Asset Management Regulatory Associate Attorney Mid-Level
$235kDirect Counsel
Job Description
Job Description
Asset Management Regulatory Associate Attorney – Mid-Level
Direct Counsel is seeking an Asset Management Regulatory Associate Attorney to join a leading law firm’s sophisticated asset management practice. This opportunity is primarily based in New York, NY or Chicago, IL .
Position OverviewThe firm is seeking a mid-level Associate Attorney with at least 2 years of substantive asset management experience and extensive knowledge of regulatory and compliance matters. The ideal candidate will have experience advising clients on investment management, regulatory, and compliance matters involving the formation, structuring, and ongoing management of private investment funds and their related investment advisers.
Responsibilities- Advise clients on investment management, regulatory, and compliance matters .
- Counsel clients regarding the formation, structuring, and ongoing management of private investment funds .
- Advise private equity funds, hedge funds, and other private investment vehicles.
- Counsel investment advisers regarding applicable regulatory and compliance requirements.
- Analyze and advise clients on the regulatory framework governing private investment funds and investment advisers .
- Provide guidance regarding the Investment Advisers Act and other applicable U.S. securities laws.
- Assist clients with developing and maintaining regulatory and compliance programs.
- Conduct legal research and provide practical advice regarding evolving securities and investment management regulations.
- Work directly with sophisticated clients and other attorneys to address complex regulatory matters.
- 2+ years of substantive asset management experience .
- Extensive knowledge of regulatory and compliance matters affecting the asset management industry.
- Experience advising clients regarding the formation, structuring, and ongoing management of private investment funds .
- Experience with private equity and/or hedge funds preferred.
- Experience advising investment advisers on regulatory and compliance matters.
- Strong knowledge of the regulatory framework governing private investment funds.
- Familiarity with the Investment Advisers Act and related U.S. securities laws.
- Demonstrated interest in developing deeper subject-matter expertise in investment management regulation.
- Strong analytical, research, drafting, and communication skills.
- Ability to manage sophisticated matters and work effectively with clients and colleagues.
- Must be admitted to the state bar in the jurisdiction of the preferred office location .
New York, NY; Chicago, IL
Compensation$235,000+ annually , with compensation based on experience, qualifications, and office location.
Vacancy posted 6 days ago
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