Compliance Testing Analyst: Bank & FinTech Risk Monitor
Panacea Financial
Panacea Financial is seeking a detail-oriented Compliance Testing Analyst to support the development and execution of its compliance monitoring and testing program. The role requires evaluating the effectiveness of controls, identifying regulatory risks, and supporting corrective actions to ensure adherence to applicable financial services laws and internal policies. The ideal candidate brings experience in banking compliance, compliance testing, risk management, or internal audit, with strong #J-18808-Ljbffr Panacea Financial
- Column, a fintech bank, is seeking a Compliance Analyst for a six-month remote contract to support Compliance Testing across products and partner programs. You will document findings and report results, collaborating with risk, legal, and business teams. Ideal candidates...RiskRemote jobContract work
- Column is hiring a Compliance Analyst to support the Compliance Testing function, working with fintech partners and internal teams in a cross-functional role. The position... ..., and help strengthen controls while monitoring regulatory changes. #J-18808-Ljbffr WarmadaSuggestedRemote jobFixed term contract
- Quontic Bank is seeking a Compliance Monitoring Analyst to manage risk across mortgage, deposits, and loan servicing. The ideal candidate will have 5 years of experience in related fields and a Bachelor’s Degree. The role entails analyzing documentation, assessing compliance...Risk
- ...Kish seeks a detail-oriented Compliance Analyst I to join our Risk, Audit & Compliance team... ...PA. The role supports the Bank's Corporate Compliance... ...collaborate across units to monitor activities, perform risk-based... ...emphasizes monitoring, testing, documentation, and cross-...Risk
$72.28k - $117.52k
.... Line of Business: Compliance Job Description: Why Work with Us?At TD Bank US Compliance, we're on... ...scalable compliance risk management function. As... ...standards. U.S. Compliance Monitoring and Testing Team Summary: U.S.... ...Compliance Testing Analyst is responsible for executing...RiskFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...OverviewBuild your compliance career. Investigate risk. Help protect... ...Crime Analyst to join our growing... ...due diligence, monitoring, investigations... ...within a regulated fintech environment.... ...information. - Support testing and... ...financial crime, banking operations or a...Risk
- ...platform that works with banks to provide financial... ...the job The OppFi Compliance department is looking... ...second-line compliance testing team. In this role, you... ...get to do Second line monitoring and testing against applicable... ...Assess compliance risk through performing...RiskRemote workFlexible hours
- ...seeking a detail-oriented Compliance Testing Analyst to support the... ...execution of its compliance monitoring and testing program.... ...potential regulatory risks, and supporting... ...brings experience in banking compliance, compliance... ...function within banking, fintech, or financial...RiskWork at office
$45 - $55 per hour
...the underlying banks and infrastructure... ...a user, fintech, BaaS middleware... ...Opportunity: Column's Compliance team plays a... ...a Compliance Analyst, you will be responsible... ...the Compliance Testing function,... ...Testing & Monitoring Program Clearly... ...with business, risk, and legal partners...RiskHourly payContract workFixed term contractRemote work- CVS Health is seeking a Senior Analyst for its Compliance COE to execute monitoring activities across multiple business areas. You will apply CMS, risk adjustment, and coding knowledge to ensure accurate results and communicate risks to stakeholders. The role requires...Risk
- Job Highlights Title Compliance Monitoring Analyst Type Full Time Experience 5 Years Function Risk Handling Location Astoria, NY, United States Company Quontic Bank Company Profile Quontic Bank offers innovative digital banking services, including high-interest savings,...RiskFull timeWork experience placementWork at officeFlexible hoursShift work
$65k - $90k
...enterprise while promoting compliance and human subject protection... ...systems to identify areas of risk and may coordinate internal... ...formation. The OnCore Compliance & Monitoring Analyst supports the integrity,... ...Weekly Hours 40 Drug Test Required No Health Screen Required...RiskWork experience placementWork at office- ...Vice President, Corporate Banking Portfolio Monitoring & Risk Analytics About the Company Well-established global financial institution focused... ...and market developments, ensuring portfolio compliance with risk policies, and supporting data governance and...Risk
- ...Associate Vice President, Third Party Risk Monitoring & Due Diligence About the Company... ...risk management operations Industry Banking Type Privately Held About the... ...security, technology, business continuity, compliance, and operational risk is required. The...Risk
$60k - $65k
Goddard Riverside is seeking a Quality Assurance Analyst to lead program monitoring, audits and compliance across funded initiatives in New York. You will collaborate... ..., the Data Manager and funders to identify risks, conduct documentation reviews, and implement corrective...RiskMonday to Friday- ...alternative application process. Compliance Analyst I Risk, Audit & Compliance Regular... .... This role supports the Bank's Corporate Compliance... ...across the organization to monitor compliance activities, perform... ...processes for compliance testing. Complete compliance monitoring...RiskFull timeWork at office
$100k - $135k
...: 40 Line of Business: Compliance Pay Detail: $100,000 - $1... ...Securities - US Compliance Monitoring and Testing Team and Core Compliance Group... ...markets or investment bank (wholesale banking). ~ Knowledge... ...to help manage regulatory risk. Depth & Scope: Works independently...RiskFull timeTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours$260k - $365k
...Description Senior Financial Regulatory & Compliance Associate Direct Counsel is... ...excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients... ...partnership models, and third-party risk. Advise on BSA/AML, BHCA, IBA, Reg...RiskFull time$275k
...of contact overseeing both the risk and information security... ...and the financial technology (fintech) space. Strong familiarity... ...directly from large traditional banking institutions may face a steep... ...or administer a lie detector test as a condition of employment or...RiskPermanent employmentTemporary workWork experience placementRemote work$110k - $140k
...About Us: Piermont Bank is a boutique... ...businesses and our fintech partners. Our team... ...dedicated to thoughtful risk management, strong... ...The Role: The Compliance Senior Associate... ...with compliance monitoring, regulatory risk... ...monitoring reviews and testing across deposit,...RiskWork at officeLocal area- Wave, a fintech company, is seeking a compliance operations professional to triage and review requests related to product and marketing materials. You will draft risk assessments and monitor approvals, while maintaining regulatory inventories and a compliance scorecard...Risk
- Pockyt in New York, NY is hiring a Junior Compliance Analyst to support high-volume KYB/KYC reviews... ...onboarding. You’ll verify documents, monitor risk, and escalate cases with clear... ...role within a fast-moving, AI-native fintech. You will work closely with the Compliance...Risk
- Coastal Community Bank is seeking a detail-oriented professional to manage customer and regulatory complaints, ensuring compliance and risk identification. The role emphasizes accuracy, clear... ...You'll track cases in a GRC tool, monitor deadlines, and collaborate across teams...Risk
- ...company is seeking an experienced Head of Risk & Compliance to lead its regulatory compliance... ...customer due diligence, transaction monitoring, sanctions screening, suspicious activity... ...affairs, or risk management within banking, fintech, payments, or financial services. ~...RiskFull timeLocal area
$80k - $90k
A fast-growing fintech company is seeking a Compliance Management System (CMS) Analyst to enhance its compliance program amidst evolving financial products. This remote role involves conducting compliance risk assessments and collaboration with product teams. Ideal candidates...RiskRemote job$132.4k - $165.5k
...Third Party Risk ManagerAs Mercury prepares to become a bank, our Third Party Risk Management... ...-matter experts across Compliance, Information Security,... ...diligence and ongoing monitoring, including reporting, approvals... ...environment (bank, or fintech working with bank...Risk- ...program — direct sponsor-bank and BIN-sponsorship... ...mix, including higher-risk categories — and we’re... ...policy, ongoing merchant monitoring, sponsor-bank risk dialogue... ...monitoring program compliance, high-risk merchant registration... ...risk leadership job in fintech Manage and develop...RiskFull time
- ...money movement. We are hiring a Junior Compliance Analyst to manage high-volume KYB/KYC... ..., and support merchant acquiring and risk monitoring. You’ll work closely with the Compliance... ...transaction monitoring in a fast-moving fintech environment, with #J-18808-Ljbffr CaraaRisk
$75k - $85k
Junior Compliance Analyst / Administrative Assistant Join to apply for the Junior Compliance Analyst... ...Assistant role at Sumitomo Mitsui Trust Bank Limited New York Branch Pay Range Base... ...performs business functions. The Front Office Risk Management & Administration Team’s (“...RiskFull timeContract workWork experience placementWork at officeWork from homeFlexible hours2 days per week- Community National Bank in Topeka, KS is seeking a detail‑oriented BSA/AML Analyst to support the Compliance/BSA Officer. You will monitor customer activity, perform account reviews, and help... ...in Verafin, and assisting with High‑Risk customer reviews, CTR processes, and...Risk
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