CORPORATE COUNSEL (SECURITIES LAW)

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Corporate Counsel (Securities Law)

Responsibilities

• Assisting in the preparation and filing of periodic reports (e.g., Forms 10-K, 10-Q, and 8-K) with the Securities and Exchange Commission (SEC)
• Monitoring and ensuring compliance with securities laws, regulations, and stock exchange rules
• Advising on matters related to insider trading, disclosure requirements, and corporate governance best practices

Corporate Governance (30%)

• Supporting the board of directors and board committees on corporate governance matters
• Drafting and reviewing corporate governance documents, including board resolutions, committee charters, and policies
• Assisting in the planning and execution of annual meetings of shareholders and board meetings

Others (10%)

• Manage legal administrative tasks as assigned

Mergers & Acquisitions (M&A)

• Assisting in due diligence efforts for potential mergers, acquisitions, and strategic transactions
• Drafting and negotiating transaction documents, including merger agreements, asset purchase agreements, and related agreements
• Collaborating with external counsel and internal stakeholders throughout the M&A process

Commercial Contracts

• Reviewing, drafting, and negotiating a variety of commercial agreements, including vendor contracts, customer agreements, and licensing agreements
• Advising business units on contractual matters and risk mitigation strategies

Compliance and Regulatory Matters

• Monitoring changes in laws and regulations affecting the company's operations and ensuring compliance with applicable legal requirements
• Developing and implementing compliance policies and procedures
• Conducting internal investigations and responding to regulatory inquiries, as needed

Litigation Management

• Collaborating with external counsel in managing litigation matters, including disputes, regulatory investigations, and enforcement actions
• Assisting in the development of litigation strategies and risk management initiatives

Qualifications

• Minimum of 3 years of experience practicing securities law required
• Fluency in English and Mandarin Chinese required
• Admission to the NC/NY/CA bar association preferred
• Juris Doctor (J.D.) degree from an accredited law school
• Excellent legal drafting and writing skills
• Ability to negotiate effectively and resolve complex legal issues
• Strong attention to detail and organizational skills