CFO for Broker-Dealer Growth & Compliance Strategy
ACG Texas
ACG Texas, located in New York, is seeking a Chief Financial Officer (CFO) to lead financial operations and strategy. This role includes financial planning, budgeting, ensuring regulatory compliance, and supervising finance departments’ work. The ideal candidate has proven experience as a CFO in a broker-dealer environment and a strong understanding of relevant regulations including FINRA and SEC. Key responsibilities include developing financial strategies and managing financial reporting. #J-18808-Ljbffr ACG Texas
- New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial operations and strategy. The CFO will be responsible... ...and ensuring regulatory compliance. The CFO will supervise... ...the organization's growth. Financial Planning & Analysis...Suggested
- ...looking for a Head of Finance to lead the finance function of a high-growth startup. This includes strategic planning, operational... ...team. This role is remote-based in the US, offering the chance to shape financial strategy and drive company growth. #J-18808-Ljbffr...SuggestedRemote work
$200k - $225k
Tensec is looking for a Director - Broker-Dealer FINOP to oversee regulatory financial reporting for their Broker-Dealers. The role focuses on compliance and support for the Company's growth strategy. Ideal candidates should have over 8 years' experience in finance, specifically...Suggested- ...is seeking a Chief Financial Officer (CFO) to safeguard its fiscal integrity and... ...guidance, oversee financial reporting and compliance, and lead finance staff. This position... ...offers the chance to shape financial strategy and drive growth. #J-18808-Ljbffr The Jacobson GroupSuggested
- ...Solutions is seeking a Head of Product Management for our Bank Broker Dealer business in New York. You will create product strategies, manage product roadmaps, and lead a team to drive execution and growth. The ideal candidate has over 10 years of industry experience,...SuggestedWork at office
$125 - $150 per hour
...Gofractional is looking for a remote Fractional CFO to support clients in achieving financial success. This role involves creating... ...position compensates between $125 to $150 per hour and allows for growth through collaboration with diverse clients. Candidates must align...Hourly payRemote work- ...A high-revenue business is seeking an experienced Fractional CFO to provide strategic financial leadership on a part-time, remote... ...applicant will oversee accounting, manage cash flow, and advise on tax strategies, preferring candidates who can work during Eastern Standard...Contract workPart timeRemote work10 hours per week
- ...A national securities exchange is seeking a strategic Chief Financial Officer (CFO) to lead financial strategy and oversee operational performance. The ideal candidate will have deep experience in financial planning, fundraising, and governance, with a focus on scaling...Remote workFlexible hours
$240k - $320k
...Tala is seeking a Vice President of Finance to lead enterprise-level financial strategy and drive performance management. The role requires over 10 years of experience in high-growth corporate finance and strategic initiatives. You will translate business strategy into...Remote work- ...provider of Electronic Healthcare Records (EHR) software, is seeking a Chief Finance Officer (CFO) in New York, NY. The CFO will lead financial strategy and operations, ensuring compliance with regulations and optimizing financial performance. The ideal candidate must hold a...
- A technology-centric firm is seeking a Head of Finance to establish financial operations and strategy as they scale beyond $100M in ARR. The ideal candidate has experience in managing finance independently, a firm grasp of GAAP principles, and strong analytical skills....Remote jobFlexible hours
$135k - $160k
...Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in... ...and financial reporting to maintain compliance with relevant FINRA and SEC financial responsibility... ...operational processes to support our growth. This role is based out of our NYC...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours$70.6k - $139.8k
...equitable access to opportunities for career growth and leadership. Over our 80-year... ...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit... ...and with integrity at all times. In compliance with federal law, all persons hired will...Local areaWorldwideHome office- A leading online casino operator in New Jersey is seeking a Chief Financial Officer to drive financial strategy, oversee operations, and ensure regulatory compliance. The role demands a strong leader with 8+ years of experience in finance, particularly in the iGaming sector...
$175k - $225k
...businesses that have significant growth potential in a variety of... ...Key Responsibilities Financial Strategy & Capital Allocation Develop... .... Governance, Reporting & Compliance Oversee the preparation and... ...tax audits or disputes. The CFO also ensures financial reporting...Full timeLocal area$216.8k - $325.2k
...Head Of Connect & Crypto, Finance & Strategy Stripe is a financial infrastructure platform for businesses. Millions of companies—from... ...decisions that shape Stripe's product portfolio and long-term growth strategy. The Connect & Crypto F&S team sits at the intersection...Full timeWork at office$216.8k - $325.2k
...Head Of Central GTM Finance & Strategy Stripe is a financial infrastructure platform for businesses. Millions of companies - from the... ...accuracy, optimize investments, and accelerate enterprise growth as Stripe expands internationally. Lead and develop a team...$156.17k - $192.61k
...Compliance Lead, Broker-Dealer & Investment Adviser Denver, CO; San Francisco, CA; New York, NY At Gusto, we're on a mission to grow the small... ..., including AI governance, keep pace with Gusto's growth Serve as the primary compliance lead on all FINRA and SEC...Full timeWork at officeLocal area2 days per week3 days per week$120.9k - $254.9k
...equitable access to opportunities for career growth and leadership. Over our 80-year... ...Senior Managers with experience in the Broker Dealer industry vertical. As an Audit Senior Manager... ...and with integrity at all times. In compliance with federal law, all persons hired...Local areaWorldwideHome office$150k - $175k
...Infios US, Inc. is seeking a Senior Director, FP&A – Growth to lead planning and analysis for the growth organization. This role will drive insights for pricing, forecasting, and revenue strategies while managing a global FP&A team. The ideal candidate will have 10-15...- ...Top-Tier Broker-Dealer in NYC is seeking a Director of Accounting! Role: ~ Support the monthly, quarterly, and annual financial reporting... ...for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements....
- ...relationships with trading counterparties, and contribute to the OTC sales strategy. Candidates should have a quantitative degree and experience in trading. This dynamic environment offers significant growth opportunities and a vibrant company culture, promoting a...
$150k - $200k
...a senior leader for enterprise decision-making in finance and strategy. The role demands 6+ years in consulting or finance, particularly... ...and communication. This position supports significant company growth with responsibilities including investment evaluation and executive...Remote jobFlexible hours$200k - $235k
...institutional-grade execution and regulatory compliance in everything we do. Join us and help... ...the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the... ...to scale and support DriveWealth's growth strategy. What You'll Do: Work on...Full timeWork at officeWorldwide$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and...Full timePart timeWork at officeLocal areaFlexible hours- ...staffing organization is seeking a Chief Financial Officer (CFO) to lead financial strategy, operations, and management. The role involves overseeing... ...an opportunity to shape the company’s strategic direction and ensure financial stability and growth. #J-18808-Ljbffr...
- ...Chief Financial & Strategy Officer (CFO) About the Company Mission-driven organization providing individualized care services to people... ...a strong people leader with a history of building scalable growth ecosystems in creative and fast-moving industries. Hiring...Flexible hours
- ...AppJaxx is looking for a Chief Financial Officer (CFO) to lead financial planning, budgeting, and reporting. This role is vital for aligning financial strategy with company growth, maximizing profitability, and ensuring fiscal efficiency. The ideal candidate will possess...
- SPRCHRGR is seeking experienced Virtual CFOs to support a diverse array of businesses. Candidates must possess extensive financial leadership experience, including financial planning and analysis. The role involves mentoring financial teams, driving analyses for startups...Remote work
- ...Gofractional is looking for a Fractional CFO/Owner to work part-time in a remote role focused on managing the financial strategy for a healthcare residuals business. The role... ..., evaluating profitability, and developing growth forecasts. Applicants should have a strong...Part timeRemote work
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