Consultant Country: United States of America Qualifications Broker/Dealer experience. Working with alert clearing...Surveillance
- ...performs in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...Responsibilities : Liaise with market risk, financial surveillance, and other departments to familiarize others with counterparty...SurveillanceContract work
- Cedar Cares, Inc is seeking a Surveillance Analyst to monitor and analyze trading activities in the Cboe option markets for compliance with regulations. The ideal candidate will have 2+ years in regulatory or compliance roles, strong analytical skills, and expertise in...Surveillance
- Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
$45 - $55 per hour
...performs in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...Responsibilities: Liaise with market risk, financial surveillance, and other departments to familiarize others with counterparty...SurveillanceHourly payFixed term contractWorldwide- ...dealer and the Commodity Futures Trading Commission (CFTC) as a... ...seeking a highly motivated Risk Analyst to join our Risk Management... ...for accuracy and compliance. Reporting & Governance Prepare... ...mitigation strategies. Support surveillance of limit frameworks such as...SurveillanceWork at officeWeekend workAfternoon shift
$45 - $55 per hour
...performing in‑depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...appropriate. Key Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize stakeholders with...SurveillanceHourly payFixed term contract$85k - $100k
..., IL Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and compliance... ...the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You...SurveillanceWork at officeFlexible hours- ...Onboarding and Risk Management Analyst's primary responsibility... ...information/documents to ensure compliance of internal policy and... ...including business units leaders, surveillance, compliance, and technology.... ...companies to offer crypto trading, stablecoin payments, and...SurveillanceImmediate startRemote workWork from home
$75k - $85k
...been consistently at the forefront of trading innovation , starting with the invention... ...Brokers is looking to hire a Compliance Analyst in our Chicago office. Analysts will report... ...Capital Marketsand experience with trade surveillance. To be successful in this position,...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work$75k - $90k
Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$75k
A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance procedures. Ideal candidates possess analytical skills, attention...Surveillance$70k - $85k
DV Trading Inc. is seeking a Compliance Analyst in Chicago to support its Compliance Department. The successful candidate will engage in compliance/trade practice surveillance, onboarding new broker relationships, and drafting compliance policies. This role requires a...Surveillance- Interactive Brokers Group, Inc. is recruiting for a Trade Surveillance Compliance Manager at its Chicago office. This hybrid role, part office and part remote, involves overseeing a team of analysts to ensure compliance with key regulatory frameworks. The ideal candidate...SurveillanceWork at officeRemote work
- ...Job Title: Business Analyst - Brokerage Trading System, OMS & Azure Location: Chicago, IL Contract Job Description... ...recommend automation and optimization opportunities. Ensure compliance with financial industry regulations and best practices....Contract work
$95k - $150k
Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working closely with cross-functional teams to identify risk exposures and interpret trading behavior. The ideal candidate...$100k - $110k
...Manager - Trade Surveillance Chicago, IL Company Overview Interactive Brokers Group,... ...looking to hire a Trade Surveillance Compliance Manager at its Chicago Office. This is... ...: Oversee and train a team of analysts responsible for reviewing surveillance...SurveillanceWork at officeRemote work- ...Job The Junior Customer Audit and Risk Analyst’s primary responsibility will be supporting... ...information/documents to ensure compliance of internal policy and regulatory requirements... ...including business units leaders, surveillance, compliance, and technology. Conduct research...SurveillanceRemote workWork from home
$74k - $138k
Le Bank of Montreal à Chicago recherche un professionnel expérimenté en gestion des risques opérationnels. Ce rôle implique la surveillance des risques d’un portefeuille désigné, l’élaboration d’un cadre de gestion des opérations et la fourniture de conseils stratégiques...Surveillance$60 - $65 per hour
Work as a SECOND SHIFT level 2 MAPS Finance Risk Analyst for all Markets LOB's located in Chicago. The FICC Risk support role requires someone who can work in high pressure trading environment and assimilate information from multiple sources quickly. The role requires a...Temporary workLocal areaAfternoon shift- ...a Portfolio Manager you are a member of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient... ..., coordinating with the Commercial Real Estate Market Surveillance team and interacting with Real Estate Banking Risk Coverage,...SurveillanceWork at office
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