Finance & Operations Principal - Regulated Broker-Dealer
Marsh
Marsh is seeking an Financial and Operations Principal to lead the FinOps team for MMAS and MMA AM, based in NYC or Urbandale, IA. This hybrid role requires three days in the office weekly and reports to the CFO. You will coordinate audits, regulatory filings, and management reporting across regulated entities to ensure FINRA/SEC compliance while driving operational excellence. Key focus areas include net capital calculations, policy development, and cross‑department collaboration to support #J-18808-Ljbffr Marsh
Vacancy posted 5 days ago
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