Legal and Compliance Infrastructure Data, Associate/Vice President
$125k - $150kAQR Capital Management
Requisition ID: P60864About AQR Capital ManagementFounded in 1998, AQR is a global systematic investment management firm. As quantitative investors, research is the foundation of everything we do. We manage a range of alternative and long-only strategies designed to meet the needs of institutional and wealth investors around the world.AQR’s culture reflects the firm’s academic roots and entrepreneurial spirit. Our collaborative environment fuels innovation and encourages employees to ask thoughtful questions, think creatively and bring new ideas forward. Continuous learning is an important part of the employee experience, helping our people build skills and grow throughout their careers. Employees at every level have opportunities to contribute, regardless of title or tenure.The firm has 800 employees with headquarters in Greenwich, Connecticut and offices in London, Frankfurt, Dubai, Hong Kong, Sydney and Bengaluru.The Team:We are currently seeking an exceptionally talented individual with three to six years of experience working in the investment management industry to join our Compliance Department.Your Role:Perform analysis and use data science to build pipelines that feed into compliance monitoring and reporting processes.Create functional requirements, specifications, and designs for analytics-driven solutions supporting compliance and regulatory operations.Partner with software engineers and legal/compliance professionals to develop and refine solutions; contribute hands-on via coding, conducting data analysis, and constructing applications.Explore and integrate new tools and third-party platforms to enhance compliance monitoring, data pipelines, and business analysis.Contribute new ideas and continuous improvements to the firm's legal and compliance infrastructure.Design and implement systems and processes in the legal and compliance control framework.What You’ll Bring: A. or B.S (Math, Computer Science, Data Science, or Finance focuses preferred) and a minimum of 3-6 years professional experienceDemonstrated ability to work with large and complex systems and data sets, and apply analytical thinking to solve real-world business problemsFamiliarity with the investment management industry and products, such as hedge funds, mutual funds, UCITS, and customized client solutionsStrong knowledge of financial instruments including equities, futures, forex, swaps, and fixed incomeProficiency in data tools and languages including SQL and Python, with experience using APIs and Python packages such as Pandas, NumPy, Streamlit, Plotly, and SeabornFamiliarity with buy-side software and platforms, specifically those related to investment compliance, trading surveillance, and regulatory reporting is a significant plus.Who You Are:Intelligent, energetic and goal-oriented with the ability to juggle multiple tasks, meet deadlines and exercise sound judgmentExcellent oral and written communication skills; must be able to confidently collaborate with various departments within the firmA self-starter with the ability to follow through and complete tasks in a highly intellectual, collaborative environmentAble to digest complex concepts into clear and concise recommendations and actionsExperience with business analysis and data science workflows, including exposure to AI/ML tools for analytics is a plusExcited by continuous learning, improving systems and processes, and driving efficiency in compliance processesThe salary range for this role is expected to be $125,000 to $150,000. This is the range that we in good faith believe is accurate for this role at the time of this posting. We may ultimately pay more or less than the posted range, depending upon factors such as skills, experience, location, or other business and organizational needs. This wage range may also be modified in the future.This job is also eligible for an annual discretionary bonus.We offer comprehensive package of benefits including paid time off, medical/dental/vision insurance, 401(k), and any other benefits to eligible employees.Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable. The amount and availability of any bonus, commission, benefits, or any other form of compensation and benefits that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company’s sole discretion, consistent with the law.AQR is an Equal Opportunity Employer. EEO/VET/DISABILITY
$190k - $230k
About the RoleThe Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise-wide compliance program relating to the... ...retirement-plan clients.This individual will partner closely with Legal, Product, Operations, Finance, Investment Management, and...LegalFull timeWork at officeRemote work$150k - $180k
About the RoleiCapital is looking to hire a Compliance Officer to help oversee the relevant... ..., including administrators, custodians, legal counsel, and auditors. QualificationsBachelor... ...experience in dealing with matters associated with Rule 38a-1 under the Investment Company...LegalFull timeWork at officeRemote work- ...Vice President, Data Compliance About the Company Global investment firm focused on compliance, governance... ...is in search of a Data Compliance Associate/Vice President to join its global... ...related to data and AI use, conducting legal and compliance reviews of data...Legal
- ...Vice President, Registered Funds Compliance About the Company Global investment management firm seeking compliance professional for registered funds... ...-starting approach to their work. A CFA, CAIA, or FRM designation is a plus. Functions ~ Legal ConfidentialLegal
$150k - $175k
...RoleiCapital is seeking a Corporate Governance Attorney to join the Legal team. The ideal candidate will support and enhance iCapital's... ...work closely with senior members of the Legal team to ensure compliance with applicable corporate laws, governance requirements, and...LegalFull timeWork at officeRemote work$150k - $175k
...is conducting a retained search for a Registered Funds Compliance Associate / Vice President to join its Compliance team in Greenwich, Connecticut.... ...candidate will work closely with portfolio managers, traders, legal, and operations teams, providing guidance on regulatory...Legal$180k - $220k
...Structured Investments and Annuities Coverage Attorneyto join the Legal team. The ideal candidate is an attorney with experience with... ...business lines, and other attorneys within our Legal and Compliance teams. ResponsibilitiesNegotiate complex agreements with counterparties...LegalFull timeWork at officeRemote work$160k - $220k
...the RoleiCapital is looking to hire an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team with a primary focus on U.S. and Cayman... ...closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues,...LegalFull timeWork at officeRemote work- ...Structure, Internal Operations & Controls, Valuation, Service Providers & External Oversight, Legal & Compliance, Information Technology & BCP, etc. Assess operational infrastructure and identify key risks, documenting findings in a written report. Work with managers to...LegalWork experience placement
$200.63k - $271.45k
...by a collaborative, solutions-oriented mindset, a commitment to legal excellence, and the ability to build constructive relationships... ...working relationships with internal partners (legal, risk, compliance, investments, senior management) and external constituencies (outside...LegalFull timeContract workTemporary work- # VP Chief Compliance OfficerHybrid • MSO Corporate... ...you’ll do:**The Vice President, Compliance is... ...cycle, finance, legal, human resources,... ..., auditing, data analysis, and control... ...assessments, business associate oversight,... ...practitioners* Broad infrastructure of tools and...LegalFor contractorsWork at officeLocal area
- ...Description Job Summary The Vice President, Complex Claims... ...senior technical and legal claims resource, providing... ...goals. Ensure compliance with all local, federal... ...problem-solving skills, data analysis, critical... ...opportunities by individuals not associated with Fortegra or our...LegalTemporary workLocal area
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$190k - $225k
About the RoleiCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group.... ..., status as an individual with a disability, or other applicable legally protected characteristics.Full timeWork at officeRemote work$221k - $353k
....Title and SummaryVice President, Total Rewards, Executive... ...is seeking a strategic Vice President, Executive... ...leadership, Human Resources, Legal, Finance, and the... ...guidelines.Governance, Compliance, and Disclosure• Ensure... ...benchmarking using survey data, proxy disclosures, and...LegalFull timePart timeWorldwideFlexible hours$140k - $175k
...RoleiCapital is looking for a Vice President to join its Hedge Fund... ...Provide feedback to internal legal or fund origination teams if... ...prepared by third party admins and Associate or Assistant Vice President... ...efficiency.Monitor fund’s compliance with the partnership...LegalFull timeWork at officeRemote work$155k - $180k
About the RoleiCapital is looking to hire a Fund Origination Vice President to support its growing alternative investments feeder fund... ...of marketing materials.Coordinate closely with internal Legal and Compliance teams to obtain required reviews and approvals.Lead the...LegalFull timeWork at officeRemote work- Regeneron's Enterprise Data & AI organization is newly established... ...standards, policies, and compliance requirements; manage the enterprise... ...data catalog, metadata infrastructure, and semantic layer; partner... ...Regulatory Affairs, Quality, and Legal leadership on GxP and data...LegalFull time
- ...negotiation, lease or purchase documentation, and close.Provide clear, data-backed market guidance on rents, vacancy, absorption, land and... ...and keep for as long as we need it for legitimate business or legal reasons. We will then delete it safely and securely.For more...LegalFull timeLocal areaRemote workFlexible hours
$230k - $368k
...Title and Summary Vice President, Digital Asset Payment... ...-rail settlement infrastructures and FX trading) into... ...risk, and regulatory compliance. Design and implement... ...functional partners from Legal, Compliance, and Risk... ...sales; we give them data and insights. People...LegalFull timePart timeWorldwideFlexible hours$160k - $190k
About the RoleiCapital is seeking a Vice President Product Manager to join its Independent Advisor Solutions... .... Coordinate cross-functionally with the Legal, Accounting, Fund Administration, Operations, Investor Relations, Compliance, and Distribution teams to ensure seamless...LegalFull timeWork at officeRemote work$150k - $175k
...Bengaluru.Your Role:We are currently seeking an exceptionally talented individual with three to six years of investment or trading compliance experience to join our Compliance Department.Responsibilities Include:Monitor adherence to registered products (e.g., ‘40 Act...$110k - $175k
...RoleiCapital is seeking a Corporate Governance Assistant Vice President or Vice President to join the Legal team. The ideal candidate will support and enhance... ...governance processes, entity management, and compliance-related activities across domestic and international...LegalFull timeWork at officeRemote work$150k - $175k
About the RoleiCapital is looking to hire a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. This position will work closely with the Senior... ..., status as an individual with a disability, or other applicable legally protected characteristics.Full timeWork at officeRemote work$160k - $240k
About the RoleiCapital is seeking a Vice President or Senior Vice President to lead Pricing Strategy... ...competitive dynamics, and develop data-driven recommendations that balance commercial... ...finance, sales, product, operations, legal, and executive leadership teamsTrack...LegalFull timeWork at officeRemote work$171.5k - $307.5k
Position Summary Associate Vice President, CCaaS & AI TransformationOur Deloitte Sales & Service... ...service. We are a team of strategists, data scientists, operators, creatives, designers... ...see for a detailed description of the legal structure of Deloitte LLP and its...LegalWork experience placementLocal area$290k - $365k
...attorney responsible for providing legal guidance and support to the... ..., work closely with the President of HCB NA advising on... ..., real estate, and external associations Critical Team Leadership: Lead... ..., mergers and acquisitions, compliance, corporate governance, risk...LegalMinimum wageContract workWork at officeLocal areaRemote workFlexible hours$171.6k - $338.3k
....Maintain accurate pipeline and forecast data, coordinate sales activities across geographies... ...Google/Healthcare industry.Must be legally authorized to work in the United States without... ...the applicable geographic differential associated with the location at which the position...LegalLocal area$171.6k - $338.3k
...Deloitte account teams. Set the agenda, use data to guide the conversation, and drive... ...and industries/sectors you serve.Must be legally authorized to work in the United States without... ...the applicable geographic differential associated with the location at which the position...LegalLocal area$171.6k - $338.3k
...executive with a strong background in enterprise data sales, competitive data environments,... ...and industries/sectors you serve.Must be legally authorized to work in the United States... ...the applicable geographic differential associated with the location at which the position may...LegalLocal area
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