Compliance Analyst
$72.1k - $97.85kNatixis Investment Managers
The Compliance Analyst is part of a team responsible for the compliance review and approval of sales and marketing communications. This individual will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance guidance to business partners relating to advertising rules and regulations. This is a hybrid position located in Boston, MA. What you will do: Review and approve mutual fund and separate account marketing materials, analytics, offshore fund communications, and non-product materials to ensure compliance with applicable FINRA, SEC, GIPS and non-US regulations. Collaborate with internal clients and provide guidance in the development of marketing materials. This includes new product development, global marketing campaigns, web design, and social media. Stay ahead of regulatory developments and the impact to sales and marketing communications. Complete and submit regulatory filings. Assist in developing departmental procedures and guidelines. Maintain the department SharePoint site. Collaborate and share knowledge with other Compliance staff. What you will bring: Bachelor’s degree required or equivalent relevant experience. 2 years compliance or financial services experience preferred. Problem solving and analytical abilities. Excellent writing, organizational, and negotiating skills. FINRA registrations preferred (Series 7 and 24; Series 6 and 26 also considered). Candidates who have completed the SIE exam (or are actively pursuing FINRA licensing) are highly regarded, as it reflects understanding of regulatory requirements. Who we are: We put the best interests of our clients, employees, communities, and environment first in everything we do. We’re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to, comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs*. #NatixisIMCulture In accordance with the Massachusetts Wage transparency act, the expected annual base salary for this Boston, MA, based position is $72,100.00-$97,850. Actual annual base salaries may vary based on factors including but not limited to education, training, experience, and other job‑related factors. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include discretionary bonuses and other Natixis sponsored benefit programs. Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law. Natixis Investment Managers does not charge fees to participate in the interview process or for employment equipment and does not send employment offers through social media channels. We take security and privacy seriously. If you have been contacted by someone claiming to represent Natixis Investment Managers and are unsure about the legitimacy of the communication, please verify the contact details with Natixis Investment Managers directly. Benefits eligibility is for permanent employees of Natixis Investment Managers. Interns, contractors and temporary workers are not eligible for benefits. #J-18808-Ljbffr Natixis Investment Managers
$75k - $85k
...firm employs approximately 100 employees globally. Position Overview This position will assist in the management of the compliance programs’ policies, reporting and practices for Deerpath. Under the direction of the Compliance Director, the Compliance Associate...SuggestedOverseas$96k - $144k
...to see how we empower creators to own their own destiny. Compliance is critical to Klaviyo's success. Our mission is to provide a... ...adherence with an educational mindset. The Compliance Operations Analyst plays a key role in reducing risk of abuse on the Klaviyo platform...SuggestedTemporary work- ...Compliance Analyst – Boston We are looking for a dedicated and experienced Compliance Analyst to support our Compliance Operations team in Boston. Key Responsibilities Assist with client onboarding compliance, including researching public sources and performing...SuggestedFull timeFlexible hours
$23.56 - $44.23 per hour
The Boston Beer Company is seeking a FT Associate Compliance Analyst for a hybrid position in Boston, MA. This role involves coordinating regulatory submissions for product approvals and ensuring compliance with regulations. Ideal candidates should have 1-5 years of relevant...SuggestedHourly payWork at office- ...Job Description Job Description HIGH-LEVEL OVERVIEW The Global Trade Compliance Specialist is responsible for managing daily import and export activities and supporting the Trade Compliance Program, ensuring compliance with governmental rules and regulations in...SuggestedWork at officeRemote work
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- Synchrony Financial is seeking a detail-oriented Sr. Business Analyst to join its GRC Risk Management Systems team in Boston, Massachusetts. This role involves advocating for GRC technology and working closely with various stakeholders to manage organizational risks effectively...
$30 - $37 per hour
Compliance Reporting Analyst We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston, MA. The Compliance Reporting Analyst will work closely with the Compliance Reporting...Contract workImmediate startRemote work2 days per week- ...Brigham Incorporated. is seeking a Senior MassHealth Encounter Data Analyst in Somerville, MA. This hybrid role focuses on regulatory... ...analytics, bridging business with technical teams to ensure compliance. The position requires strong data analysis skills, experience...Flexible hours
$83.81k - $131.55k
Duties & Responsibilities Join our UMB CLO Compliance & Analytics Team, where we handle critical financial modeling, reviewing, and stress... ...(CLOs) and related transactions. As a Compliance Modeling Analyst, you’ll ensure our models are meticulously developed, reviewed...Work at officeLocal areaRemote workFlexible hours- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...
$110k - $140k
Compliance Analyst job at KKR. Boston, MA. Company Overview KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and...$77k - $117.45k
A leading law firm in Boston seeks a Conflicts Analyst to perform risk management duties, including corporate research and conflict... ...Bachelor’s degree and preferably possess experience in a legal or compliance environment. The role requires excellent confidentiality,...$38 - $51 per hour
BIC Compliance Analyst Position summary The BIC Compliance Analyst is responsible for ensuring compliance with risk management policies related to engagement letters, conflict waivers and ethical screens, using critical thinking, independent judgment and demonstrating...Hourly payContract workTemporary workWork at officeFlexible hoursWeekend work- Harvard University is seeking a Compliance Specialist for its Financial Administration Department. This full-time position involves supporting audit and compliance activities, managing audits, and ensuring financial oversight in sponsored research. The ideal candidate...Full time
- The CIP Group in Cambridge is seeking a Benefit Analyst to manage and analyze employee benefits programs. The ideal candidate will be... ..., data analysis, and communication with employees, ensuring compliance with regulations. This role requires a strong knowledge of employee...
- American Tower is seeking a Benefits Analyst to oversee compliance and administration of employee benefits in Boston. This role involves managing various benefit programs including medical and 401(k), ensuring adherence to regulations such as ERISA and HIPAA, and handling...
$85k - $120k
Weiss Asset Management (WAM), a Boston-based investment firm, is seeking a Compliance Analyst to join our Compliance team. The ideal candidate is detail-oriented, analytical, and technically proficient, with sound judgment and the ability to prioritize under pressure while...Full timeWork at office$82k - $102k
Manatt, Phelps & Phillips LLP is seeking a Conflicts Intake Analyst for its Boston office. The ideal candidate will have a BA degree and at least two years of law firm experience focused on clearing conflicts of interest. Responsibilities include advising on conflict issues...Work at office$51.48k - $124.17k
UMB Bank is seeking a Corporate Trust specialist in Boston, MA, to support compliance through account reviews and document oversight. You will leverage three years of Corporate Trust or equivalent experience and work closely with internal stakeholders. Competitive salary...- ...Description The Opportunity: The IT Compliance Analyst will play a critical role in supporting Veson Nautical's comprehensive compliance program across multiple frameworks including SOC 1/2 Type II, ISO 27001/27017/27701, and GDPR. Reporting to the Senior IT Compliance...
- ...Compliance & Risk Analyst Security Boston, MA Asset Management JO-1804-590 Join a global compliance team for one of Boston's leading Asset Management Firms. This role will report to the Manager of IT Security and is part of the IT Production Control & Risk...
$125k - $155k
...performance and extend healthspan. The Governance, Risk, and Compliance (GRC) team helps ensure technology and cybersecurity risks are... ...clearly across the organization. As a Senior Risk & Compliance Analyst, you will play a key role in supporting the design, execution,...Full timeWork at officeRelocation- Kinsley Power Systems in Cambridge, MA seeks an Accounting Professional for the Financial Reporting Team. This role involves monitoring financial systems, preparing journal entries, and assisting with year-end closure and the Comprehensive Annual Financial Report (CAFR)...Work at office
$62.05k - $94.9k
...is responsible for the direction, oversight, and reporting of compliance and operational risk management activities throughout the bank... ...policies. This position is responsible for supporting Senior Analysts, the Compliance Manager, the Operational Risk Manager, and the...Hourly payFull timeWork experience placementBank staffWork at office$62.05k - $94.9k
...Boston seeks a candidate for an operational risk management role in Boston. This position involves supporting senior analysts and managers in ensuring compliance and operational risk management activities throughout the Bank. Ideal candidates will have strong analytical...- ...Compliance Information Security Engineer In today's constantly evolving digital landscape, security is a shared responsibility. At... ...security and compliance. The Compliance Information Security Analyst will play a meaningful role in attaining and maintaining compliance...Local areaWorldwide
$85k - $120k
A Boston-based investment firm is seeking a Compliance Analyst to join its Compliance team. The ideal candidate will be detail-oriented and analytical, with required SQL proficiency and strong judgment. Responsibilities include reviewing OMS compliance alerts, supporting...Full time- UMB Bank is seeking a Compliance Modeling Analyst to join their Compliance & Analytics Team in Boston, MA. The role involves developing financial models for Collateralized Loan Obligations (CLOs) and working closely with the VP of Analytics & Strategic Initiatives. Remote...Remote job
- Position: Junior Information Security Analyst Location: Boston, MA (Hybrid/Must be Local) Length: 6+ Month Contract Job Description... ...The Information Security Analyst is responsible for ensuring compliance with industry regulations, laws, and internal policies. They...Contract workFor contractorsLocal area
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