Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Compliance Specialist - Hybrid & Impact

$70k - $95k

IQ-EQ

IQ-EQ is seeking a Compliance Professional in Wisconsin to provide compliance advisory services to clients in the investment sector. You'll support regulatory examinations, review marketing materials, and advise clients on compliance with U.S. securities laws. The ideal candidate will have a Bachelor’s degree, 2+ years of relevant experience, and knowledge of key regulations such as the Investment Advisers Act. We offer a generous benefits package, including health coverage, a hybrid work schedule, and a competitive salary of $70,000-$95,000. #J-18808-Ljbffr IQ-EQ

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Regulatory Compliance Specialist - Hybrid & Impact in Wisconsin vacancy
  • TD SYNNEX is hiring a Regulatory Compliance Analyst to join our Global Trade Compliance team. This role supports U.S. export controls, EAR, ECCN...  ...across the global sales network. The position is hybrid/remote with opportunities to influence cross-functional teams... 
    Suggested
    Remote job

    TD SYNNEX

    Wisconsin
    3 days ago
  •  ...Lead Environmental Regulatory Specialist/Project ManagerFoth is a 100% member-owned science and engineering...  ..., and technical reporting. This is a hybrid position that can be located in our...  ...the completion of Environmental Impact Statements, environmental assessments,... 
    Suggested
    For contractors
    Local area
    Flexible hours

    Foth

    Madison, WI
    3 days ago
  • $84.9k - $120.57k

     ...Physical Security Regulatory Compliance ManagerAre you looking for an exciting job where you can put your skills and talents to work at a company...  ...requests for multiple jurisdictions concurrently.Identify impacts of regulatory initiatives on company facilities from state-... 
    Suggested
    Temporary work
    Local area
    Flexible hours

    Xcel Energy

    Eau Claire, WI
    1 day ago
  • The Regulatory Affairs Specialist is responsible for ensuring company compliance with all applicable federal, state, and international regulations governing the manufacture...  .... Monitor regulatory changes and communicate impacts to internal stakeholders. Maintain regulatory... 
    Suggested
    Contract work
    Fixed term contract
    Work at office

    Vets Plus, Inc.

    Menomonie, WI
    2 days ago
  • Capital Markets Regulatory Change - Consultant / Senior Consultant Location: Dallas, Texas (Hybrid) | Practice Area: Capital Markets | Type...  ...with stakeholders to analyze impacts, define solutions, and...  ...Risk, Operations, Finance, Compliance) Knowledge of key products... 
    Suggested
    Permanent employment

    Capco

    Wisconsin
    1 day ago
  • Regulatory Compliance Analyst (Hybrid/Remote) About TD SYNNEXD SYNNEX is a Fortune 100 technology distributor and solutions aggregator, connecting the...  ...our communities as we drive innovation and create lasting impact. What's In It For You? Elective Benefits: Our programs... 
    Work at office
    Local area
    Remote work
    Shift work
    Afternoon shift

    TD SYNNEX

    Wisconsin
    3 days ago
  •  ...DescriptionAs a Senior Trade Compliance Specialist, reporting to the North...  ...regulations, and financial impacts, you will guide compliance...  ...Compliance Manager and have a hybrid schedule working in Milwaukee...  ...changes required by regulatory changes related to import and... 
    Full time
    Work at office
    Visa sponsorship
    Work visa
    Flexible hours

    Rockwell Automation

    Milwaukee, WI
    5 days ago
  •  ...Business BankJoin us today as the Senior Compliance Specialist!First Business Bank is a Top...  ...organization to navigate an evolving regulatory environment, provide practical compliance...  ...guidance, and industry best practices impacting deposit, lending, treasury management... 
    Work experience placement
    Remote work

    First Business Bank

    Madison, WI
    2 days ago
  •  ...and results-oriented Lead Environmental Regulatory Specialist/Project Manager who is seeking new...  ...relationships, and technical reporting. This is a hybrid position that can be located in our...  ...the completion of Environmental Impact Statements, environmental assessments,... 
    Full time
    For contractors
    Local area
    Flexible hours

    Foth

    Madison, WI
    5 days ago
  •  ...Regulatory Compliance SpecialistSupports and executes regulatory compliance processes in collaboration with cross-functional teams and leadership, ensuring alignment with NeoCoil's QMS and applicable regulatory requirements. Supports departmental efforts for compilation... 

    NeoCoil

    Pewaukee, WI
    3 days ago
  •  ...The Regulatory Affairs Specialist supports regulatory compliance for medical device products manufactured across Genesis Dental Technologies (GDT) locations by maintaining quality system requirements, supporting product and process changes, and assisting with documentation... 
    Shift work

    MAI Animal Health

    Elmwood, WI
    4 days ago
  •  ...to solving future energy challenges. About the Role The Regulatory Affairs Specialist supports execution of the Louisiana LNG regulatory program...  ...Operations. The role coordinates regulatory deliverables, compliance activities, and cross-functional regulatory interfaces to... 
    Part time
    For contractors
    Work at office
    Local area
    Relocation package
    Flexible hours

    Woodside Petroleum

    Wausau, WI
    3 days ago
  •  ...Electronic Theatre Controls (ETC) seeks a detail-oriented Regulatory Analyst to navigate evolving domestic and international regulations...  ..., and manufacturing. You will monitor changes, assess impacts, and provide guidance to leadership to ensure compliant, safe,... 

    Electronic Theatre Controls

    Waunakee, WI
    2 days ago
  • $81.28k - $121.92k

     ...Enterprise Compliance Systems Management LeadServe as a lead on the Enterprise Compliance...  ...system health, monitoring coverage, and regulatory risk.Create, maintain and publish robust...  ...and prioritize work by risk, urgency, and impact; rapidly re-prioritize tasks and shift focus... 
    Home office
    Shift work

    Northwestern Mutual

    Milwaukee, WI
    2 days ago
  •  ...others reach theirs.This role supports regulatory compliance across assigned insurance products and...  ...insurance laws, evaluate regulatory impact, and ensure filings, forms, and practices...  ...company for insurance, reinsurance, specialist advisory and investment operations around... 
    Full time
    Work at office
    Local area
    Work from home

    Markel

    Milwaukee, WI
    3 days ago
  • Summit Utilities, Inc. is seeking a Senior Regulatory Accounting Analyst to support monthly and...  ...Affairs to drive rate cases and compliance across multiple jurisdictions. The position offers remote work in Texas or hybrid work at offices in Arkansas, Oklahoma, Missouri... 
    Remote job
    Work at office

    Summit Utilities, Inc.

    Wisconsin
    2 days ago
  •  ...Evergreen Real Estate Group is seeking a Recertification Specialist to ensure compliance with HUD, LIHTC, IHDA, and related programs. You will manage resident certifications, coordinate with third parties, and maintain accurate documentation. You will support audits, maintain... 

    Evergreen Real Estate Group

    Milwaukee, WI
    3 days ago
  • POSITION SUMMARYThe Energy Compliance Analyst will support the Energy division within U.S....  ...supporting new commercial activity from a regulatory perspective. This role will have key...  ...Compliance team.This position can work on a hybrid schedule (Monday - Thursday on-site) out... 
    Permanent employment
    Full time
    H1b
    Work at office
    Shift work

    U.S. Venture

    Appleton, WI
    4 days ago
  • BLX Group, a subsidiary of Orrick, Herrington & Sutcliffe LLP, is seeking a Public Finance Compliance Consultant to join our team. Based in Dallas with remote/hybrid options, this role focuses on arbitrage rebate compliance and continuing disclosure for municipal finance... 
    Remote job
    Work at office
    2 days per week

    Orrick Herrington & Suttcliffe

    Wisconsin
    4 days ago
  •  ...and helping organizations stay ahead of changing compliance requirements to join our legal team. As our Regulatory Analyst , you'll play a key role in supporting regulatory...  ...business, operational, product, and compliance impacts. Stay informed of emerging regulatory trends and... 
    Work at office

    Electronic Theatre Controls

    Waunakee, WI
    2 days ago
  •  ...accounting, middle office, risk, compliance, tax, and investor services....  ..., including remote and hybrid working arrangements, and fully...  ...Fund Expertise, Reporting, and Regulatory Expertise. Role...  ...global reach for positive local impacts. We focus on employee health... 
    Internship
    Work at office
    Local area
    Remote work

    HedgeServ

    Wausau, WI
    3 days ago
  • $54.7k - $64.4k

    Join to apply for the Regulatory Compliance Specialist role at AMSOIL INC. 2 days ago Be among the first 25 applicants Join to apply for the Regulatory Compliance Specialist role at AMSOIL INC. Get AI-powered advice on this job and more exclusive features. AMSOIL is a... 
    Full time
    Temporary work
    For contractors
    Work experience placement
    Local area
    Flexible hours

    AMSOIL INC.

    Superior, WI
    2 days ago
  •  ...Remote from Neenah/Appleton/Oshkosh area #LI-Hybrid Work Hours: Standard Business Hours Position Summary As a DOT Compliance Advisor with J. J. Keller, you'll leverage...  ..., and internal teams. You'll research regulatory developments, analyze real-world compliance... 
    Full time
    Local area
    Remote work

    J. J. Keller & Associates, Inc.

    Neenah, WI
    4 days ago
  •  ...responsible for conducting local or market compliance activities across multiple disciplines...  ...activities associated with continued regulatory compliance for multiple business functions...  ...around regulatory changes; determining the impact of changes to the business; providing... 
    Temporary work
    Work experience placement
    Local area

    Kaiser Permanente

    Oregon, WI
    3 days ago
  • Job Summary Reporting to the Compliance Director, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible...  ...Environment This position can be hybrid or remote. Schedule 8am to 5pm Monday... 
    Temporary work
    Remote work
    Monday to Friday
    Shift work

    Rausch Sturm LLP

    Wisconsin
    2 days ago
  • $80k - $100k

     ...banking industry in their search for a Compliance Officer. POSITION OVERVIEW Partner...  ...Bank’s Compliance Program, monitor regulatory changes, assess impacts, and lead implementation and...  ...Medicare Communications Compliance Specialist Texas, United States $68,700.00-$12... 
    Full time
    Remote work

    Korn Ferry

    Wisconsin
    2 days ago
  • Looking for a career where compliance, technology, and purpose come together? At Ellenbecker...  ...support the systems, processes, and regulatory framework that keep our business running...  ...technology operations, making a meaningful impact across the entire organization. What... 

    Ellenbecker Investment Group

    Waukesha, WI
    3 days ago
  • Woodside Petroleum Ltd. seeks a Regulatory Affairs Specialist based in Houston, TX. You will support the Louisiana LNG regulatory program across all project phases, coordinating regulatory filings and compliance alongside Engineering, Construction, Environmental and Operations... 

    Woodside Petroleum Ltd

    Wisconsin
    4 days ago
  • Hybrid schedule would be on-site 2-3 days/week for the first couple of weeks, then...  ...on accuracy, turnaround time, strict regulatory compliance, and exceptional client service. Role...  ...and reliable Admin Support - Compliance Specialist to join our core operations team. In this... 
    Full time
    Immediate start
    Work from home
    Visa sponsorship
    2 days per week
    3 days per week

    Ascendum Solutions

    Milwaukee, WI
    3 days ago
  •  ...Technology Compliance & Vendor Management AnalystThe Technology Compliance & Vendor Management...  ...through disciplined risk management, regulatory readiness, and overall vendor...  ...experts.Communicate policy updates to impacted teams and support the development of training... 
    Contract work
    Work at office
    Shift work

    Novus Home Mortgage

    Brookfield, WI
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Compliance Specialist - Hybrid & Impact. Be the first to apply!